Item 5.04. Temporary Suspension of Trading under Registrant's Employee Benefit
On November 23, 2021, 3M Company (the "Company") sent a notice (the "Blackout
Notice") to its directors and executive officers informing them of a blackout
period that will begin at 3:00 P.M. Central Time on December 27, 2021 and end
the week of January 9, 2022 (the "Blackout Period"). The Blackout Period is
being imposed to allow for the transfer of administrative records in connection
with a change in record keepers for the 3M Voluntary Investment Plan and
Employee Stock Ownership Plan and the 3M Savings Plan (the "Plans").
During the Blackout Period, participants in the Plans will have limited access
to their accounts, and will be unable to check their account balances, transfer
or diversify their investments or obtain a loan, withdrawal or distribution from
their Plan accounts. The Blackout Notice informed the directors and executive
officers that, during the Blackout Period, they will be prohibited from,
directly or indirectly, purchasing, selling, or otherwise acquiring or
transferring any equity security of the Company acquired in connection with
their service as a director or employment as an officer.
During the Blackout Period and for a period of two years after the ending date
of the Blackout Period, the Company's security holders and other interested
persons may obtain, without charge, information regarding the Blackout Period,
including the actual ending date of the Blackout Period, by contacting the
Company's Assistant Secretary at (651) 737-8503 or in writing at 3M Company, 3M
Center, 220-10E-09, St. Paul, MN 55144.
A copy of the Blackout Notice is attached hereto as Exhibit 99.1 and is
incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits
Exhibit Number Description
99.1 Blackout Notice dated November 23, 2021 .
104 Cover Page Interactive Data File (the cover
page XBRL tags are embedded in
the Inline XBRL document).
© Edgar Online, source Glimpses