Item 3.02. Unregistered Sales of Equity Securities

The information set forth under Item 7.01 related to the issuance of shares of the Company's common stock forming the Equity Consideration is incorporated by reference hereunder. Such issuance was made in reliance upon the exemption from the registration requirements of the Securities Act of 1933, as amended (the "Securities Act"), contained in Section 4(a)(2) thereof.

Item 7.01. Regulation FD Disclosure

On May 15, 2020, SS&C Technologies, Inc., a Delaware corporation ("Technologies") and a wholly owned subsidiary of SS&C Technologies Holdings, Inc. (the "Company"), completed its previously announced acquisition of Innovest Systems, LLC, a New York limited liability company ("Innovest"), pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of April 29, 2020 by and among Technologies, Innovest, Ignition Merger Subsidiary, Inc., a Delaware corporation and an indirect wholly owned subsidiary of Technologies ("Merger Sub"), Bluff Point Associates Corp., a Delaware corporation, in its capacity as representative of the equityholders of Innovest, and certain holders of membership interests in Innovest (the "Stock Recipients"). The Company funded the acquisition with a combination of $100 million of available cash and approximately 368,000 common shares. Upon the closing of the transactions contemplated by the Merger Agreement (the "Transaction"), Innovest became an indirect wholly owned subsidiary of the Company through a merger of Merger Sub with and into Innovest, with Innovest as the surviving company.

A copy of the press release of the Company dated May 18, 2020 announcing the closing of the Transaction is attached hereto as Exhibit 99.1 and incorporated herein by reference.

The information in this Item 7.01 (including Exhibit 99.1) shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act or the Exchange Act, except as expressly set forth by specific reference in such a filing.

Item 9.01. Financial Statements and Exhibits



  (d) Exhibits

99.1 Press Release dated May 18, 2020 issued by SS&C Technologies Holdings,

Inc.

104 The cover page from this Current Report on Form 8-K, formatted in Inline


       XBRL

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