DGAP-News: Jefferies International Limited / Key word(s): Miscellaneous
Jefferies International Limited: Increase of sale of ordinary shares in PVA TePla AG in a private placement to
institutional investors
2021-06-24 / 20:00
The issuer is solely responsible for the content of this announcement.
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Not for publication or distribution in the United States of America, Australia, Canada, Japan or South Africa or in any
other jurisdiction in which offers or sales would be prohibited by applicable law.
Increase of sale of ordinary shares in PVA TePla AG in a private placement to institutional investors
Frankfurt/Main - PA Beteiligungsgesellschaft mbH ("PA Beteiligungsgesellschaft"), core shareholder of PVA TePla AG
(ISIN: DE0007461006), Ticker: TPE.GR) ("PVA Tepla"), decided, on back of positive reactions to the private placement,
to increase the number of shares to be placed from c. 8% to c. 11.5%, (i.e. up to 2,500,000 shares). These shares will
be included into the accelerated book-building with institutional investors immediately.
Assuming full placement of all offered shares, PA Beteiligungsgesellschaft will reduce its holding from approximately
25.5% to approximately 14%. Accordingly, the free float in PVA TePla will increase from currently approximately 74.5%
to approximately 86.0%.
The selling shareholder has agreed to a 2 year lock-up period on all remaining shares.
The information was submitted for publication at 19:00 CET on 24 June 2021 by Jefferies GmbH on behalf of PA
Beteiligungsgesellschaft mbH.
Disclaimer / Important Note
This publication may not be published, distributed or transmitted, directly or indirectly, in the United States of
America (including its territories and possessions), Australia, Canada, Japan or South Africa or any other jurisdiction
where such an announcement would be unlawful. The distribution of this announcement may be restricted by law in certain
jurisdictions and persons into whose possession this document or other information referred to herein should inform
themselves about and observe any such restriction. Any failure to comply with these restrictions may constitute a
violation of the securities laws of any such jurisdiction.
This publication does not constitute an offer of securities for sale or a solicitation of an offer to purchase the
above mentioned securities in the United States, Germany or any other jurisdiction. Neither this announcement nor
anything contained herein shall form the basis of, or be relied upon in connection with, any offer or commitment
whatsoever in any jurisdiction.
The securities of PVA TePla AG have not been, and will not be, registered under the U.S. Securities Act of 1933, as
amended (the "Securities Act") or under any applicable securities laws of any state or other jurisdiction of the United
States and may not be offered or sold, directly or indirectly, in or into the United States absent registration or in
transactions exempt from or not subject to the registration requirements of Securities Act. There will be no public
offer of the securities in the United States.
This announcement may not be disseminated in the United States and/or within the United States and may not be
distributed or forwarded to publications that are widely available in the United States.
In any EEA Member State these materials are only addressed to and are only directed at "qualified investors" in that
Member State within the meaning of Article 2(e) of Regulation (EU) 2017/1129.
In the United Kingdom, these materials are only being distributed to and are only directed at persons who are
"qualified investors" within the meaning of Article 2 of Regulation (EU) 2017/1129 as it forms part of domestic law by
virtue of the European Union (Withdrawal) Act 2018, and who are also (i) investment professionals falling within
Article 19(5) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005, as amended (the
"Order"), (ii) persons falling within Article 49(2)(a) to (d) of the Order (high net worth companies, unincorporated
associations, etc.), or (iii) persons to whom an invitation or inducement to engage in investment activity (within the
meaning of section 21 of the Financial Services and Markets Act 2000) in connection with the issue or sale of any
securities may otherwise lawfully be communicated or caused to be communicated (all such persons together being
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2021-06-24 Dissemination of a Corporate News, transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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June 24, 2021 14:00 ET (18:00 GMT)
