New Century Resources : Change in substantial holding

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme	New Century Resources Limited
ACN/ARSN	ACN 142 165 080
1. Details of substantial holder (1)
Name	Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates)
ACN/ARSN (if applicable)	008 496 713

There was a change in the interests of the substantial holder on	24-Jul-2020
The previous notice was given to the company on	26-Jun-2020
The previous notice was dated	26-Jun-2020

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous Notice		Present Notice
	Person's votes	Voting power (5)	Person's votes	Voting power (5)
Common Stock	116,182,651	11.87%	135,267,448	13.82%

3. Changes in relevant interests

Date of	Person whose	Nature of change (6)	Consideration given	Class and number of	Person's
change	relevant interest		in relation to change	securities affected	votes affected
	changed		(7)
See
Annexure "A"

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant	Registered holder of	Person entitled to	Nature of relevant	Class and number	Person's
interest	securities	be registered as	interest (6)	of securities	votes
		holder (8)
Credit Suisse	CS Fourth	Credit Suisse	Voting rights and	130,421,571	130,421,571
Equities (Australia)	Nominees Pty	Equities (Australia)	right to dispose	Common Stock
Limited (ACN 068	Limited (ACN 069	Limited
232 708)	126 432)
Credit Suisse AG,	CS Third Nominees	Credit Suisse AG,	Holder of securities	4,845,877 Common	4,845,877
Dublin Branch	Pty Limited (ACN	Dublin Branch	subject to an	Stock
	007 053 849)		obligation to return
			under a securities
			lending agreement

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

1

Name and ACN/ARSN (if applicable)	Nature of association
N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Credit Suisse Holdings (Australia) Limited	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
(ACN 008 496 713)
Credit Suisse Equities (Australia) Limited	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
(ACN 068 232 708)
CS Third Nominees Pty Limited (ACN 007	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
053 849)
Credit Suisse Fourth Nominees Pty Limited	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
(ACN 069 126 432)
Credit Suisse AG, Dublin Branch	Kilmore House, Park lane, Spencer Dock, Dublin 1, Ireland
Credit Suisse Securities (Europe) Limited	One Cabot Square,London,E14 4QJ
(ARBN 099554131)

Signature

print name	Winston Loke	capacity	Authorised Signatory
sign here		date	29-Jul-2020

2

Annexure "A"

3. Changes in relevant interests

	Person whose	Nature of change	Consideration given	Class and number	Person's votes
Date of change	relevant interest	in relation to change	of securities
(6)	affected
	changed	(7)	affected
	Credit Suisse	Disposed on		-107,733 Common
24-Jun-20	Equities (Australia)	19,103.27 AUD	-107,733
market	Stock
	Limited
	Credit Suisse	Disposed on		-86,212 Common
24-Jun-20	Equities (Australia)	15,061.72 AUD	-86,212
market	Stock
	Limited
	Credit Suisse			17,854 Common
24-Jun-20	Equities (Australia)	Acquired on market	3,124.45 AUD	17,854
Stock
	Limited
	Credit Suisse	Disposed on		-167,514 Common
25-Jun-20	Equities (Australia)	29,314.95 AUD	-167,514
market	Stock
	Limited
	Credit Suisse	Disposed on		-5,000 Common
25-Jun-20	Equities (Australia)	925.0 AUD	-5,000
market	Stock
	Limited
	Credit Suisse			3,399 Common
25-Jun-20	Equities (Australia)	Acquired on market	577.83 AUD	3,399
Stock
	Limited
	Credit Suisse	Disposed on		-17,733 Common
26-Jun-20	Equities (Australia)	3,191.94 AUD	-17,733
market	Stock
	Limited
	Credit Suisse	Disposed on		-182,452 Common
26-Jun-20	Equities (Australia)	32,216.86 AUD	-182,452
market	Stock
	Limited
	Credit Suisse			59,285 Common
26-Jun-20	Equities (Australia)	Acquired on market	10,374.88 AUD	59,285
Stock
	Limited
	Credit Suisse			41,136 Common
26-Jun-20	Equities (Australia)	Acquired on market	7,198.80 AUD	41,136
Stock
	Limited
	Credit Suisse	Disposed on		-1,073 Common
29-Jun-20	Equities (Australia)	187.78 AUD	-1,073
market	Stock
	Limited
	Credit Suisse	Disposed on		-504,974 Common
29-Jun-20	Equities (Australia)	86,804.82 AUD	-504,974
market	Stock
	Limited
	Credit Suisse	Disposed on		-20,041 Common
29-Jun-20	Equities (Australia)	3,563.44 AUD	-20,041
market	Stock
	Limited
	Credit Suisse			37,822 Common
29-Jun-20	Equities (Australia)	Acquired on market	6,240.63 AUD	37,822
Stock
	Limited
	Credit Suisse			37,156 Common
29-Jun-20	Equities (Australia)	Acquired on market	6,130.74 AUD	37,156
Stock
	Limited
	Credit Suisse	Disposed on		-8,762 Common
30-Jun-20	Equities (Australia)	1,533.35 AUD	-8,762
market	Stock
	Limited
	Credit Suisse	Disposed on		-35,373 Common
30-Jun-20	Equities (Australia)	6,367.14 AUD	-35,373
market	Stock
	Limited
	Credit Suisse			169,275 Common
30-Jun-20	Equities (Australia)	Acquired on market	26,979.69 AUD	169,275
Stock
	Limited
	Credit Suisse			19,953 Common
30-Jun-20	Equities (Australia)	Acquired on market	3,192.48 AUD	19,953
Stock
	Limited
	Credit Suisse	Disposed on		-26,493 Common
1-Jul-20	Equities (Australia)	4,406.66 AUD	-26,493
market	Stock
	Limited
	Credit Suisse	Disposed on		-110,122 Common
1-Jul-20	Equities (Australia)	18,170.13 AUD	-110,122
market	Stock
	Limited

3

	Credit Suisse			327,744 Common
1-Jul-20	Equities (Australia)	Acquired on market	52,245.52 AUD	327,744
Stock
	Limited
	Credit Suisse	Disposed on		-23,454 Common
2-Jul-20	Equities (Australia)	3,793.50 AUD	-23,454
market	Stock
	Limited
	Credit Suisse			126,755 Common
2-Jul-20	Equities (Australia)	Acquired on market	20,850.96 AUD	126,755
Stock
	Limited
	Credit Suisse	Disposed on		-2,329 Common
3-Jul-20	Equities (Australia)	372.64 AUD	-2,329
market	Stock
	Limited
	Credit Suisse			37,794 Common
3-Jul-20	Equities (Australia)	Acquired on market	6,236.01 AUD	37,794
Stock
	Limited
	Credit Suisse			25,724 Common
6-Jul-20	Equities (Australia)	Acquired on market	4,758.94 AUD	25,724
Stock
	Limited
	Credit Suisse	Disposed on		-32,668 Common
7-Jul-20	Equities (Australia)	5,553.56 AUD	-32,668
market	Stock
	Limited
	Credit Suisse	Disposed on		-45,228 Common
7-Jul-20	Equities (Australia)	7,713.0 AUD	-45,228
market	Stock
	Limited
	Credit Suisse			321,429 Common
7-Jul-20	Equities (Australia)	Acquired on market	59,464.37 AUD	321,429
Stock
	Limited
	Credit Suisse			8,605 Common
7-Jul-20	Equities (Australia)	Acquired on market	1,548.90 AUD	8,605
Stock
	Limited
	Credit Suisse	Disposed on		-11,566 Common
8-Jul-20	Equities (Australia)	2,255.37 AUD	-11,566
market	Stock
	Limited
	Credit Suisse	Disposed on		-173,730 Common
8-Jul-20	Equities (Australia)	31,996.78 AUD	-173,730
market	Stock
	Limited
	Credit Suisse			17,578 Common
8-Jul-20	Equities (Australia)	Acquired on market	3,251.93 AUD	17,578
Stock
	Limited
	Credit Suisse	Disposed on		-168,690 Common
9-Jul-20	Equities (Australia)	31,088.92 AUD	-168,690
market	Stock
	Limited
	Credit Suisse	Disposed on		-16,868 Common
9-Jul-20	Equities (Australia)	3,154.92 AUD	-16,868
market	Stock
	Limited
	Credit Suisse			32,417 Common
9-Jul-20	Equities (Australia)	Acquired on market	5,920.31 AUD	32,417
Stock
	Limited
	Credit Suisse	Disposed on		-25,105 Common
10-Jul-20	Equities (Australia)	4,732.15 AUD	-25,105
market	Stock
	Limited
	Credit Suisse	Disposed on		-119,861 Common
10-Jul-20	Equities (Australia)	21,825.68 AUD	-119,861
market	Stock
	Limited
	Credit Suisse	Disposed on		-2,999 Common
10-Jul-20	Equities (Australia)	569.81 AUD	-2,999
market	Stock
	Limited
	Credit Suisse			19,127 Common
10-Jul-20	Equities (Australia)	Acquired on market	3,347.23 AUD	19,127
Stock
	Limited
	Credit Suisse	Disposed on		-174,486 Common
13-Jul-20	Equities (Australia)	31,632.48 AUD	-174,486
market	Stock
	Limited
	Credit Suisse	Disposed on		-17,549 Common
13-Jul-20	Equities (Australia)	3,246.57 AUD	-17,549
market	Stock
	Limited
	Credit Suisse			25,000 Common
13-Jul-20	Equities (Australia)	Acquired on market	4,500.0 AUD	25,000
Stock
	Limited
	Credit Suisse	Disposed on		-19,247 Common
14-Jul-20	Equities (Australia)	3,447.68 AUD	-19,247
market	Stock
	Limited
	Credit Suisse	Disposed on		-57,712 Common
14-Jul-20	Equities (Australia)	10,099.60 AUD	-57,712
market	Stock
	Limited

4

	Credit Suisse	Disposed on		-151,713 Common
15-Jul-20	Equities (Australia)	26,904.42 AUD	-151,713
market	Stock
	Limited
	Credit Suisse	Disposed on		-6,293 Common
15-Jul-20	Equities (Australia)	1,132.74 AUD	-6,293
market	Stock
	Limited
	Credit Suisse			20,056 Common
15-Jul-20	Equities (Australia)	Acquired on market	3,509.80 AUD	20,056
Stock
	Limited
	Credit Suisse	Disposed on		-36,167 Common
16-Jul-20	Equities (Australia)	6,395.06 AUD	-36,167
market	Stock
	Limited
	Credit Suisse	Disposed on		-133,120 Common
16-Jul-20	Equities (Australia)	23,612.05 AUD	-133,120
market	Stock
	Limited
	Credit Suisse			151,139 Common
16-Jul-20	Equities (Australia)	Acquired on market	27,694.17 AUD	151,139
Stock
	Limited
	Credit Suisse	Disposed on		-500 Common
17-Jul-20	Equities (Australia)	87.50 AUD	-500
market	Stock
	Limited
	Credit Suisse			480,477 Common
17-Jul-20	Equities (Australia)	Acquired on market	97,096.18 AUD	480,477
Stock
	Limited
	Credit Suisse			259,445 Common
17-Jul-20	Equities (Australia)	Acquired on market	51,895.15 AUD	259,445
Stock
	Limited
	Credit Suisse			1,483,216 Common
17-Jul-20	Equities (Australia)	Acquired on market	296,643.20 AUD	1,483,216
Stock
	Limited
	Credit Suisse	Disposed on		-20,396 Common
20-Jul-20	Equities (Australia)	3,671.28 AUD	-20,396
market	Stock
	Limited
	Credit Suisse	Disposed on		-21,386 Common
20-Jul-20	Equities (Australia)	3,849.48 AUD	-21,386
market	Stock
	Limited
	Credit Suisse			33,947 Common
20-Jul-20	Equities (Australia)	Acquired on market	6,656.93 AUD	33,947
Stock
	Limited
	Credit Suisse			76,441 Common
20-Jul-20	Equities (Australia)	Acquired on market	14,458.45 AUD	76,441
Stock
	Limited
	Credit Suisse	Disposed on		-150,685 Common
21-Jul-20	Equities (Australia)	30,372.87 AUD	-150,685
market	Stock
	Limited
	Credit Suisse			16,000 Common
21-Jul-20	Equities (Australia)	Acquired on market	3,040.0 AUD	16,000
Stock
	Limited
	Credit Suisse			108,653 Common
21-Jul-20	Equities (Australia)	Acquired on market	20,644.07 AUD	108,653
Stock
	Limited
	Credit Suisse			99,096 Common
22-Jul-20	Equities (Australia)	Acquired on market	19,721.27 AUD	99,096
Stock
	Limited
	Credit Suisse			17,778 Common
22-Jul-20	Equities (Australia)	Acquired on market	3,466.71 AUD	17,778
Stock
	Limited
	Credit Suisse	Disposed on		-192,989 Common
22-Jul-20	Equities (Australia)	39,430.19 AUD	-192,989
market	Stock
	Limited
	Credit Suisse	Disposed on		-7,993 Common
22-Jul-20	Equities (Australia)	1,478.71 AUD	-7,993
market	Stock
	Limited
	Credit Suisse	Disposed on		-121,692 Common
22-Jul-20	Equities (Australia)	23,997.59 AUD	-121,692
market	Stock
	Limited
	Credit Suisse			119,181 Common
23-Jul-20	Equities (Australia)	Acquired on market	23,531.01 AUD	119,181
Stock
	Limited
	Credit Suisse			43,541 Common
23-Jul-20	Equities (Australia)	Acquired on market	8,579.65 AUD	43,541
Stock
	Limited
	Credit Suisse	Disposed on		-12,000 Common
23-Jul-20	Equities (Australia)	2,220.0 AUD	-12,000
market	Stock
	Limited

5

	Credit Suisse	Disposed on		-18,926 Common
23-Jul-20	Equities (Australia)	3,595.94 AUD	-18,926
market	Stock
	Limited
	Credit Suisse	Disposed on		-74,192 Common
24-Jul-20	Equities (Australia)	14,790.90 AUD	-74,192
market	Stock
	Limited
	Credit Suisse			30,176 Common
24-Jul-20	Equities (Australia)	Acquired on market	5,884.32 AUD	30,176
Stock
	Limited
	Credit Suisse			155,934 Common
24-Jul-20	Equities (Australia)	Acquired on market	30,520.08 AUD	155,934
Stock
	Limited
	Credit Suisse			20,571,429
24-Jul-20	Equities (Australia)	Acquired on market	4,011,428.66 AUD	20,571,429
Common Stock
	Limited
	Credit Suisse AG,	Stock returned	Refer to Annexure B	-1,525,616
24-Jun-20	under Master prime	-1,525,616
Dublin branch	of Notice	Common Stock
	brokerage
	Credit Suisse AG,	Stock returned	Refer to Annexure B	-2,862,000
24-Jun-20	under Master prime	-2,862,000
Dublin branch	of Notice	Common Stock
	brokerage
	Credit Suisse AG,	Stock returned	Refer to Annexure B	-1,101,000
26-Jun-20	under Master prime	-1,101,000
Dublin branch	of Notice	Common Stock
	brokerage
	Credit Suisse AG,	Stock returned	Refer to Annexure B	-2,154,000
26-Jun-20	under Master prime	-2,154,000
Dublin branch	of Notice	Common Stock
	brokerage
	Credit Suisse AG,	Stock borrowed	Refer to Annexure B	4,844,000 Common
3-Jul-20	under Master prime	4,844,000
Dublin branch	of Notice	Stock
	brokerage
	Credit Suisse AG,	Stock returned	Refer to Annexure B	-4,844,000
8-Jul-20	under Master prime	-4,844,000
Dublin branch	of Notice	Common Stock
	brokerage
	Credit Suisse AG,	Stock borrowed	Refer to Annexure B	4,844,000 Common
23-Jul-20	under Master prime	4,844,000
Dublin branch	of Notice	Stock
	brokerage
	Credit Suisse AG,	Stock borrowed	Refer to Annexure B	1,877 Common
24-Jul-20	under Master prime	1,877
Dublin branch	of Notice	Stock
	brokerage

This is Annexure "A" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature	Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name	Winston Loke	capacity	Authorised Signatory
sign here		date	29-Jul-2020

6

Annexure "B"

This is Annexure "B" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature	Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name	Winston Loke	capacity	Authorised Signatory
sign here		date	29-Jul-2020

7

Prescribed information

Schedule

Type of agreement

Parties to agreement

Transfer date

Holder of voting rights

Are there any restrictions on voting rights?

If yes, detail

Scheduled return date (if any)

Does the borrower have the right to return early?

If yes, detail

Does the lender have the right to recall early?

If yes, detail

Will the securities be returned on settlement?

If yes, detail any exceptions

Master Prime Brokerage Securities Lending Agreement

Credit Suisse AG, Dublin Branch and Cranport Pty Ltd

23-Jul-2020

Borrower

No

N/A

N/A

Yes

At Will

Yes

With 4 business days prior notice or earlier upon agreement.

Yes

If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral.

8

Prescribed information

Schedule

Type of agreement

Parties to agreement

Transfer date

Holder of voting rights

Are there any restrictions on voting rights?

If yes, detail

Scheduled return date (if any)

Does the borrower have the right to return early?

If yes, detail

Does the lender have the right to recall early?

If yes, detail

Will the securities be returned on settlement?

If yes, detail any exceptions

Master Prime Brokerage Securities Lending Agreement

Credit Suisse AG, Dublin Branch and Virtu Financial Singapore

24-Jul-2020

Borrower

No

N/A

N/A

Yes

At Will

Yes

With 4 business days prior notice or earlier upon agreement.

Yes

If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral.

9