China Minsheng Banking : Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 Augu…

Monthly Return of Equity Issuer on Movements in Securities

For the month ended

(dd/mm/yyyy) :31/08/2019

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer

China Minsheng Banking Corp., Ltd. (the "Company")

Date Submitted

02/09/2019

I. Movements in Authorised Share Capital

1. Ordinary Shares

(1) Stock code :

01988

Description :

H Shares

No. of ordinary

Par value

Authorised share

capital

shares

(RMB)

(RMB)

Balance at close of preceding month

8,320,295,289

1.00

8,320,295,289

Increase/(decrease)

0

0

Balance at close of the month

8,320,295,289

1.00

8,320,295,289

(2) Stock code :

600016

Description :

A Shares

No. of ordinary

Par value

Authorised share

capital

shares

(RMB)

(RMB)

Balance at close of preceding month

35,462,123,213

1.00

35,462,123,213

Increase/(decrease)

0

0

Balance at close of the month

35,462,123,213

1.00

35,462,123,213

March 2019

2. Preference Shares

U.S.$1,439,000,000 4.95% Non-

Cumulative Perpetual Offshore Preference Shares ("USD Offshore

Stock code : 4609 Description : Preference Shares")

Authorised share

No. of

capital

preference

Par value

(USD)

shares

(RMB)

(See Remark 1)

Balance at close of preceding month

71,950,000

100

1,439,000,000

Increase/(decrease)

0

0

Balance at close of the month

71,950,000

100

1,439,000,000

3. Other Classes of Shares

Stock code :

N/A

Description :

N/A

No. of other

Par value

Authorised share

classes of

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month

N/A

N/A

N/A

Increase/(decrease)

N/A

N/A

Balance at close of the month

N/A

N/A

N/A

Total authorised share capital at the end of the month

53,715,547,702

(TOTAL REGISTERED SHARE CAPITAL AND

(See Remark 2)

PREFERENCE SHARES) (RMB) :

March 2019

II. Movements in Issued Share Capital

No. of ordinary shares

No of preference

shares

USD Offshore

No. of other

(1) H Shares

(2) A Shares

Preference Shares

classes of shares

Balance at close of

preceding month

8,320,295,289

35,462,123,213

71,950,000

N/A

Increase/ (decrease)

during the month

0

0

0

N/A

Balance at close of

the month

8,320,295,289

35,462,123,213

71,950,000

N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of

No. of new shares of No. of new shares of

share option

issuer issued during

issuer which may be

scheme

the month pursuant

issued pursuant

including EGM

Movement during the month

thereto

thereto as at close of

approval date

the month

(dd/mm/yyyy) and

class of shares

issuable

Granted

Exercised

Cancelled

Lapsed

1. N/A

N/A

N/A

N/A

N/A

N/A

N/A

(

/

/

)

shares

(Note 1)

2. N/A

N/A

N/A

N/A

N/A

N/A

N/A

(

/

/

)

shares

(Note 1)

3. N/A

N/A

N/A

N/A

N/A

N/A

N/A

(

/

/

)

shares

(Note 1)

Total A. (Ordinary shares)

N/A

(Preference shares)

N/A

(Other class)

N/A

Total funds raised during the month from exercise

of options (State currency)

N/A

March 2019

Warrants to Issue Shares of the Issuer which are to be Listed

No. of new

No. of new

shares of

shares of

issuer

issuer which

issued

may be

Nominal value

during the

issued

Currency

Exercised

Nominal value

month

pursuant

at close of

pursuant

thereto as at

Description of warrants

of nominal

preceding

during the

at close of the

thereto

close of the

(Date of expiry - dd/mm/yyyy)

value

month

month

month

month

1. N/A

N/A

N/A

N/A

N/A

N/A

N/A

(

/

/

)

Stock code (if listed)

N/A

Class of shares

issuable (Note 1)

N/A

Subscription price

N/A

EGM approval date

(if applicable)

(dd/mm/yyyy)

N/A

2. N/A

N/A

N/A

N/A

N/A

N/A

N/A

(

/

/

)

Stock code (if listed)

N/A

Class of shares

issuable (Note 1)

N/A

Subscription price

N/A

EGM approval date

(if applicable)

(dd/mm/yyyy)

N/A

3. N/A

N/A

N/A

N/A

N/A

N/A

N/A

(

/

/

)

Stock code (if listed)

N/A

Class of shares

issuable (Note 1)

N/A

Subscription price

N/A

EGM approval date

(if applicable)

(dd/mm/yyyy)

N/A

4. N/A

N/A

N/A

N/A

N/A

N/A

N/A

(

/

/

)

Stock code (if listed)

N/A

Class of shares

issuable (Note 1)

N/A

Subscription price

N/A

EGM approval date

(if applicable)

(dd/mm/yyyy)

N/A

Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A

March 2019

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

					No. of new	No. of new
					shares of	shares of
					issuer	issuer which
					issued	may be
					during the	issued
		Amount at			month	pursuant
	Currency of	Converted	Amount at	pursuant	thereto as at
	close of	thereto	close of the
	amount	preceding	during the	close of the		month
Class and description	outstanding	month	month	month

1. USD Offshore Preference Shares, convertible compulsorily upon occurrence of a trigger

event pursuant to the								1,770,253,
terms and conditions								425 H
with respect to the USD						Shares
Offshore Preference						1,439,000,		(See
Shares		USD	1,439,000,000	-	000	-	Remark 3)
Stock code (if listed)		4609
Class of shares
issuable (Note 1)		H Shares
		The initial conversion
	price is HK$7.56 per H
		Share, adjusted to
		HK$6.30 per H Share
		since 27 July 2018,
Subscription price	subject to adjustment
EGM approval date
(if applicable)
(dd/mm/yyyy))		(01/02/2016)
2. N/A		N/A		N/A	N/A	N/A	N/A	N/A
Stock code (if listed)		N/A
Class of shares
issuable (Note 1)		N/A
Subscription price			N/A
EGM approval date
(if applicable)
(dd/mm/yyyy)		N/A

		Total C. (Ordinary shares)	0
		(Preference shares)	0
		(Other class)	N/A

March 2019