Expedeon : Release according to Article 40, Section 1 of the WpHG

Release according to article 40 para. 1 WpHG

Heidelberg (pta032/27.10.2020/18:30) - Release of Voting Rights Announcement

Voting Rights Announcement

1. Details of issuer:
Name:	4basebio AG
Legal Entity Identifier (LEI):	391200H5BDEVHMOV3U10
Street:	Waldhofer Str. 102
Postal code:	69123
City:	Heidelberg, Germany
2. Reason for notification:
Acquisition / disposal of instruments
3. Details of person subject to the notification obligation
Natural person (first name, surname): Wilhelm K. T. Zours
Date of birth: 1961-07-28
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
DELPHI Unternehmensberatung Aktiengesellschaft, Deutsche Balaton Aktiengesellschaft, SPARTA AG
5. Date on which threshold was crossed or reached
23.10.2020
6. Total positions
	% of voting rights attached to shares (total of 7.a.)	% of voting rights through instruments (total of 7.b.1 + 7.b.2)	Total of both in % (7.a. + 7.b.)	Total number of voting rights pursuant to Sec. 41 WpHG
New	43.66	5.34	43.66	51,733,386
Previous notification (if applicable)	43.60	3.07	43.60
7. Details on total positions
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
ISIN	Absolute direct (Sec. 33 WpHG)	Absolute indirect (Sec. 34 WpHG)	In % direct (Sec. 33 WpHG)	In % indirect (Sec. 34 WpHG)
DE000A2YN801	0	22,585,023	0.00	43.66
Total:		22,585,023		43.66
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument	Maturity / Expiration	Exercise or conversion period	Voting Rights Absolute	Voting Rights in %
Contractual delivery claim	Ende Oktober 2020		2,070,250	4.00
Contractual delivery claim	Ende Oktober 2020		690,084	1.33
		Total:	2,760,334	5.33
b.2 Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument	Maturity / Expiration	Exercise or conversion period	Cash or physical transaction	Voting Rights Absolute	Voting Rights in %
				0	0.00
			Total:	0	0.00
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity
Name	% of voting rights (if at least 3% or more)	% of voting rights through instruments (if at least 5% or more)	Total of both (if at least 5% or more)
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft	43.45		43.45
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft	43.45		43.45
- AEE Ahaus-Enscheder AG
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft	43.45		43.45
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft	43.45		43.45
- SPARTA AG	43.45		43.45
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft	43.45		43.45
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft	43.45		43.45
- Investunity AG
-
- Wilhelm K. T. Zours
- DELPHI Unternehmensberatung Aktiengesellschaft	43.45		43.45
- VV Beteiligungen Aktiengesellschaft
- Deutsche Balaton Aktiengesellschaft	43.45		43.45
- Latonba AG	43.45		43.45
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting: N/A
10. Other useful information
The instruments mentioned in field 7.b.1 are not added to the sum of the shares in fields 6 and 8 because they are claims to voting rights that are already held within the Group and are mutually attributed to SPARTA, Deutsche Balaton, DELPHI Unternehmensberatung and Latonba on the basis of a pooling agreement and are therefore included in the share of voting rights.
Date
26.10.2020
(end)

emitter: 4basebio AG

address: Waldhofer Str. 102, 69123 Heidelberg

country: Germany

contact person: Robert Mayer

phone: [phone]

e-mail: [e-mail]

website: investors.4basebio.com

ISIN(s): DE000A2YN801 (share)

stock exchanges: regulated market in Frankfurt; free market in Stuttgart, free market in Munich, free market in Hamburg, free market in Dusseldorf; open market in Berlin, Tradegate

[ source: http://www.pressetext.com/news/20201027032 ]