DGAP Voting Rights Announcement: 4SC AG
4SC AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
19.11.2019 / 13:32
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name: 4SC AG
Street: Fraunhoferstr. 22
Postal code: 82152
City: Planegg-Martinsried
Germany
Legal Entity Identifier (LEI): 391200QOKN7LGVP0RQ86

2. Reason for notification
  Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
X Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Natural person (first name, surname): Wolfgang Egger
Date of birth: 18 Aug 1965

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
14 Nov 2019

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 4.03 % % 4.03 % 4.03
Previous notification 6.05 % % 6.05 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000A14KL721854158 % 4.03 %
Total 1854158 4.03 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
%
   Total %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
%
     Total %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Wolfgang Egger % % %
WE Vermögensverwaltungs GmbH & Co. KG % % %
First Capital Partner GmbH % % %
FCP Anlage AG % % %
 
Wolfgang Egger % % %
WE Vermögensverwaltungs GmbH & Co. KG % % %
First Capital Partner GmbH % % %
FCP Biotech Holding GmbH % % %
 
Wolfgang Egger % % %
WE Verwaltungs GmbH % % %
WE Vermögensverwaltungs GmbH & Co. KG % % %
First Capital Partner GmbH % % %
FCP Anlage AG % % %
 
Wolfgang Egger % % %
WE Verwaltungs GmbH % % %
WE Vermögensverwaltungs GmbH & Co. KG % % %
First Capital Partner GmbH % % %
FCP Biotech Holding GmbH % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
19 Nov 2019



19.11.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de


Language: English
Company: 4SC AG
Fraunhoferstr. 22
82152 Planegg-Martinsried
Germany
Internet: www.4sc.com

 
End of News DGAP News Service

916305  19.11.2019 

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