Application for quotation of securities - AIS

Application for quotation of +securities

Announcement Summary

For personal use only

Entity name

AERIS RESOURCES LIMITED

Announcement Type

New announcement

Date of this announcement

Friday November 12, 2021

The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

Total number of +securities to be quoted

ASX +security		Number of +securities to
code	Security description	be quoted	Issue date
AIS	ORDINARY FULLY PAID	13,507,175	09/11/2021

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

AERIS RESOURCES LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2	Registered number type	Registration number
ABN	30147131977
1.3	ASX issuer code
AIS
1.4 The announcement is
New announcement
1.5	Date of this announcement

12/11/2021

Application for quotation of +securities

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Application for quotation of +securities

Part 2 - Type of Issue

For personal use only

2.1 The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

2.2 The +securities to be quoted are:

Additional +securities in a class that is already quoted on ASX ("existing class")

Application for quotation of +securities

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Application for quotation of +securities

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

only

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)

ASX +security code and description

AISAE : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES

use

TO (Existing Class)

ASX +security code and description

AIS : ORDINARY FULLY PAID

Please state the number of options that were exercised or other +convertible securities that were converted

13,507,175

The first date the options were exercised or other +convertible securities were converted

9/11/2021

The last date the options were exercised or other +convertible securities were converted

9/11/2021

For personal

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?

No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

An issue of new +securities

The underlying securities being received by the holder are:

Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?

Yes

Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?

Yes

Provide details of the KMP or +associates who are exercising options or converting convertible securities

			Number of options being exercised
			or other +convertible securities
Name of KMP		Name of registered holder	being converted
			13,507,175
Robert Brainsbury		Robert Brainsbury

Application for quotation of +securities

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Application for quotation of +securities

Issue date 9/11/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class?

Yes

only
Issue details
use	Number of +securities to be quoted
13,507,175
	Are the +securities being issued for a cash consideration?
	No
	Please describe the consideration being provided for the +securities
personalFor	NIL

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted

2,228,684.000000

Any other information the entity wishes to provide about the +securities to be quoted

Amount was caculated using the AIS closing share price $0.165 on 9 November 2021

Application for quotation of +securities

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