Afterpay : Notification regarding unquoted securities - APT

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

AFTERPAY LIMITED

Date of this announcement

Monday January 10, 2022

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
APTAE	RESTRICTED STOCK UNITS	230,130	26/11/2021
APTAE	RESTRICTED STOCK UNITS	211,722	16/12/2021
APTAY	RIGHTS	3,067	10/12/2021

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

AFTERPAY LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ACN	618280649
1.3	ASX issuer code
APT

1. The announcement is New announcement
2. Date of this announcement

10/1/2022

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

has an existing ASX security code ("existing class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

only	ASX +security code and description
	APTAY : RIGHTS
	Date the +securities the subject of this notification were issued
	10/12/2021
use	Will these +securities rank equally in all respects from their issue date with the existing issued
+securities in that class
Yes
	Were any of the +securities issued to +key management personnel (KMP) or an +associate?
	No
personal	Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
or a summary of the terms
The Rights notified in this Announcement are issued under the FY21 Share Matching Plan, which is issued under the
	Afterpay Equity Incentive Plan (Plan). The terms of the Plan were approved by shareholders at the 2019 Annual General
	Meeting (AGM), with supplementary terms specific to participants in California approved by shareholders at the 2020
	AGM.
	The Company's 2019 Notice of AGM and Explanatory Memorandum contains a summary of the Plan, and can be found at
	https://www.asx.com.au/asxpdf/20191011/pdf/449dv96hnkvldp.pdf.
	Any other information the entity wishes to provide about the +securities the subject of this notification
	A Right is an entitlement to receive one fully paid ordinary share in Afterpay Limited (ASX:APT), subject to meeting
	vesting conditions.
	Participation by employees is voluntary, with participating employees contributing funds (maximum A$2,500) from their
	after-tax salary which are used to acquire fully paid ordinary shares in Afterpay Limited (Acquired Shares). Participants
	receive a right to receive one matched share (Matched Share) for every Acquired Share held at the end of each holding
	period, subject to continued employment.
For

Issue details

Number of +securities 3,067

Notification of Issue, Conversion or Payment up of Unquoted

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		Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
		ASX +security code and description
		APTAE : RESTRICTED STOCK UNITS
		Date the +securities the subject of this notification were issued
only	26/11/2021
No
		Will these +securities rank equally in all respects from their issue date with the existing issued
		+securities in that class
		Yes
use	Were any of the +securities issued to +key management personnel (KMP) or an +associate?
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
		or a summary of the terms
		The RSUs are issued under the Afterpay Equity Incentive Plan (Plan). The terms of the Plan were approved by
		shareholders at the 2019 Annual General Meeting (AGM), with supplementary terms specific to participants in California
		approved by shareholders at the 2020 AGM.
		The Company's 2019 Notice of AGM and Explanatory Memorandum contains a summary of the Plan, and can be found at
		https://www.asx.com.au/asxpdf/20191011/pdf/449dv96hnkvldp.pdf.
personal
Any other information the entity wishes to provide about the +securities the subject of this notification
	Issue details
		Number of +securities
		230,130
For	ASX +security code and description
APTAE : RESTRICTED STOCK UNITS
Date the +securities the subject of this notification were issued
16/12/2021

Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class

Yes

Notification of Issue, Conversion or Payment up of Unquoted

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