Item 8.01 Other Events
On November 27, 2019, AXA Equitable Holdings, Inc. (the "Company") closed the
public offering of an aggregate of 29,000,000 depositary shares (the "Depositary
Shares"), each representing a 1/1,000th interest in a share of the Fixed Rate
Noncumulative Perpetual Preferred Stock, Series A, par value $1.00 per share and
liquidation preference of $25,000 per share (the "Preferred Stock") of the
Company. The offering and sale of the Depositary Shares and Preferred Stock were
registered under the Company's registration statement on Form S-3 (File
No. 333-234788), and a prospectus supplement related to the Depositary Shares
dated November 20, 2019 (filed with the Commission pursuant to Rule 424(b)(5)
under the Securities Act of 1933).
The following documents are being filed with this Current Report on Form 8-K and
are incorporated herein by reference: (i) the Deposit Agreement, dated
November 27, 2019, among the Company, Computershare Inc. and Computershare Trust
Company, N.A., collectively, as depositary, and the holders from time to time of
the depositary receipts described therein, relating to the Depositary Shares,
(ii) the Form of Preferred Stock Certificate, (iii) the Form of Depositary
Receipt and (iv) the validity opinion and consent of Willkie Farr & Gallagher
LLP with respect to the Depositary Shares and the Preferred Stock.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit No. Description of Exhibit
4.1 Deposit Agreement, dated November 27, 2019, among the Company,
Computershare Inc. and Computershare Trust Company, N.A.,
collectively, as depositary, and the holders from time to time of
the depositary receipts described therein.
4.2 Form of Preferred Stock Certificate (included as Exhibit A to
Exhibit 3.1 of the Company's Form 8-K filed on November 21,
2019).
4.3 Form of Depositary Receipt (included as Exhibit A to Exhibit
4.1 above).
5.1 Opinion of Willkie Farr & Gallagher LLP with respect to the
Depositary Shares and the Preferred Stock.
23.1 Consent of Willkie Farr & Gallagher LLP (included in Exhibit
5.1 above).
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