SECURITIES EXCHANGE ACT OF 1934
that of the issuer named below:
address of its principal executive office:
Supplemental Schedule - Page 14
|
Page 1 of 14
|
September 30
| ||||||
2018
|
2019
| |||||
Plan Interest in Master Trust (Note 8), at fair value
|
$
|
421,004,234
|
415,523,077
| |||
Employer contributions receivable
|
882,834
|
1,224,013
| ||||
Participant contributions receivable
|
412,240
|
457,950
| ||||
Loans receivable from participants in Master Trust
|
10,116,703
|
11,453,164
| ||||
Net assets available for benefits
|
$
|
432,416,011
|
428,658,204
| |||
See accompanying Notes to Financial Statements.
|
Year Ended September 30
| ||||||
2018
|
2019
| |||||
Plan interest in Master Trust investment
income, net (Note 8)
|
$
|
45,516,361
|
2,421,970
| |||
Interest income on loans receivable from participants
|
418,761
|
550,923
| ||||
Transfers (to) from other plans, net (Note 4)
|
37,788,715
|
(2,145,688
|
)
| |||
Participant contributions
|
18,416,977
|
22,667,640
| ||||
Rollover contributions
|
1,910,910
|
2,169,696
| ||||
Employer contributions
|
15,766,734
|
10,733,224
| ||||
Benefits paid to participants
|
(47,049,544
|
)
|
(40,155,572
|
)
| ||
Increase (decrease) in net assets available for benefits
|
72,768,914
|
(3,757,807
|
)
| |||
Net assets available for benefits, beginning of year
|
359,647,097
|
432,416,011
| ||||
Net assets available for benefits, end of year
|
$
|
432,416,011
|
428,658,204
| |||
See accompanying Notes to Financial Statements.
|
(1)
|
DESCRIPTION OF PLAN
|
(2)
|
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES
|
(3)
|
TAX STATUS
|
(4)
|
TRANSFERS TO OR FROM OTHER PLANS
|
(5)
|
PARTIES-IN-INTEREST
|
(6)
|
PLAN TERMINATION
|
(7)
|
RECONCILIATION OF FINANCIAL STATEMENTS TO IRS FORM 5500
|
September 30
| ||||||
2018
|
2019
| |||||
Net Assets Available for Benefits per the financial statements
|
$
|
432,416,011
|
428,658,204
| |||
Participant loans deemed distributed, end of year
|
(253,616
|
)
|
(303,778
|
)
| ||
Amount allocated to withdrawing participants
|
-
|
(93,906
|
)
| |||
Net Assets Available for Benefits per IRS Form 5500
|
$
|
432,162,395
|
428,260,520
|
Year Ended September 30
| ||||||
2018
|
2019
| |||||
Benefits paid to participants per the financial statements
|
$
|
47,049,544
|
40,155,572
| |||
Participant loans deemed distributed, end of year
|
253,616
|
303,778
| ||||
Participant loans deemed distributed, beginning of year
|
(261,731
|
)
|
(253,616
|
)
| ||
Amount allocated to withdrawing participants, end of year
|
-
|
93,906
| ||||
Amount allocated to withdrawing participants, beginning of year
|
(8,795
|
)
|
-
| |||
Benefits paid to participants per IRS Form 5500
|
$
|
47,032,634
|
40,299,640
|
(8)
|
MASTER TRUST
|
September 30
| ||||||
2018
|
2019
| |||||
Mutual funds
|
$
|
1,259,388,122
|
1,166,724,512
| |||
Collective funds and trusts
|
3,115,560,645
|
3,247,873,402
| ||||
Emerson Common Stock Fund
|
632,953,288
|
541,997,288
| ||||
Money market funds
|
173,746,197
|
209,325,878
| ||||
Total Master Trust investments at fair value
|
$
|
5,181,648,252
|
5,165,921,080
| |||
Plan's share of Master Trust investments at fair value
|
$
|
421,004,234
|
415,523,077
|
Year Ended September 30
| ||||||
2018
|
2019
| |||||
Net appreciation of investments
|
$
|
527,608,807
|
64,974,236
| |||
Interest, net of fees
|
2,098,305
|
4,774,311
| ||||
Total Master Trust investment income
|
$
|
529,707,112
|
69,748,547
| |||
Plan's share of Master Trust investment income
|
$
|
45,516,361
|
2,421,970
|
(9)
|
FAIR VALUE MEASUREMENTS
|
September 30, 2019
| |||||||||
Level 1
|
Measured at NAV
|
Total
| |||||||
Mutual funds
|
$
|
1,166,724,512
|
-
|
1,166,724,512
| |||||
Collective funds and trusts
|
-
|
3,247,873,402
|
3,247,873,402
| ||||||
Emerson Common Stock Fund
|
541,997,288
|
-
|
541,997,288
| ||||||
Money market funds
|
209,325,878
|
-
|
209,325,878
| ||||||
Total
|
$
|
1,918,047,678
|
3,247,873,402
|
5,165,921,080
|
September 30, 2018
| |||||||||
Level 1
|
Measured at NAV
|
Total
| |||||||
Mutual funds
|
$
|
1,259,388,122
|
-
|
1,259,388,122
| |||||
Collective funds and trusts
|
-
|
3,115,560,645
|
3,115,560,645
| ||||||
Emerson Common Stock Fund
|
632,953,288
|
-
|
632,953,288
| ||||||
Money market funds
|
173,746,197
|
-
|
173,746,197
| ||||||
Total
|
$
|
2,066,087,607
|
3,115,560,645
|
5,181,648,252
|
(10)
|
SUBSEQUENT EVENTS
|
EMERSON ELECTRIC CO.
| |||
RETIREMENT SAVINGS PLAN
| |||
by:
|
/s/ Michael J. Baughman
| ||
Michael J. Baughman, on behalf of the
| |||
Management Review Committee
|
Supplemental Schedule
| |||||||||
EMERSON ELECTRIC CO. RETIREMENT SAVINGS PLAN
| |||||||||
Schedule of Assets Held for Investment Purposes at End of Year - Attachment for IRS Form 5500 Schedule H, Line 4i
| |||||||||
As of September 30, 2019
| |||||||||
Emerson Electric Co. Retirement Savings Plan
| |||||||||
Identity of Issue
|
Investment Type
|
Cost***
|
Current Value**
| ||||||
*
|
Participant Loan Fund
|
Interest Rate Range: 4.25% - 6.50%**
|
$
|
11,149,386
| |||||
*
|
Party-in-Interest
| ||||||||
**
|
Current value and the range of interest rates exclude participant loans deemed distributed in accordance with IRS Form 5500 instructions for Schedule H, Line 4i.
| ||||||||
***
|
Cost excluded in accordance with IRS Form 5500 instructions for Schedule H, Line 4i.
| ||||||||
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Disclaimer
Emerson Electric Co. published this content on 18 February 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 18 February 2020 14:33:03 UTC