Profile
Brock Vandervliet is the founder of Lion's Path Capital LLC, which was founded in 2010.
He held the title of Chief Financial Officer during its founding year.
Mr. Vandervliet's former jobs include being an Analyst at Lehman Brothers, Inc. in 2004, a Portfolio Manager at Galleon Management LP.
from 2007 to 2008, a Vice President at Andor Capital Management LLC, an Analyst at PFM Health Sciences LP, a Research Analyst at Instinet LLC in 2016, a Research Analyst at Nomura Securities International, Inc. from 2015 to 2016, and a Portfolio Manager at Incremental Capital LLC.
Mr. Vandervliet's education history includes an undergraduate degree from Dickinson College and an MBA from the University of Maryland.
Former positions of Brock Vandervliet
Companies | Position | End |
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UBS Securities LLC
UBS Securities LLC Investment ManagersFinance UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients. | Analyst-Equity | 2022-05-31 |
Instinet LLC
Instinet LLC Investment Banks/BrokersFinance Instinet LLC is a SEC-registered broker-dealer headquartered in New York City. The firm is the equities execution services arm of the Nomura Group. The firm was founded in 1969 and is a wholly owned subsidiary of Instinet Holdings, Inc., which is ultimately owned by Nomura Holdings, Inc. (TYO: 8604) in Japan. Instinet offers the institutional investment community a suite of tailorable solutions, which includes market insights and commentary, full-service trading desks, advanced algorithmic trading strategies, access to unique and specialized liquidity via their array of crossing pools, and a set of workflow solutions. | Analyst-Fixed Income | 2017-04-30 |
Nomura Securities International, Inc.
Nomura Securities International, Inc. Investment Banks/BrokersFinance Nomura Securities International, Inc. (NSI) is a registered broker/dealer headquartered in New York City and was founded in 1969. The firm is a division of Nomura Holding America, Inc. and their ultimate parent is Nomura Holdings, Inc. (NYSE: NMR, TYO: 8604, AMS: 8604). NSI provides securities brokerage services, as well as asset management, domestic retail, global markets, global investment banking and global merchant banking services. The firm's fixed-income business consists of bond sales and trading, origination and product supply for securitization deals and real estate-focused asset finance operations (in cooperation with Investment Banking). In the equity markets, NSI offers sales and trading of domestic and foreign stocks on a global basis, primarily for institutional investors. | Analyst-Equity | 2016-10-31 |
Galleon Management LP.
Galleon Management LP. Investment ManagersFinance Founded in 1997, Galleon Management LP (The Galleon Group) is a New York City-based hedge fund manager. | Portfolio Manager-Equities | 2008-12-30 |
Lehman Brothers, Inc.
Lehman Brothers, Inc. Investment Banks/BrokersFinance A subsidiary of Lehman Brothers Holdings, Inc., Lehman Brothers, Inc. is a broker/dealer headquartered in New York City. They provide global equity and fixed research. The equity research department covers more than 100 sectors. They use a fundamental, quantitative, strategic and tactical research approach. In addition to these Lehman has also developed special products, such as 10 uncommon values and 10 uncommon eurovalues. | Analyst-Equity | 2004-03-14 |
Training of Brock Vandervliet
Dickinson College | Undergraduate Degree |
University of Maryland | Masters Business Admin |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
Private companies | 9 |
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Lehman Brothers, Inc.
Lehman Brothers, Inc. Investment Banks/BrokersFinance A subsidiary of Lehman Brothers Holdings, Inc., Lehman Brothers, Inc. is a broker/dealer headquartered in New York City. They provide global equity and fixed research. The equity research department covers more than 100 sectors. They use a fundamental, quantitative, strategic and tactical research approach. In addition to these Lehman has also developed special products, such as 10 uncommon values and 10 uncommon eurovalues. | Finance |
Galleon Management LP.
Galleon Management LP. Investment ManagersFinance Founded in 1997, Galleon Management LP (The Galleon Group) is a New York City-based hedge fund manager. | Finance |
UBS Securities LLC
UBS Securities LLC Investment ManagersFinance UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients. | Finance |
Andor Capital Management LLC
Andor Capital Management LLC Investment ManagersFinance Founded in 2001 by Daniel Benton, Andor Capital Management LLC is a hedge fund manager headquartered in Rye Brook, New York. The firm is a subsidiary of Andor Capital Management, Inc. They provide portfolio management services primarily to pooled investment vehicles and managed accounts for pension and profit sharing plans | Finance |
Instinet LLC
Instinet LLC Investment Banks/BrokersFinance Instinet LLC is a SEC-registered broker-dealer headquartered in New York City. The firm is the equities execution services arm of the Nomura Group. The firm was founded in 1969 and is a wholly owned subsidiary of Instinet Holdings, Inc., which is ultimately owned by Nomura Holdings, Inc. (TYO: 8604) in Japan. Instinet offers the institutional investment community a suite of tailorable solutions, which includes market insights and commentary, full-service trading desks, advanced algorithmic trading strategies, access to unique and specialized liquidity via their array of crossing pools, and a set of workflow solutions. | Finance |
PFM Health Sciences LP
PFM Health Sciences LP Investment ManagersFinance PFM Health Sciences LP (PFM) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in San Francisco, California. The firm was founded by Chris James in 2004 as Partner Fund Management LP. PFM serves as an investment advisor to private investment funds in which qualified investors invest directly. | Finance |
Nomura Securities International, Inc.
Nomura Securities International, Inc. Investment Banks/BrokersFinance Nomura Securities International, Inc. (NSI) is a registered broker/dealer headquartered in New York City and was founded in 1969. The firm is a division of Nomura Holding America, Inc. and their ultimate parent is Nomura Holdings, Inc. (NYSE: NMR, TYO: 8604, AMS: 8604). NSI provides securities brokerage services, as well as asset management, domestic retail, global markets, global investment banking and global merchant banking services. The firm's fixed-income business consists of bond sales and trading, origination and product supply for securitization deals and real estate-focused asset finance operations (in cooperation with Investment Banking). In the equity markets, NSI offers sales and trading of domestic and foreign stocks on a global basis, primarily for institutional investors. | Finance |
Incremental Capital LLC
Incremental Capital LLC Investment ManagersFinance Incremental Capital LLC is a proprietary trading and hedge fund company located in New York City. | Finance |
Lion's Path Capital LLC
Lion's Path Capital LLC Investment ManagersFinance Founded in 2010 by Michael Curtis, Tim Harrington, Brett Katzner, Michael Palazzi, Brock Vandervliet and Storm Boswick, Lion's Path Capital LLC is a hedge fund manager located in New York City. They manage the Lion's Path Capital Fund. Lion's Path Capital is a member of registered broker/dealer ECHOtrade LLC's network of trading groups. | Finance |
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