Hammerson plc (Incorporated in England and Wales) (Company number 360632) LSE share code: HMSO JSE share code: HMN ISIN: GB0004065016 ('Hammerson' or 'the Company') TR-1: Standard form for notification of major holdings NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft i Word format if possible) 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are at- HAMMERSON PLC ii tached : 1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate) Non-UK issuer 2. Reason for the notification (please mark the appropriate box or boxes with an 'X') An acquisition or disposal of voting rights X An acquisition or disposal of financial instruments An event changing the breakdown of voting rights iii Other (please specify) : iv 3. Details of person subject to the notification obligation Name J O HAMBRO CAPITAL MANAGEMENT LIMITED City and country of registered office (if applicable) London, United Kingdom v 4. Full name of shareholder(s) (if different from 3.) Name City and country of registered office (if applicable) 5. Date on which the threshold was crossed or 21 JANUARY 2020 vi reached : 6. Date on which issuer notified (DD/MM/YYYY): 22 JANUARY 2020 7. Total positions of person(s) subject to the notification obligation % of voting rights Hammerson plc % of voting rights at- Total number of through financial instru- Total of both in % (Incorporated in England and Wales) tached to shares (to- voting rights of is- ments (8.A + 8.B) vii (Company number 360632) tal of 8. A) suer (total of 8.B 1 + 8.B 2) LSE share code: HMSO JSE share code: HMN Resulting situation ISIN: GB0004065016 on the date on which 5.01% 0.00% 5.01% 766,293,613 ('Hamm threshole d w rson as ' or 'the Company') crossed or reached Position of previous TR-1: Standard form for notification of major holdings notification (if applicable) NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft i Word format if possible) 8. Notified details of the resulting situation on the date on which the threshold was crossed or viii reached 1a. Identity of the issuer or the underlying issuer A: Voting rights attached to shares of existing shares to which voting rights are at- HAMMERSON PLC ii tached : Class/type of ix Number of voting rights % of voting rights shares 1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate) Direct Indirect Direct Indirect ISIN code (if possible) (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive 2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC) Non-UK issuer (DTR5.2.1) (DTR5.2.1) GB0004065016 2. Reason for the notification (please mark the appropriate box or boxes with an 'X') 38,376,308 5.01% An acquisition or disposal of voting rights X An acquisition or disposal of financial instruments An event changing the breakdown of voting rights SUBTOTAL 8. A 38,376,308 5.01% iii Other (please specify) : iv 3. Details of person subject to the notification obligation B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Name J O HAMBRO CAPITAL MANAGEMENT LIMITED Number of voting rights Type of financial in- Expiration Exercise/ that may be acquired if City and country of registered office (if applicable) London, United Kingdom % of voting rights x xi strument date Conversion Period the instrument is v exercised/converted. 4. Full name of shareholder(s) (if different from 3.) Name City and country of registered office (if applicable) 5. Date on which the threshold was crossed or 21 JANUARY 2020 vi reached : SUBTOTAL 8. B 1 6. Date on which issuer notified (DD/MM/YYYY): 22 JANUARY 2020 B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 7. Total positions of person(s) subject to the notification obligation 2004/109/EC (DTR5.3.1.1 (b)) Exercise/ Physical or Type of financial Expiration Number of Conversion Pe- cash % of voting rights x instrument date voting rights xi xii riod settlement % of voting rights Ha mmerson plc % of voting rights at- Total number of through financial instru- Total of both in % (Incorporated in England and Wales) tached to shares (to- voting rights of is- ments (8.A + 8.B) vii (Company number 360632) tal of 8. A) suer (total of 8.B 1 + 8.B 2) LSE share code: HMSO JSE share code: HMN Resulting situation ISIN: GB0004065016 on the date on which 5.01% 0.00% 5.01% 766,293,613 ('Hamm threshole d w rson as ' or 'the Company') SUBTOTAL crossed or reached 8.B.2 Position of previous TR-1: Standard form for notification of major holdings notification (if applicable) NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft i Word format if possible) 9 8. . IN nfor otifmat ied ide on t ai in ls rel ofa t th io e n t res o ul the ting pe s rson itua tsu ion b jon ect t t he o tda het e no on tif iw ca hich tion tob hel itga hres tion ho (lpl d ea was se cros mark se the d or viii ap reach plicab edle box with an 'X') 1a. Identity of the issuer or the underlying issuer Person subject to the notification obligation is not controlled by any natural person or legal entity and does not A: Voting rights attached to shares of existing shares to which voting rights are at- HAMMERSON PLC xiii X control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer ii tached : Class/type of ix Number of voting rights % of voting rights shares Full chain of controlled undertakings through which the voting rights and/or the 1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate) Direct Indirect Direct Indirect xiv ISIN code (if possible) financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive (please add additional rows as necessary) 2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC) Non-UK issuer (DTR5.2.1) (DTR5.2.1) % of voting rights % of voting rights if it Total of both if it GB0004065016 2. Reason for the notification (please mark the appropria throu te bo gh x fo ina r bo nc xes ial w in- ith an 'X') 38,376,308 5.01% equals or is higher equals or is higher xv Name struments if it equals than the notifiable than the notifiable An acquisition or disposal of voting rights or is highe r than the X threshold threshold notifiable threshold An acquisition or disposal of financial instruments An event changing the breakdown of voting rights SUBTOTAL 8. A 38,376,308 5.01% iii Other (please specify) : iv 3. Details of person subject to the notification obligation B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Name J O HAMBRO CAPITAL MANAGEMENT LIMITED Number of voting rights Type of financial in- Expiration Exercise/ that may be acquired if City and country of registered office (if applicable) London, United Kingdom % of voting rights x xi strument date Conversion Period the instrument is v exercised/converted. 4. Full name of shareholder(s) (if different from 3.) 10. In case of proxy voting, please identify: Name Name of the proxy holder - City and country of registered office (if applicable) The number and % of voting rights held - 5. Date on which the threshold was crossed or 21 JANUARY 2020 vi reached : SUBTOTAL 8. B 1 The date until which the voting rights will be held - 6. Date on which issuer notified (DD/MM/YYYY): 22 JANUARY 2020 B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 7. Total positions of person(s) subject to the notification obligation xvi 2004/109/EC (DTR5.3.1.1 (b)) 11. Additional information Exercise/ Physical or Type of financial Expiration Number of Conversion Pe- cash % of voting rights x instrument date voting rights xi xii riod settlement % of voting rights Ha Th me di mescl rson osu pl re is c late due to system issues around the crossing of a thre shold from the p articipation in an % of voting rights at- Total number of through financial instru- Total of both in % IPO. Controls will be put in place to ensure that similar issues will not happen going forwards. (Incorporated in England and Wales) tached to shares (to- voting rights of is- ments (8.A + 8.B) vii (Company number 360632) tal of 8. A) suer (total of 8.B 1 + 8.B 2) LSE share code: HMSO JSE share code: HMN Resulting situation ISIN: GB0004065016 on the date on which 5.01% 0.00% 5.01% 766,293,613 Place of completion J O HAMBRO CAPITAL MANAGEMENT LIMITED, LONDON ('Hamm threshole d w rson as ' or 'the Company') SUBTOTAL crossed or reached 8.B.2 Date of completion 22 JANUARY 2020 Position of previous TR-1: Standard form for notification of major holdings notification (if For further information contact: applicable) NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft i Word format if possible) Verity Cox 9 8. . IN nfor otifmat ied ide on t ai in ls rel ofa t th io e n t res o ul the ting pe s rson itua tsu ion b jon ect t t he o tda het e no on tif iw ca hich tion tob hel itga hres tion ho (lpl d ea was se cros mark se the d or Senior As vis iiistant Company Secretary ap reach plicab edle box with an 'X') 1a. Identity of the issuer or the underlying issuer Tel: +44 (0)20 7887 1000 Person subject to the notification obligation is not controlled by any natural person or legal entity and does not A: Voting rights attached to shares of existing shares to which voting rights are at- HAMMERSON PLC xiii X control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer ii tached : Class/type of ix 22 January 2020 Number of voting rights % of voting rights shares Full chain of controlled undertakings through which the voting rights and/or the 1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate) Direct Indirect Direct Indirect xiv ISIN code (if possible) financial instruments are effectively held starting with the ultimate controlling natural person or legal entity Hammerson has its primary listing on the London Stock Exchange and a secondary inward list- (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive (please add additional rows as necessary) 2004/109/EC) (DTR5.1) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC) Non-UK issuer ing on the Johannesburg Stock Exchange. (DTR5.2.1) (DTR5.2.1) % of voting rights % of voting rights if it Total of both if it GB0004065016 2. Reason for the notification (please mark the appropria throu te bo gh x fo ina r bo nc xes ial w in- ith an 'X') 38,376,308 5.01% Sponsor: equals or is higher equals or is higher xv Name struments if it equals Investec Bank Limited than the notifiable than the notifiable An acquisition or disposal of voting rights or is highe r than the X threshold threshold notifiable threshold An acquisition or disposal of financial instruments An event changing the breakdown of voting rights SUBTOTAL 8. A 38,376,308 5.01% iii Other (please specify) : iv 3. Details of person subject to the notification obligation B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Name J O HAMBRO CAPITAL MANAGEMENT LIMITED Number of voting rights Type of financial in- Expiration Exercise/ that may be acquired if City and country of registered office (if applicable) London, United Kingdom % of voting rights x xi strument date Conversion Period the instrument is v exercised/converted. 4. Full name of shareholder(s) (if different from 3.) 10. In case of proxy voting, please identify: Name Name of the proxy holder - City and country of registered office (if applicable) The number and % of voting rights held - 5. Date on which the threshold was crossed or 21 JANUARY 2020 vi reached : SUBTOTAL 8. B 1 The date until which the voting rights will be held - 6. Date on which issuer notified (DD/MM/YYYY): 22 JANUARY 2020 B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 7. Total positions of person(s) subject to the notification obligation xvi 2004/109/EC (DTR5.3.1.1 (b)) 11. Additional information Exercise/ Physical or Type of financial Expiration Number of Conversion Pe- cash % of voting rights x instrument date voting rights xi xii riod settlementAttachments SENS_20200122_S425806.pdf
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Hammerson plc published this content on 22 January 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 22 January 2020 16:33:08 UTC