DGAP Voting Rights Announcement: Aareal Bank AG Aareal Bank AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2021-07-28 / 19:00 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. =---------------------------------------------------------------------------------------------------------------------- Notification of Major Holdings 1. Details of issuer Name: Aareal Bank AG Street: Paulinenstr. 15 Postal code: 65189 City: Wiesbaden Germany Legal Entity Identifier (LEI): EZKODONU5TYHW4PP1R34 2. Reason for notification X Acquisition/disposal of shares with voting rights X Acquisition/disposal of instruments Change of breakdown of voting rights Other reason: 3. Details of person subject to the notification obligation Natural person (first name, surname): Klaus Umek Date of birth: 05 Oct 1971 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. Petrus Advisers Investments Fund L.P. 5. Date on which threshold was crossed or reached: 19 Jul 2021 6. Total positions % of voting rights % of voting rights through Total of attached to shares instruments both in % Total number of voting rights (total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG 7.b.) New 5.50 % 7.07 % 12.57 % 59857221 Previous 5.25 % 4.17 % 9.42 % / notification 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN Absolute In % Direct Indirect Direct Indirect (Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG) DE0005408116 0 3291636 0.00 % 5.50 % Total 3291636 5.50 % b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument Expiration or maturity date Exercise or conversion Voting rights absolute Voting rights in % period Long call August2021-June2022 At any time 4100000 6.85 % Total 4100000 6.85 % b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights instrument date period settlement absolute in % Index Open At any time Cash 134220 0.22 % Total 134220 0.22 % 8. Information in relation to the person subject to the notification obligation Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: Name % of voting rights (if at % of voting rights through Total of both (if at least 3% or more) instruments (if at least 5% or more) least 5% or more) -Klaus Umek % % % -Petrus Advisers Ltd. 5.50 % 7.07 % 12.57 % -Petrus Advisers Investments % % % General Partner Inc. -Petrus Advisers Investments 3.88 % 7.07 % 10.95 % Fund L.P. 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: Proportion of voting rights Proportion of instruments Total of both % % % 10. Other explanatory remarks: Date 19 Jul 2021 -----------------------------------------------------------------------------------------------------------------------
2021-07-28 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de -----------------------------------------------------------------------------------------------------------------------
Language: English Company: Aareal Bank AG Paulinenstr. 15 65189 Wiesbaden Germany Internet: www.aareal-bank.com End of News DGAP News Service =------------
1222221 2021-07-28
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July 28, 2021 13:00 ET (17:00 GMT)