Item 2.02 Results of Operations and Financial Condition.

On March 3, 2020, Broadridge Financial Solutions, Inc. (the "Company") issued a press release regarding its updated investor presentation ("Investor Presentation") to be used at the Raymond James 41st Annual Institutional Investors Conference in Orlando, Florida on March 3, 2020. In the Investor Presentation, the Company has provided additional details regarding its Fiscal Year 2020 financial guidance released on January 31, 2020. The Company indicated that it expected third quarter Adjusted Earnings per Share to be approximately one third of the total expected adjusted earnings per share for the full fiscal year 2020. The additional information refers to the Company's forecast as of January 31, 2020.

On March 3, 2020, the Company also posted the Investor Presentation on the Company's Investor Relations website at www.broadridge-ir.com. Copies of the press release and Investor Presentation are being furnished as Exhibits 99.1 and 99.2, respectively, and are incorporated herein by reference.

Forward-Looking Statements

This Current Report on Form 8-K may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. Statements that are not historical in nature and which may be identified by the use of words such as "expects," "assumes," "projects," "anticipates," "estimates," "we believe," "could be" and other words of similar meaning, are forward-looking statements. These statements are based on management's expectations and assumptions and are subject to risks and uncertainties that may cause actual results to differ materially from those expressed. Factors that could cause actual results to differ materially from those contemplated by the forward-looking statements include:



•the success of Broadridge in retaining and selling additional services to its
existing clients and in obtaining new clients;
•Broadridge's reliance on a relatively small number of clients, the continued
financial health of those clients, and the continued use by such clients of
Broadridge's services with favorable pricing terms;
•a material security breach or cybersecurity attack affecting the information of
Broadridge's clients;
•changes in laws and regulations affecting Broadridge's clients or the services
provided by Broadridge;
•declines in participation and activity in the securities markets;
•the failure of Broadridge's key service providers to provide the anticipated
levels of service;
•a disaster or other significant slowdown or failure of Broadridge's systems or
error in the performance of Broadridge's services;
•overall market and economic conditions and their impact on the securities
markets;
•Broadridge's failure to keep pace with changes in technology and the demands of
its clients;
•the ability to attract and retain key personnel;
•the impact of new acquisitions and divestitures; and
•competitive conditions.

There may be other factors that may cause our actual results to differ materially from the forward-looking statements. Our actual results, performance or achievements could differ materially from those expressed in, or implied by, the forward-looking statements. We can give no assurances that any of the events anticipated by the forward-looking statements will occur or, if any of them do, what impact they will have on our results of operations and financial condition. You should carefully read the factors described in the "Risk Factors" section of the Company's Annual Report on Form 10-K for the fiscal year ended June 30, 2019 (the "2019 Annual Report") for a description of certain risks that could, among other things, cause our actual results to differ from these forward-looking statements.

All forward-looking statements speak only as of the date of this Current Report on Form 8-K and are expressly qualified in their entirety by the cautionary statements included in this Current Report on Form 8-K. We disclaim any obligation to update or revise forward-looking statements that may be made to reflect events or circumstances that arise after the date made or to reflect the occurrence of unanticipated events, other than as required by law.

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Item 7.01. Regulation FD Disclosure.

On March 3, 2020, Tim Gokey, the Company's Chief Executive Officer, will be speaking at the Raymond James 41st Annual Institutional Investors Conference in Orlando, Florida. A copy of the Investor Presentation to be used at the conference is being furnished as Exhibit 99.2, and is incorporated herein by reference.

The information furnished pursuant to Items 2.02, 7.01 and 9.01, including Exhibits 99.1 and 99.2, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities under that Section, and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.




 Item 9.01. Financial Statements and Exhibits.
Exhibits. The following exhibit is furnished herewith:
Exhibit No.        Description
       99.1          Broadridge Financial Solutions, Inc. Press Release dated March 3, 2020  .
                     Broadridge Financial Solutions, Inc. Investor Presentation dated March 3,
       99.2        2020  .
                   Cover Page Interactive Data File - the cover page XBRL tags are embedded
       104         within the Inline XBRL document.

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