AMPOL LIMITED This appendix is available as an online form Appendix 3B
Only use this form if the online version is not available
Proposed issue of +securities
Appendix 3B
Proposed issue of +securities
Information and documents given to ASX become ASX's property and may be made public.
If you are an entity incorporated outside Australia and you are proposing to issue a new class of +securities other than CDIs, you will need to obtain and provide an International Securities Identification Number (ISIN) for that class. For offers where the +securities proposed to be issued are in an existing class of security, and the event timetable includes rights (or entitlement for non-renounceable issues), and deferred settlement trading or a representation of such, ASX requires the issuer to advise ASX of the ISIN code for the rights (or entitlement), and deferred settlement trading. This code will be different to the existing class. If the securities do not rank equally with the existing class, the same ISIN code will be used for that security to continue to be quoted while it does not rank.
Further information on the requirement for the notification of an ISIN is available from the Create Online Forms page. ASX is unable to create the new ISIN for non-Australian issuers.
*Denotes minimum information required for first lodgement of this form, with exceptions provided in specific notes for certain questions. The balance of the information, where applicable, must be provided as soon as reasonably practicable by the entity.
Part 1 - Entity and announcement details
Question no | Question | Answer |
1.1 | *Name of entity We (the entity here named) give ASX the following information about a proposed issue of +securities and, if ASX agrees to +quote any of the +securities (including any rights) on a +deferred settlement basis, we agree to the matters set out in Appendix 3B of the ASX Listing Rules | Ampol Limited ("Issuer") |
1.2 | *Registration type and number Please supply your ABN, ARSN, ARBN, ACN or another registration type and number (if you supply another registration type, please specify both the type of registration and the registration number). | ABN 40 004 201 307 |
1.3 | *ASX issuer code | ALD |
1.4 | *This announcement is Tick whichever is applicable. | ☒ A new announcement ☐ An update/amendment to a previous announcement ☐ A cancellation of a previous announcement |
1.4a | *Reason for update Mandatory only if "Update" ticked in Q1.4 above. A reason must be provided for an update. | |
1.4b | *Date of previous announcement to this update Mandatory only if "Update" ticked in Q1.4 above. |
+ See chapter 19 for defined terms
18 July 2020
1.4c | *Reason for cancellation Mandatory only if "Cancellation" ticked in Q1.4 above. | |
1.4d | *Date of previous announcement to this cancellation Mandatory only if "Cancellation" ticked in Q1.4 above. | |
1.5 | *Date of this announcement | 1 December 2020 |
1.6 | *The proposed issue is: Note: You can select more than one type of issue (e.g. an offer of securities under a securities purchase plan and a placement, however ASX may restrict certain events from being announced concurrently). Please contact your ASX listings compliance adviser if you are unsure. |
☒ A non-+pro rata offer to wholesale investors under an information memorandum (complete Parts 6 and 8) ☐ A placement or other type of issue (complete Parts 7 and 8) |
1.6a | *The proposed standard +pro rata issue is: Answer this question if your response to Q1.6 is "A standard pro rata issue (non-renounceable or renounceable)." Select one item from the list An issuer whose securities are currently suspended from trading cannot proceed with an entitlement offer that allows rights trading. If your securities are currently suspended, please consult your ASX listings compliance adviser before proceeding further. | ☐ Non-renounceable ☐ Renounceable |
1.6b | *The proposed accelerated offer is: Answer this question if your response to Q1.6 is "An accelerated offer" Select one item from the list An issuer whose securities are currently suspended from trading cannot proceed with an entitlement offer that allows rights trading. If your securities are currently suspended, please consult your ASX listings compliance adviser before proceeding further. |
|
+ See chapter 19 for defined terms 18 July 2020
Part 2 - Details of proposed +bonus issue
If your response to Q1.6 is "A bonus issue", please complete Parts 2A - 2D and the details of the securities proposed to be issued in Part 8. Refer to section 1 of Appendix 7A of the Listing Rules for the timetable for bonus issues.
Part 2A - Proposed +bonus issue - conditions
Question No. | Question | Answer | ||
2A.1 | *Are any of the following approvals required for the +bonus issue to be unconditional?
If any of the above approvals apply to the bonus issue, they must be obtained before business day 0 of the timetable. The relevant approvals must be received before ASX can establish an ex market in the securities. | Yes or No | ||
2A.1a | Conditions Answer these questions if your response to Q2A.1 is "Yes". Select the applicable approval(s) from the list. More than one approval can be selected. The "date for determination" is the date that you expect to know if the approval is given (for example, the date of the security holder meeting in the case of security holder approval or the date of the court hearing in the case of court approval). | |||
*Approval/ condition Type | *Date for determination | *Is the date estimated or actual? | *Approval received/ condition met? Please respond "Yes" or "No". Only answer this question when you know the outcome of the approval. Please advise before business day 0 of the Appendix 7A bonus issue timetable. | Comments |
+Security holder approval | ||||
Court approval | ||||
Lodgement of court order with +ASIC | ||||
ACCC approval | ||||
FIRB approval | ||||
Other (please specify in comment section) |
+ See chapter 19 for defined terms
18 July 2020
Part 2B - Proposed +bonus issue - issue details
Question No. | Question | Answer |
2B.1 | *Class or classes of +securities that will participate in the proposed +bonus issue (please enter both the ASX security code & description) If more than one class of security will participate in the proposed bonus issue, make sure you clearly identify any different treatment between the classes. | |
2B.2 | *Class of +securities that will be issued in the proposed +bonus issue (please enter both the ASX security code & description) | |
2B.3 | *Issue ratio Enter the quantity of additional securities to be issued for a given quantity of securities held (for example, 1 for 2 means 1 new security issued for every 2 existing securities held). Please only enter whole numbers (for example, a bonus issue of 1 new security for every 2.5 existing securities held should be expressed as "2 for 5"). | for |
2B.4 | *What will be done with fractional entitlements? Select one item from the list. |
|
2B.5 | *Maximum number of +securities proposed to be issued (subject to rounding) |
Part 2C - Proposed +bonus issue - timetable
Question No. | Question | Answer |
2C.1 | *+Record date Record date to identify security holders entitled to participate in the bonus issue. Per Appendix 7A section 1 the record date must be at least 4 business days from the announcement date (day 0). | |
2C.3 | *Ex date Per Appendix 7A section 1 the ex date is one business day before the record date. This is also the date that the bonus securities will commence quotation on a deferred settlement basis. | |
2C.4 | *Record date Same as Q2C.1 above |
+ See chapter 19 for defined terms
18 July 2020
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Ampol Limited published this content on 01 December 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 01 December 2020 08:58:03 UTC
