DGAP Voting Rights Announcement: AIXTRON SE AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2020-12-23 / 09:40 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. *Notification of Major Holdings* *1. Details of issuer* +------------------------------+---------------------+ |Name: |AIXTRON SE | +------------------------------+---------------------+ |Street: |Dornkaulstraße 2| +------------------------------+---------------------+ |Postal code: |52134 | +------------------------------+---------------------+ |City: |Herzogenrath | | |Germany | +------------------------------+---------------------+ |Legal Entity Identifier (LEI):|5299004UJ4D51M25LD67 | +------------------------------+---------------------+ *2. Reason for notification* +-+-------------------------------------------------+ |X|Acquisition/disposal of shares with voting rights| +-+-------------------------------------------------+ | |Acquisition/disposal of instruments | +-+-------------------------------------------------+ | |Change of breakdown of voting rights | +-+-------------------------------------------------+ | |Other reason: | +-+-------------------------------------------------+ *3. Details of person subject to the notification obligation* +--------------------------------------------------------------+ |Legal entity: Artisan Partners Funds, Inc. | |City of registered office, country: Madison, Wisconsin, United| |States of America (USA) | +--------------------------------------------------------------+ *4. Names of shareholder(s)* holding directly 3% or more voting rights, if different from 3. ++ || ++ *5. Date on which threshold was crossed or reached:* +-----------+ |16 Dec 2020| +-----------+ *6. Total positions* +-------------+-----------+----------+----------+--------------+ | |% of voting| % of| Total of| Total number| | | rights| voting| both in %| of voting| | |attached to| rights| (7.a. +| rights| | | shares| through| 7.b.)| pursuant to| | | (total of|instrument| | Sec. 41 WpHG| | | 7.a.)| s| | | | | | (total of| | | | | | 7.b.1 +| | | | | | 7.b.2)| | | +-------------+-----------+----------+----------+--------------+ |New | 5.02 %| 0.00 %| 5.02 %| 112927320| +-------------+-----------+----------+----------+--------------+ |Previous | 3.01 %| 0.00 %| 3.01 %| /| |notification | | | | | +-------------+-----------+----------+----------+--------------+ *7. Details on total positions* *a. Voting rights attached to shares (Sec. 33, 34 WpHG)* +------------+-----------+------------+-----------+------------+ |ISIN | Absolute | In % | +------------+-----------+------------+-----------+------------+ | | Direct| Indirect| Direct| Indirect| | | (Sec. 33| (Sec. 34| (Sec. 33| (Sec. 34| | | WpHG)| WpHG)| WpHG)| WpHG)| +------------+-----------+------------+-----------+------------+ |DE000A0WMPJ6| 5669067| 0| 5.02 %| 0.00 %| +------------+-----------+------------+-----------+------------+ |*Total* | 5669067 | 5.02 % | +------------+-----------+------------+-----------+------------+ *b.1. Instruments according to Sec. 38 (1) no. 1 WpHG* +---------+---------------+------------+-----------+-----------+ |Type of |Expiration or |Exercise or | Voting| Voting| |instrumen|maturity date |conversion | rights|rights in %| |t | |period | absolute| | +---------+---------------+------------+-----------+-----------+ | | | | 0| 0.00 %| +---------+---------------+------------+-----------+-----------+ | | |*Total* | 0| 0.00 %| +---------+---------------+------------+-----------+-----------+ *b.2. Instruments according to Sec. 38 (1) no. 2 WpHG* +-------+------------+-----------+---------+---------+---------+ |Type of|Expiration |Exercise or|Cash or | Voting| Voting| |instrum|or maturity |conversion |physical | rights|rights in| |ent |date |period |settlemen| absolute| %| | | | |t | | | +-------+------------+-----------+---------+---------+---------+ | | | | | 0| 0.00 %| +-------+------------+-----------+---------+---------+---------+ | | | |*Total* | 0| 0.00 %| +-------+------------+-----------+---------+---------+---------+ *8. Information in relation to the person subject to the notification obligation* +-+------------------------------------------------------------+ |X|Person subject to the notification obligation is not | | |controlled nor does it control any other undertaking(s) that| | |directly or indirectly hold(s) an interest in the | | |(underlying) issuer (1.). | +-+------------------------------------------------------------+ | |Full chain of controlled undertakings starting with the | | |ultimate controlling natural person or legal entity: | +-+------------------------------------------------------------+ +----+-----------------+-----------------+---------------------+ |Name| % of voting| % of voting| Total of both (if at| | | rights (if at| rights through| least 5% or more)| | |least 3% or more)| instruments (if| | | | | at least 5% or| | | | | more)| | +----+-----------------+-----------------+---------------------+ *9. In case of proxy voting according to Sec. 34 para. 3 WpHG* (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: +------------------------+-----------------------+-------------+ | Proportion of voting| Proportion of|Total of both| | rights| instruments| | +------------------------+-----------------------+-------------+ | %| %| %| +------------------------+-----------------------+-------------+ *10. Other explanatory remarks:* ++ || ++ Date +-----------+ |21 Dec 2020| +-----------+ 2020-12-23 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de Language: English Company: AIXTRON SE Dornkaulstraße 2 52134 Herzogenrath Germany Internet: www.aixtron.com End of News DGAP News Service 1156771 2020-12-23
(END) Dow Jones Newswires
December 23, 2020 03:40 ET (08:40 GMT)