Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To: Company Name/Scheme:

ALS LIMITED

ACN/ARSN

009 657 489

only

1. Details of substantial holder

Name

Commonwealth Bank of Australia ACN 123 123 124 (CBA) and its related bodies corporate listed in annexure A

There was a change in the interests of the

03/12/2021

substantial holder on

The previous notice was given to the company on

03/12/2020

The previous notice was dated

02/12/2020

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substan tial holder or

use

an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the

company or scheme are as follows:

Class of securities

Previous notice

Present notice

Person's votes

Voting power (%)

Person's votes

Voting power (%)

Fully paid Ordinary shares

1,932,018

0.40

1,284,844

0.27

For the Securities (if any) listed below see NOTE 1 at the end of this form

Class of securities

Previous notice

Present notice

Person's votes

Voting power (%)

Person's votes

Voting power (%)

Fully paid Ordinary shares

22,216,767

4.61 See note 1 at the end of this form

27,816,211

5.77 See note 1 at the end of this

form

Class of securities

For personal

GRAND TOTAL

Previous notice

Present notice

Person's votes

Voting power (%)

Person's votes

Voting power (%)

24,148,785

5.01

29,101,055

6.03

1

3. Changes in relevant interest

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in v oting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of

Person whose

Consideration given in

Class and number

Person's votes

relevant interest

Nature of change

of securities

change

relation to change

affected

changed

affected

See annexure B to this notice

For personal use only

2

4.Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of

Registered holder

Person entitled to be

Nature of relevant

Class and number

relevant

Person's votes

of securities

registered as holder

interest

of securities

interest

Relevant interest under paragraph

608(3)(a) of the Corporations Act

2001 (Cth), being a relevant interest

arising as a result of CBA and its

only

related bodies corporate listed in

Annexure A having voting power in

Avanteos Investments Limited and

CBA and its related bodies

Colonial First State Investments

28,595,045 Fully paid ordinary

corporate listed in Annexure

Various as set out below

Limited above 20%,and therefore

28,595,045

shares

A

having the relevant interests in any

securities that either of Avanteos or

Colonial First State has. As neither

CBA nor any of its related bodies

corporate are entitled to be registered

as the holder of those securities, their

ability to vote and dispose of those

securities is qualified accordingly.

Relevant interest under paragraph

608(1)(a), 608(1)(b) and 608(1)(c) of

the Corporations Act 2001 (Cth), being

a relevant interest arising as a result of

being the registered holder of the

relevant securities in its capacity as a

superannuation trustee and in its

use

Avanteos Investments

Avanteos Investments

capacity as administrator of managed

778,834

Fully paid

accounts. In addition, if any OTC

778,834

Limited ACN 096 259 979

Limited

derivatives, warrants or other

Ordinary shares

securities (other than ordinary shares

or ordinary units (as applicable)) are

referred to below in this row, the

relevant interest in respect of those

securities arises under subsection

608(8) being an accelerated relevant

interest held in the same capacity.

Relevant interest under paragraph

608(1)(b) and/or 608(1)(c) of the

Corporations Act 2001 (Cth), being a

relevant interest arising from having

the power to control the exercise of

the right to vote attached to securities

and/or to control the exercise of the

power to dispose of securities in its

personal

capacity as investment manager, as

provided for under its investment

ASB Group Investments

Citibank N A Hong Kong

mandates, as a life company holding

257,147 Fully paid

257,147

Limited 533945

statutory funds and as the responsible

Ordinary shares

entity or manager of a managed

investment scheme. In addition, if any

OTC derivatives, warrants or other

securities (other than ordinary shares

or ordinary units (as applicable)) are

referred to below in this row, the

relevant interest in respect of those

securities arises under subsection

608(8) being an accelerated relevant

interest held in the same capacity.

Relevant interest under paragraph

608(1)(b) and/or 608(1)(c) of the

Corporations Act 2001 (Cth), being a

relevant interest arising from having

the power to control the exercise of

the right to vote attached to securities

and/or to control the exercise of the

Commonwealth Bank

power to dispose of securities in its

Officers Superannuation

Citibank N A Hong Kong

capacity as trustee for the Officers'

187,943

Fully paid

187,943

Corporation Pty Limited

Superannuation Fund. In addition, if

Ordinary shares

ACN 074 519 798

any OTC derivatives, warrants or other

securities (other than ordinary shares

or ordinary units (as applicable)) are

referred to below in this row, the

relevant interest in respect of those

securities arises under subsection

608(8) being an accelerated relevant

interest held in the same capacity.

Relevant interest under paragraph

608(1)(b) and/or 608(1)(c) of the

Corporations Act 2001 (Cth), being a

relevant interest arising from having

the power to control the exercise of

the right to vote attached to securities

and/or to control the exercise of the

Commonwealth Bank

power to dispose of securities in its

For

Officers Superannuation

Citicorp Nominees Pty

capacity as trustee for the Officers'

60,920

Fully paid

60,920

Corporation Pty Limited

Limited (Australia)

Superannuation Fund. In addition, if

Ordinary shares

ACN 074 519 798

any OTC derivatives, warrants or other

securities (other than ordinary shares

or ordinary units (as applicable)) are

referred to below in this row, the

relevant interest in respect of those

securities arises under subsection

608(8) being an accelerated relevant

interest held in the same capacity.

3

Relevant interest under paragraph

608(1)(b) and/or 608(1)(c) of the

Corporations Act 2001 (Cth), being a

relevant interest arising from having

the residual power to control the

exercise of the right to vote attached

to securities and/or to control the

exercise of the power to dispose of

securities in its capacity as a

responsible entity of a managed

investment scheme (which managed

investment scheme is not managed by

only

either Colonial First State Investments

Limited or a related body corporate).

In addition, if any OTC derivatives,

warrants or other securities (other than

ordinary shares or ordinary units (as

Colonial First State

applicable)) are referred to below in

this row, the relevant interest in

5,912,392

Fully paid

Investments Limited (Note

Citibank N A Hong Kong

respect of those securities arises

Ordinary shares

1) ACN 002 348 352

under subsection 608(8) being a

residual accelerated relevant interest

held in the same capacity. Colonial

First State Investments Limited has

authorised the manager of each such

managed investment scheme to

exercise the powers referred to in

paragraph 608(1)(b) and/or 608(1)(c)

of the Corporations Act 2001 (Cth) in

relation to those securities managed

by the manager to the exclusion of

Colonial First State Investments

Limited except for provisions allowing

use

Colonial First State Investments

Limited to terminate the agreement

with the manager or to exercise those

powers where the agreement is

terminated.

Relevant interest under paragraph

608(1)(b) and/or 608(1)(c) of the

Corporations Act 2001 (Cth), being a

relevant interest arising from having

the residual power to control the

exercise of the right to vote attached

to securities and/or to control the

exercise of the power to dispose of

securities in its capacity as a

responsible entity of a managed

investment scheme (which managed

investment scheme is not managed by

either Colonial First State Investments

personal

Limited or a related body corporate).

In addition, if any OTC derivatives,

warrants or other securities (other than

ordinary shares or ordinary units (as

Colonial First State

applicable)) are referred to below in

Citicorp Nominees Pty

this row, the relevant interest in

18,087,450 Fully paid Ordinary

Investments Limited (Note

Limited (Australia)

respect of those securities arises

1) ACN 002 348 352

shares

under subsection 608(8) being a

residual accelerated relevant interest

held in the same capacity. Colonial

First State Investments Limited has

authorised the manager of each such

managed investment scheme to

exercise the powers referred to in

paragraph 608(1)(b) and/or 608(1)(c)

of the Corporations Act 2001 (Cth) in

relation to those securities managed

by the manager to the exclusion of

Colonial First State Investments

Limited except for provisions allowing

Colonial First State Investments

Limited to terminate the agreement

with the manager or to exercise those

powers where the agreement is

terminated.

Relevant interest under paragraph

608(1)(b) and/or 608(1)(c) of the

Corporations Act 2001 (Cth), being a

relevant interest arising from having

the residual power to control the

exercise of the right to vote attached

to securities and/or to control the

exercise of the power to dispose of

securities in its capacity as a

responsible entity of a managed

investment scheme (which managed

investment scheme is not managed by

either Colonial First State Investments

Limited or a related body corporate).

For

In addition, if any OTC derivatives,

warrants or other securities (other than

ordinary shares or ordinary units (as

Colonial First State

applicable)) are referred to below in

this row, the relevant interest in

3,453,987

Fully paid

Investments Limited (Note

Northern Trust Company

respect of those securities arises

Ordinary shares

1) ACN 002 348 352

under subsection 608(8) being a

residual accelerated relevant interest

held in the same capacity. Colonial

First State Investments Limited has

authorised the manager of each such

managed investment scheme to

exercise the powers referred to in

paragraph 608(1)(b) and/or 608(1)(c)

of the Corporations Act 2001 (Cth) in

relation to those securities managed

by the manager to the exclusion of

Colonial First State Investments

Limited except for provisions allowing

Colonial First State Investments

Limited to terminate the agreement

with the manager or to exercise those

powers where the agreement is

terminated.

5,912,392

18,087,450

3,453,987

4

Relevant interest under paragraph

608(1)(b) and/or 608(1)(c) of the

Corporations Act 2001 (Cth), being a

relevant interest arising from having

the residual power to control the

exercise of the right to vote attached

to securities and/or to control the

exercise of the power to dispose of

securities in its capacity as a

responsible entity of a managed

investment scheme (which managed

investment scheme is not managed by

only

either Colonial First State Investments

Limited or a related body corporate).

In addition, if any OTC derivatives,

warrants or other securities (other than

ordinary shares or ordinary units (as

Colonial First State

applicable)) are referred to below in

this row, the relevant interest in

362,382

Fully paid

Investments Limited (Note

UBS Nominees Pty Ltd

respect of those securities arises

Ordinary shares

1) ACN 002 348 352

under subsection 608(8) being a

residual accelerated relevant interest

held in the same capacity. Colonial

First State Investments Limited has

authorised the manager of each such

managed investment scheme to

exercise the powers referred to in

paragraph 608(1)(b) and/or 608(1)(c)

of the Corporations Act 2001 (Cth) in

relation to those securities managed

by the manager to the exclusion of

Colonial First State Investments

Limited except for provisions allowing

use

Colonial First State Investments

Limited to terminate the agreement

with the manager or to exercise those

powers where the agreement is

terminated.

Relevant interest under paragraph

608(1)(b) and/or 608(1)(c) of the

Corporations Act 2001 (Cth), being a

relevant interest arising from having

the power to control the exercise of

the right to vote attached to securities

and/or to control the exercise of the

power to dispose of securities in its

capacity as a responsible entity of a

Colonial First State

managed investment scheme (which

managed investment scheme is

5,912,392

Fully paid

Investments Limited ACN

Citibank N A Hong Kong

002 348 352

managed by Colonial First Statement

Ordinary shares

Investments Limited or a related body

personal

corporate). In addition, if any OTC

derivatives, warrants or other

securities (other than ordinary shares

or ordinary units (as applicable)) are

referred to below in this row, the

relevant interest in respect of those

securities arises under subsection

608(8) being an accelerated relevant

interest held in the same capacity.

Relevant interest under paragraph

608(1)(b) and/or 608(1)(c) of the

Corporations Act 2001 (Cth), being a

relevant interest arising from having

the power to control the exercise of

the right to vote attached to securities

and/or to control the exercise of the

power to dispose of securities in its

capacity as a responsible entity of a

Colonial First State

managed investment scheme (which

18,087,450 Fully paid

Citicorp Nominees Pty

managed investment scheme is

Investments Limited ACN

Limited (Australia)

managed by Colonial First Statement

Ordinary shares

002 348 352

Investments Limited or a related body

corporate). In addition, if any OTC

derivatives, warrants or other

securities (other than ordinary shares

or ordinary units (as applicable)) are

referred to below in this row, the

relevant interest in respect of those

securities arises under subsection

608(8) being an accelerated relevant

interest held in the same capacity.

Relevant interest under paragraph

608(1)(b) and/or 608(1)(c) of the

Corporations Act 2001 (Cth), being a

relevant interest arising from having

the power to control the exercise of

the right to vote attached to securities

and/or to control the exercise of the

power to dispose of securities in its

For

capacity as a responsible entity of a

Colonial First State

managed investment scheme (which

managed investment scheme is

3,453,987 Fully paid

Investments Limited ACN

Northern Trust Company

002 348 352

managed by Colonial First Statement

Ordinary shares

Investments Limited or a related body

corporate). In addition, if any OTC

derivatives, warrants or other

securities (other than ordinary shares

or ordinary units (as applicable)) are

referred to below in this row, the

relevant interest in respect of those

securities arises under subsection

608(8) being an accelerated relevant

interest held in the same capacity.

Relevant interest under paragraph

608(1)(b) and/or 608(1)(c) of the

Corporations Act 2001 (Cth), being a

relevant interest arising from having

the power to control the exercise of

the right to vote attached to securities

and/or to control the exercise of the

power to dispose of securities in its

capacity as a responsible entity of a

Colonial First State

managed investment scheme (which

managed investment scheme is

362,382

Fully paid

Investments Limited ACN

UBS Nominees Pty Ltd

002 348 352

managed by Colonial First Statement

Ordinary shares

Investments Limited or a related body

corporate). In addition, if any OTC

derivatives, warrants or other

securities (other than ordinary shares

or ordinary units (as applicable)) are

referred to below in this row, the

relevant interest in respect of those

securities arises under subsection

608(8) being an accelerated relevant

interest held in the same capacity.

362,382

5,912,392

18,087,450

3,453,987

362,382

5

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ALS Limited published this content on 06 December 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 06 December 2021 05:21:06 UTC.