Form 604 | |||||||
Corporations Act 2001 | |||||||
Section 671B | |||||||
Notice of change of interests of substantial holder | |||||||
To: Company Name/Scheme: | ALS LIMITED | ||||||
ACN/ARSN | 009 657 489 | ||||||
only | |||||||
1. Details of substantial holder | |||||||
Name | Commonwealth Bank of Australia ACN 123 123 124 (CBA) and its related bodies corporate listed in annexure A | ||||||
There was a change in the interests of the | 03/12/2021 | ||||||
substantial holder on | |||||||
The previous notice was given to the company on | 03/12/2020 | ||||||
The previous notice was dated | 02/12/2020 | ||||||
2. Previous and present voting power | |||||||
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substan tial holder or | |||||||
use | an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the | ||||||
company or scheme are as follows: | |||||||
Class of securities | Previous notice | Present notice | |||||
Person's votes | Voting power (%) | Person's votes | Voting power (%) | ||||
Fully paid Ordinary shares | 1,932,018 | 0.40 | 1,284,844 | 0.27 | |||
For the Securities (if any) listed below see NOTE 1 at the end of this form | |||||||
Class of securities | Previous notice | Present notice | |||||
Person's votes | Voting power (%) | Person's votes | Voting power (%) | ||||
Fully paid Ordinary shares | 22,216,767 | 4.61 See note 1 at the end of this form | 27,816,211 | 5.77 See note 1 at the end of this | |||
form | |||||||
Class of securities
For personal
GRAND TOTAL
Previous notice | Present notice | ||||
Person's votes | Voting power (%) | Person's votes | Voting power (%) | ||
24,148,785 | 5.01 | 29,101,055 | 6.03 | ||
1
3. Changes in relevant interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in v oting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of | Person whose | Consideration given in | Class and number | Person's votes | |
relevant interest | Nature of change | of securities | |||
change | relation to change | affected | |||
changed | affected | ||||
See annexure B to this notice | |||||
For personal use only
2
4.Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of | Registered holder | Person entitled to be | Nature of relevant | Class and number | |||
relevant | Person's votes | ||||||
of securities | registered as holder | interest | of securities | ||||
interest | |||||||
Relevant interest under paragraph | |||||||
608(3)(a) of the Corporations Act | |||||||
2001 (Cth), being a relevant interest | |||||||
arising as a result of CBA and its | |||||||
only | related bodies corporate listed in | ||||||
Annexure A having voting power in | |||||||
Avanteos Investments Limited and | |||||||
CBA and its related bodies | Colonial First State Investments | 28,595,045 Fully paid ordinary | |||||
corporate listed in Annexure | Various as set out below | Limited above 20%,and therefore | 28,595,045 | ||||
shares | |||||||
A | having the relevant interests in any | ||||||
securities that either of Avanteos or | |||||||
Colonial First State has. As neither | |||||||
CBA nor any of its related bodies | |||||||
corporate are entitled to be registered | |||||||
as the holder of those securities, their | |||||||
ability to vote and dispose of those | |||||||
securities is qualified accordingly. | |||||||
Relevant interest under paragraph | |||||||
608(1)(a), 608(1)(b) and 608(1)(c) of | |||||||
the Corporations Act 2001 (Cth), being | |||||||
a relevant interest arising as a result of | |||||||
being the registered holder of the | |||||||
relevant securities in its capacity as a | |||||||
superannuation trustee and in its | |||||||
use | Avanteos Investments | Avanteos Investments | capacity as administrator of managed | 778,834 | Fully paid | ||
accounts. In addition, if any OTC | 778,834 | ||||||
Limited ACN 096 259 979 | Limited | derivatives, warrants or other | Ordinary shares | ||||
securities (other than ordinary shares | |||||||
or ordinary units (as applicable)) are | |||||||
referred to below in this row, the | |||||||
relevant interest in respect of those | |||||||
securities arises under subsection | |||||||
608(8) being an accelerated relevant | |||||||
interest held in the same capacity. | |||||||
Relevant interest under paragraph | |||||||
608(1)(b) and/or 608(1)(c) of the | |||||||
Corporations Act 2001 (Cth), being a | |||||||
relevant interest arising from having | |||||||
the power to control the exercise of | |||||||
the right to vote attached to securities | |||||||
and/or to control the exercise of the | |||||||
power to dispose of securities in its | |||||||
personal | capacity as investment manager, as | ||||||
provided for under its investment | |||||||
ASB Group Investments | Citibank N A Hong Kong | mandates, as a life company holding | 257,147 Fully paid | 257,147 | |||
Limited 533945 | statutory funds and as the responsible | Ordinary shares | |||||
entity or manager of a managed | |||||||
investment scheme. In addition, if any | |||||||
OTC derivatives, warrants or other | |||||||
securities (other than ordinary shares | |||||||
or ordinary units (as applicable)) are | |||||||
referred to below in this row, the | |||||||
relevant interest in respect of those | |||||||
securities arises under subsection | |||||||
608(8) being an accelerated relevant | |||||||
interest held in the same capacity. | |||||||
Relevant interest under paragraph | |||||||
608(1)(b) and/or 608(1)(c) of the | |||||||
Corporations Act 2001 (Cth), being a | |||||||
relevant interest arising from having | |||||||
the power to control the exercise of | |||||||
the right to vote attached to securities | |||||||
and/or to control the exercise of the | |||||||
Commonwealth Bank | power to dispose of securities in its | ||||||
Officers Superannuation | Citibank N A Hong Kong | capacity as trustee for the Officers' | 187,943 | Fully paid | 187,943 | ||
Corporation Pty Limited | Superannuation Fund. In addition, if | Ordinary shares | |||||
ACN 074 519 798 | any OTC derivatives, warrants or other | ||||||
securities (other than ordinary shares | |||||||
or ordinary units (as applicable)) are | |||||||
referred to below in this row, the | |||||||
relevant interest in respect of those | |||||||
securities arises under subsection | |||||||
608(8) being an accelerated relevant | |||||||
interest held in the same capacity. | |||||||
Relevant interest under paragraph | |||||||
608(1)(b) and/or 608(1)(c) of the | |||||||
Corporations Act 2001 (Cth), being a | |||||||
relevant interest arising from having | |||||||
the power to control the exercise of | |||||||
the right to vote attached to securities | |||||||
and/or to control the exercise of the | |||||||
Commonwealth Bank | power to dispose of securities in its | ||||||
For | Officers Superannuation | Citicorp Nominees Pty | capacity as trustee for the Officers' | 60,920 | Fully paid | 60,920 | |
Corporation Pty Limited | Limited (Australia) | Superannuation Fund. In addition, if | Ordinary shares | ||||
ACN 074 519 798 | any OTC derivatives, warrants or other | ||||||
securities (other than ordinary shares | |||||||
or ordinary units (as applicable)) are | |||||||
referred to below in this row, the | |||||||
relevant interest in respect of those | |||||||
securities arises under subsection | |||||||
608(8) being an accelerated relevant | |||||||
interest held in the same capacity. |
3
Relevant interest under paragraph | ||||||
608(1)(b) and/or 608(1)(c) of the | ||||||
Corporations Act 2001 (Cth), being a | ||||||
relevant interest arising from having | ||||||
the residual power to control the | ||||||
exercise of the right to vote attached | ||||||
to securities and/or to control the | ||||||
exercise of the power to dispose of | ||||||
securities in its capacity as a | ||||||
responsible entity of a managed | ||||||
investment scheme (which managed | ||||||
investment scheme is not managed by | ||||||
only | either Colonial First State Investments | |||||
Limited or a related body corporate). | ||||||
In addition, if any OTC derivatives, | ||||||
warrants or other securities (other than | ||||||
ordinary shares or ordinary units (as | ||||||
Colonial First State | applicable)) are referred to below in | |||||
this row, the relevant interest in | 5,912,392 | Fully paid | ||||
Investments Limited (Note | Citibank N A Hong Kong | |||||
respect of those securities arises | Ordinary shares | |||||
1) ACN 002 348 352 | under subsection 608(8) being a | |||||
residual accelerated relevant interest | ||||||
held in the same capacity. Colonial | ||||||
First State Investments Limited has | ||||||
authorised the manager of each such | ||||||
managed investment scheme to | ||||||
exercise the powers referred to in | ||||||
paragraph 608(1)(b) and/or 608(1)(c) | ||||||
of the Corporations Act 2001 (Cth) in | ||||||
relation to those securities managed | ||||||
by the manager to the exclusion of | ||||||
Colonial First State Investments | ||||||
Limited except for provisions allowing | ||||||
use | Colonial First State Investments | |||||
Limited to terminate the agreement | ||||||
with the manager or to exercise those | ||||||
powers where the agreement is | ||||||
terminated. | ||||||
Relevant interest under paragraph | ||||||
608(1)(b) and/or 608(1)(c) of the | ||||||
Corporations Act 2001 (Cth), being a | ||||||
relevant interest arising from having | ||||||
the residual power to control the | ||||||
exercise of the right to vote attached | ||||||
to securities and/or to control the | ||||||
exercise of the power to dispose of | ||||||
securities in its capacity as a | ||||||
responsible entity of a managed | ||||||
investment scheme (which managed | ||||||
investment scheme is not managed by | ||||||
either Colonial First State Investments | ||||||
personal | Limited or a related body corporate). | |||||
In addition, if any OTC derivatives, | ||||||
warrants or other securities (other than | ||||||
ordinary shares or ordinary units (as | ||||||
Colonial First State | applicable)) are referred to below in | |||||
Citicorp Nominees Pty | this row, the relevant interest in | 18,087,450 Fully paid Ordinary | ||||
Investments Limited (Note | ||||||
Limited (Australia) | respect of those securities arises | |||||
1) ACN 002 348 352 | shares | |||||
under subsection 608(8) being a | ||||||
residual accelerated relevant interest | ||||||
held in the same capacity. Colonial | ||||||
First State Investments Limited has | ||||||
authorised the manager of each such | ||||||
managed investment scheme to | ||||||
exercise the powers referred to in | ||||||
paragraph 608(1)(b) and/or 608(1)(c) | ||||||
of the Corporations Act 2001 (Cth) in | ||||||
relation to those securities managed | ||||||
by the manager to the exclusion of | ||||||
Colonial First State Investments | ||||||
Limited except for provisions allowing | ||||||
Colonial First State Investments | ||||||
Limited to terminate the agreement | ||||||
with the manager or to exercise those | ||||||
powers where the agreement is | ||||||
terminated. | ||||||
Relevant interest under paragraph | ||||||
608(1)(b) and/or 608(1)(c) of the | ||||||
Corporations Act 2001 (Cth), being a | ||||||
relevant interest arising from having | ||||||
the residual power to control the | ||||||
exercise of the right to vote attached | ||||||
to securities and/or to control the | ||||||
exercise of the power to dispose of | ||||||
securities in its capacity as a | ||||||
responsible entity of a managed | ||||||
investment scheme (which managed | ||||||
investment scheme is not managed by | ||||||
either Colonial First State Investments | ||||||
Limited or a related body corporate). | ||||||
For | In addition, if any OTC derivatives, | |||||
warrants or other securities (other than | ||||||
ordinary shares or ordinary units (as | ||||||
Colonial First State | applicable)) are referred to below in | |||||
this row, the relevant interest in | 3,453,987 | Fully paid | ||||
Investments Limited (Note | Northern Trust Company | |||||
respect of those securities arises | Ordinary shares | |||||
1) ACN 002 348 352 | under subsection 608(8) being a | |||||
residual accelerated relevant interest | ||||||
held in the same capacity. Colonial | ||||||
First State Investments Limited has | ||||||
authorised the manager of each such | ||||||
managed investment scheme to | ||||||
exercise the powers referred to in | ||||||
paragraph 608(1)(b) and/or 608(1)(c) | ||||||
of the Corporations Act 2001 (Cth) in | ||||||
relation to those securities managed | ||||||
by the manager to the exclusion of | ||||||
Colonial First State Investments | ||||||
Limited except for provisions allowing | ||||||
Colonial First State Investments | ||||||
Limited to terminate the agreement | ||||||
with the manager or to exercise those | ||||||
powers where the agreement is | ||||||
terminated. |
5,912,392
18,087,450
3,453,987
4
Relevant interest under paragraph | ||||||
608(1)(b) and/or 608(1)(c) of the | ||||||
Corporations Act 2001 (Cth), being a | ||||||
relevant interest arising from having | ||||||
the residual power to control the | ||||||
exercise of the right to vote attached | ||||||
to securities and/or to control the | ||||||
exercise of the power to dispose of | ||||||
securities in its capacity as a | ||||||
responsible entity of a managed | ||||||
investment scheme (which managed | ||||||
investment scheme is not managed by | ||||||
only | either Colonial First State Investments | |||||
Limited or a related body corporate). | ||||||
In addition, if any OTC derivatives, | ||||||
warrants or other securities (other than | ||||||
ordinary shares or ordinary units (as | ||||||
Colonial First State | applicable)) are referred to below in | |||||
this row, the relevant interest in | 362,382 | Fully paid | ||||
Investments Limited (Note | UBS Nominees Pty Ltd | |||||
respect of those securities arises | Ordinary shares | |||||
1) ACN 002 348 352 | under subsection 608(8) being a | |||||
residual accelerated relevant interest | ||||||
held in the same capacity. Colonial | ||||||
First State Investments Limited has | ||||||
authorised the manager of each such | ||||||
managed investment scheme to | ||||||
exercise the powers referred to in | ||||||
paragraph 608(1)(b) and/or 608(1)(c) | ||||||
of the Corporations Act 2001 (Cth) in | ||||||
relation to those securities managed | ||||||
by the manager to the exclusion of | ||||||
Colonial First State Investments | ||||||
Limited except for provisions allowing | ||||||
use | Colonial First State Investments | |||||
Limited to terminate the agreement | ||||||
with the manager or to exercise those | ||||||
powers where the agreement is | ||||||
terminated. | ||||||
Relevant interest under paragraph | ||||||
608(1)(b) and/or 608(1)(c) of the | ||||||
Corporations Act 2001 (Cth), being a | ||||||
relevant interest arising from having | ||||||
the power to control the exercise of | ||||||
the right to vote attached to securities | ||||||
and/or to control the exercise of the | ||||||
power to dispose of securities in its | ||||||
capacity as a responsible entity of a | ||||||
Colonial First State | managed investment scheme (which | |||||
managed investment scheme is | 5,912,392 | Fully paid | ||||
Investments Limited ACN | Citibank N A Hong Kong | |||||
002 348 352 | managed by Colonial First Statement | Ordinary shares | ||||
Investments Limited or a related body | ||||||
personal | corporate). In addition, if any OTC | |||||
derivatives, warrants or other | ||||||
securities (other than ordinary shares | ||||||
or ordinary units (as applicable)) are | ||||||
referred to below in this row, the | ||||||
relevant interest in respect of those | ||||||
securities arises under subsection | ||||||
608(8) being an accelerated relevant | ||||||
interest held in the same capacity. | ||||||
Relevant interest under paragraph | ||||||
608(1)(b) and/or 608(1)(c) of the | ||||||
Corporations Act 2001 (Cth), being a | ||||||
relevant interest arising from having | ||||||
the power to control the exercise of | ||||||
the right to vote attached to securities | ||||||
and/or to control the exercise of the | ||||||
power to dispose of securities in its | ||||||
capacity as a responsible entity of a | ||||||
Colonial First State | managed investment scheme (which | 18,087,450 Fully paid | ||||
Citicorp Nominees Pty | managed investment scheme is | |||||
Investments Limited ACN | ||||||
Limited (Australia) | managed by Colonial First Statement | Ordinary shares | ||||
002 348 352 | ||||||
Investments Limited or a related body | ||||||
corporate). In addition, if any OTC | ||||||
derivatives, warrants or other | ||||||
securities (other than ordinary shares | ||||||
or ordinary units (as applicable)) are | ||||||
referred to below in this row, the | ||||||
relevant interest in respect of those | ||||||
securities arises under subsection | ||||||
608(8) being an accelerated relevant | ||||||
interest held in the same capacity. | ||||||
Relevant interest under paragraph | ||||||
608(1)(b) and/or 608(1)(c) of the | ||||||
Corporations Act 2001 (Cth), being a | ||||||
relevant interest arising from having | ||||||
the power to control the exercise of | ||||||
the right to vote attached to securities | ||||||
and/or to control the exercise of the | ||||||
power to dispose of securities in its | ||||||
For | capacity as a responsible entity of a | |||||
Colonial First State | managed investment scheme (which | |||||
managed investment scheme is | 3,453,987 Fully paid | |||||
Investments Limited ACN | Northern Trust Company | |||||
002 348 352 | managed by Colonial First Statement | Ordinary shares | ||||
Investments Limited or a related body | ||||||
corporate). In addition, if any OTC | ||||||
derivatives, warrants or other | ||||||
securities (other than ordinary shares | ||||||
or ordinary units (as applicable)) are | ||||||
referred to below in this row, the | ||||||
relevant interest in respect of those | ||||||
securities arises under subsection | ||||||
608(8) being an accelerated relevant | ||||||
interest held in the same capacity. | ||||||
Relevant interest under paragraph | ||||||
608(1)(b) and/or 608(1)(c) of the | ||||||
Corporations Act 2001 (Cth), being a | ||||||
relevant interest arising from having | ||||||
the power to control the exercise of | ||||||
the right to vote attached to securities | ||||||
and/or to control the exercise of the | ||||||
power to dispose of securities in its | ||||||
capacity as a responsible entity of a | ||||||
Colonial First State | managed investment scheme (which | |||||
managed investment scheme is | 362,382 | Fully paid | ||||
Investments Limited ACN | UBS Nominees Pty Ltd | |||||
002 348 352 | managed by Colonial First Statement | Ordinary shares | ||||
Investments Limited or a related body | ||||||
corporate). In addition, if any OTC | ||||||
derivatives, warrants or other | ||||||
securities (other than ordinary shares | ||||||
or ordinary units (as applicable)) are | ||||||
referred to below in this row, the | ||||||
relevant interest in respect of those | ||||||
securities arises under subsection | ||||||
608(8) being an accelerated relevant | ||||||
interest held in the same capacity. |
362,382
5,912,392
18,087,450
3,453,987
362,382
5
This is an excerpt of the original content. To continue reading it, access the original document here.
Attachments
- Original Link
- Original Document
- Permalink
Disclaimer
ALS Limited published this content on 06 December 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 06 December 2021 05:21:06 UTC.