EEX European Energy Exchange : List of Services and Prices of EEX AG - 90a - English - Track Changes

List of Services and

Prices of EEX AG

The English version is for information purposes only. The German version is legally binding.

04.06.202117.06.2021Leipzig

Release 0089a0090a

Internal

Table of Contents

1.	Transaction Fees	4
1.1	General	4
1.1.1	Transactions in Combined Instruments or Orders	4
1.1.2	Delta Hedge Discount for Power, Natural Gas and Environmental Products	4
1.2	Power Products	5
1.3	Natural Gas Products	6
1.4	Environmental Products	9
1.5	Agricultural Products	10
1.6	Global Commodities	11

2.	Trade Cancellation Fees		12
3.	Fee for Excessive Use of the Trading Systems		14
4.	Annual Fees and Further Fees		16
4.1	Annual Fees		16
4.2	New Trading Participants		18
4.3	View only		18
4.4	Fees for Frontends and Connection		19
4.5	Fees for Interfaces to the Trading System by Third Party Providers		21
4.6	Trainings and Events		22
4.6.1	Exchange Trader Trainings and EEX Trader Exam		22
4.6.2	Other Trainings		23
4.6.3	Other Events		23
4.6.4	General Conditions		23
4.7	EEX Group DataSource		24
4.7.1	Access via API		24
4.7.2	Access via Desktop App		24
4.7.3	Access via Excel Tool		25
4.7.4	Access via sFTP Server		26
4.7.5	General Conditions		27
4.8	Transparency and Reporting Services		28
4.8.1	Publication of inside information and forwarding in accordance with REMIT and MAR	28
4.8.2	Forwarding of fundamental data pursuant to EU Transparency Regulation	30
4.8.3	Transaction data pursuant to REMIT		31
4.8.4	Transaction data for GB Contracts		32
4.8.5	Position- and transaction data pursuant to MiFID II and MiFIR		33
4.8.6	Individual services on request		34
List of Services and Prices of EEX AG		Page 2
Release 0089a0090a	© EEX AG - part of eex group

4.9	InsightCommodity	35
4.10	Other Services	36
5.	Market Support Agreements	37
5.1	General Market Support Agreements	37
5.1.1	Market Maker Agreements	37
5.1.2	Liquidity Provider Agreements	37
5.1.3	Volume Provider Agreements	37
5.1.4	Other Supporter Agreements	37
5.2	Special Market Support Initiatives for the Emissions Market	37
5.2.1	Initiator Aggressor Initiative	37
5.2.2	Roll Initiative	38
6.	General Rules	39
6.1	Validity	39
6.2	Due Date of Payments	39
6.2.1	Transaction Fees	39
6.2.2	Annual Fees and Technical Fees	39
6.2.2.1	General Conditions	39
6.2.2.2	Special Provisions for Trading in Natural Gas Products	39
6.2.3	Other Fees and Expenses	39
6.3	Debit	40
6.4	Value-Added Tax (VAT)	40
6.5	Termination	40
6.6	Amendments	40
6.7	Applicable Law; Place of Jurisdiction	40
Appendix A: Detailed Connection Prices	41

List of Services and Prices of EEX AG	Page 3
Release 0089a0090a	© EEX AG - part of eex group

1. Transaction Fees

1.1 General

EEX AG charges transaction fees for the execution of orders and the registration of trades (together "Transactions"). The transaction fees have to be paid by the respective trading participants1 on whose behalf the Transaction has been executed in accordance with EEX's Rules and Regulations. Transaction fees are derived from the volume executed in the corresponding units in Megawatt hours (MWh), Therms (thm), million British thermal unit (MMBtu), kilo tonnes of carbon dioxide (ktCO2), metric tonnes (t), short tons (st), days (d), or hours (h), respectively, or on the number of contracts concluded (Contract).

1.1.1 Transactions in Combined Instruments or Orders

For Transactions in combined instruments or combined orders (spreads)

• that combine only physically settled natural gas products, only the transaction fee of the first mentioned product (the first leg)of the respective spread is charged. For transactions based on an implicit order in the trading system, only the transaction fee is charged for the product to which the implicit order relates.
• that combine EEX EGSI Natural Gas Future for different market areas (location spreads), only the transaction fee for the first mentioned market area of the respective location spread is charged.
• that combine physically settled natural gas products with EEX EGSI Natural Gas Futures, only the transaction fee of the physically settled natural gas product of the respective spread is charged.
• that combine an EEX EGSI Natural Gas Future with an EEX Power Future (spark spread), the transaction fee of the EEX EGSI Natural Gas Future of the respective spark spread is waived.
• that combine spot products and futures on emission rights, only the transaction fee for the spot product of the respective spread is charged.

1.1.2 Delta Hedge Discount for Power, Natural Gas and Environmental Products

For a Transaction entailing a delta hedge in an Option on EEX Futures (currently, EEX Power Futures, EEX Natural Gas Futures or EEX EUA Futures) (delta hedge), the transaction fee for the delta hedge will be reimbursed provided that (i) the option and delta hedge are concluded at EEX on the same trading day and (ii) the trade ID of the delta hedge is indicated when concluding the option. The discount is only available when establishing an initial futures position.

1 If not stipulated otherwise: together for Exchange participants and Members of the EEX OTF.

List of Services and Prices of EEX AG	Page 4
Release 0089a0090a	© EEX AG - part of eex group

1.2 Power Products

EEX Power Futures (including EEX OTF Products)

	Transactions in
	EEX Power Week/Month/Quarter/Year Futures	€	0.0075 per MWh
	EEX Nordic Power Futures (Week/Month/Quarter/Year)	€	0.0025 per MWh
	EEX-PXE Power Futures (Week/Month/Quarter/Year)	€	0.015 per MWh
	EEX Power Day and Weekend Futures	€	0.015 per MWh
	EEX German Power and EEX Spanish Power Day and Weekend	€	0.0075 per MWh
	Futures
	EEX-PXE Czech and EEX-PXE Hungarian Day and Weekend Futures	€	0.03 per MWh
	EEX GB Power Futures	GBP 0.00375 per MWh
	(Day/Weekend/Week/Month/Quarter/Season/Year)
	EEX Japanese Power Futures (Week/Month/Quarter/Season/Year)	¥ 2.00 per MWh
Options on EEX Power Futures
	Transactions in Options on EEX Power Futures
	with an option premium of € 0.15 per MWh or more	€ 0.0025 per MWh
	with an option premium of less than € 0.15 per MWh	€ 0.00125 per MWh

List of Services and Prices of EEX AG	Page 5
Release 0089a0090a	© EEX AG - part of eex group