Item 5.07 - Submission of Matters to a Vote of Security Holders.
1. Shareholders elected two members of the board of directors of the Company, each to serve until the 2023 annual meeting of Shareholders and until their successors are duly elected and qualified. The following votes were taken in connection with this proposal:
Broker Name For Against Abstain Non-Votes Brian Finn 175,004,848 35,109,682 4,770,050 89,794,628 Eric Kaye 174,998,893 35,115,636 4,770,051 89,794,628
2. Shareholders ratified the appointment of
Broker For Against Abstain Non-Votes 298,963,836 802,661 4,912,711 N/A
3. Shareholders approved a proposal to allow the Company to reduce its asset coverage ratio to 150%, pursuant to Section 61(a)(2) of the Investment Company Act of 1940, as amended, to become effective the date after the Annual Meeting of Shareholders. The following votes were taken in connection with this proposal:
Broker For Against Abstain Non-Votes 211,825,500 2,791,590 267,490 89,794,628
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