Caltex Australia : Becoming a substantial holder

January 08, 2019 at 12:54 am EST

603 Page 1 of 5

Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

To Company Name/Scheme

ACN/ARSN

Caltex Austraalia Limited 004 201 307

1. Details of substantial holder (1)

Name

ACN/ARSN (if applicable)

AustralianSuper Pty Ltd 006 457 987

The holder became a substantial holder on

03 / 01 / 2019

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4)	Number of securities	Person's votes (5)	Voting power (6)
ORDINARY	13,565,239	13,565,239	5.20%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest	Nature of relevant interest (7)	Class and number of securities
AustralianSuper Pty Ltd	SHAREHOLDER	ORD 10,817,339
AustralianSuper Pty Ltd	AustralianSuper Pty Ltd has a relevant interest in 2,747,900 ordinary shares in Caltex Australia Limited under section 608(3)(a) of the Corporations Act 2001 (Cth), as a result of its voting power of 20.55% in Industry Super Holdings Pty Ltd. Industry Super Holdings Pty Ltd is the holding company of companies that control the voting and/or disposal of 2,747,900 ordinary shares in Caltex Australia Limited.	ORD 2,747,900

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Class and number of securities
AustralianSuper Pty Ltd	JPMorgan Nominees Australia Ltd	JPMorgan Nominees Australia Ltd	ORD 10,817,339
AustralianSuper Pty Ltd	Various custodians depending on the party for whom the Industry Super Holdings Pty Ltd is managing funds	Various custodians depending on the party for whom the Industry Super Holdings Pty Ltd is managing funds	ORD 2,747,900

603

Page 2 of 5

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest	Date of acquisition	Consideration (9)	Class and number of securities
See Attached Schedule	Cash	Non-cash

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
N/A

7. Addresses

The addresses of persons named in this form are as follows:

Name	Address
AustralianSuper Pty Ltd	Level 33, 50 Lonsdale Street Melbourne VIC 3000

Signature

print name	Paul Doig	capacity	Analyst
sign here	date	08/01/2019

603	Page 3 of 5
Security	Trade	Settlement
Security Name	Code	Description	Trade Date	Date	Units	Price
CALTEX AUSTRALIA LTD	6161503	OS-PUR	4/09/2018	6/09/2018	866	29.58
CALTEX AUSTRALIA LTD	6161503	OS-PUR	5/09/2018	7/09/2018	100	29.97
CALTEX AUSTRALIA LTD	6161503	OS-PUR	6/09/2018	10/09/2018	169	29.85
CALTEX AUSTRALIA LTD	6161503	OS-SAL	6/09/2018	10/09/2018	-48371	30.19
CALTEX AUSTRALIA LTD	6161503	OS-SAL	6/09/2018	10/09/2018	-48378	30.19
CALTEX AUSTRALIA LTD	6161503	OS-SAL	7/09/2018	11/09/2018	-250	29.72
CALTEX AUSTRALIA LTD	6161503	OS-PUR	7/09/2018	11/09/2018	511	29.70
CALTEX AUSTRALIA LTD	6161503	OS-SAL	10/09/2018	12/09/2018	-500	29.06
CALTEX AUSTRALIA LTD	6161503	OS-SAL	13/09/2018	17/09/2018	-1124	29.64
CALTEX AUSTRALIA LTD	6161503	OS-PUR	14/09/2018	18/09/2018	370	29.48
CALTEX AUSTRALIA LTD	6161503	OS-SAL	14/09/2018	18/09/2018	-31315	29.53
CALTEX AUSTRALIA LTD	6161503	OS-SAL	17/09/2018	19/09/2018	-107	29.55
CALTEX AUSTRALIA LTD	6161503	OS-SAL	19/09/2018	21/09/2018	-188	29.61
CALTEX AUSTRALIA LTD	6161503	OS-PUR	20/09/2018	24/09/2018	380	29.30
CALTEX AUSTRALIA LTD	6161503	OS-PUR	21/09/2018	25/09/2018	204	29.32
CALTEX AUSTRALIA LTD	6161503	OS-PUR	21/09/2018	25/09/2018	13260	29.34
CALTEX AUSTRALIA LTD	6161503	OS-SAL	24/09/2018	26/09/2018	-2514	29.33
CALTEX AUSTRALIA LTD	6161503	OS-PUR	26/09/2018	28/09/2018	700	29.55
CALTEX AUSTRALIA LTD	6161503	OS-SAL	28/09/2018	2/10/2018	-300	29.94
CALTEX AUSTRALIA LTD	6161503	OS-SAL	1/10/2018	3/10/2018	-150	29.51
CALTEX AUSTRALIA LTD	6161503	OS-PUR	1/10/2018	3/10/2018	100	29.61
CALTEX AUSTRALIA LTD	6161503	OS-PUR	2/10/2018	4/10/2018	65	29.60
CALTEX AUSTRALIA LTD	6161503	OS-PUR	3/10/2018	5/10/2018	628	29.96
CALTEX AUSTRALIA LTD	6161503	OS-SAL	4/10/2018	8/10/2018	-848	30.35
CALTEX AUSTRALIA LTD	6161503	OS-SAL	5/10/2018	9/10/2018	-1000	30.14
CALTEX AUSTRALIA LTD	6161503	OS-PUR	5/10/2018	9/10/2018	165	30.21
CALTEX AUSTRALIA LTD	6161503	OS-PUR	10/10/2018	12/10/2018	277240	30.00
CALTEX AUSTRALIA LTD	6161503	OS-SAL	10/10/2018	12/10/2018	-200	30.00
CALTEX AUSTRALIA LTD	6161503	OS-PUR	10/10/2018	12/10/2018	800	29.99
CALTEX AUSTRALIA LTD	6161503	OS-PUR	10/10/2018	12/10/2018	6823	29.95
CALTEX AUSTRALIA LTD	6161503	OS-PUR	11/10/2018	15/10/2018	1362	29.30
CALTEX AUSTRALIA LTD	6161503	OS-PUR	11/10/2018	15/10/2018	136504	29.48
CALTEX AUSTRALIA LTD	6161503	OS-PUR	11/10/2018	15/10/2018	601	29.37
CALTEX AUSTRALIA LTD	6161503	OS-SAL	11/10/2018	15/10/2018	-440	29.58
CALTEX AUSTRALIA LTD	6161503	OS-PUR	12/10/2018	16/10/2018	100	29.16
CALTEX AUSTRALIA LTD	6161503	OS-SAL	12/10/2018	16/10/2018	-1140	29.08
CALTEX AUSTRALIA LTD	6161503	OS-SAL	15/10/2018	17/10/2018	-200	29.26
CALTEX AUSTRALIA LTD	6161503	OS-PUR	16/10/2018	18/10/2018	114931	29.88
CALTEX AUSTRALIA LTD	6161503	OS-PUR	17/10/2018	19/10/2018	7129	29.78
CALTEX AUSTRALIA LTD	6161503	OS-PUR	18/10/2018	22/10/2018	65	30.35
CALTEX AUSTRALIA LTD	6161503	OS-PUR	19/10/2018	23/10/2018	1321081	30.19
CALTEX AUSTRALIA LTD	6161503	OS-PUR	23/10/2018	25/10/2018	100	28.75
CALTEX AUSTRALIA LTD	6161503	OS-PUR	24/10/2018	26/10/2018	350	28.50
CALTEX AUSTRALIA LTD	6161503	OS-PUR	25/10/2018	29/10/2018	2155	27.77
CALTEX AUSTRALIA LTD	6161503	OS-SAL	25/10/2018	29/10/2018	-500	27.75
CALTEX AUSTRALIA LTD	6161503	OS-PUR	26/10/2018	30/10/2018	1619	27.62
CALTEX AUSTRALIA LTD	6161503	OS-SAL	26/10/2018	30/10/2018	-600	27.53
CALTEX AUSTRALIA LTD	6161503	OS-PUR	29/10/2018	31/10/2018	1060	27.70

603	Page 4 of 5
CALTEX AUSTRALIA LTD	6161503	OS-SAL	29/10/2018	31/10/2018	-75	27.75
CALTEX AUSTRALIA LTD	6161503	OS-PUR	30/10/2018	1/11/2018	550	27.33
CALTEX AUSTRALIA LTD	6161503	OS-PUR	31/10/2018	2/11/2018	4000	28.27
CALTEX AUSTRALIA LTD	6161503	OS-PUR	2/11/2018	6/11/2018	1000	27.51
CALTEX AUSTRALIA LTD	6161503	OS-SAL	6/11/2018	8/11/2018	-61	27.46
CALTEX AUSTRALIA LTD	6161503	OS-SAL	7/11/2018	9/11/2018	-300	26.91
CALTEX AUSTRALIA LTD	6161503	OS-PUR	7/11/2018	9/11/2018	2272	26.76
CALTEX AUSTRALIA LTD	6161503	OS-PUR	12/11/2018	14/11/2018	350	27.01
CALTEX AUSTRALIA LTD	6161503	OS-SAL	14/11/2018	16/11/2018	-139	26.95
CALTEX AUSTRALIA LTD	6161503	OS-PUR	15/11/2018	19/11/2018	1309	26.74
CALTEX AUSTRALIA LTD	6161503	OS-SAL	16/11/2018	20/11/2018	-300	26.67
CALTEX AUSTRALIA LTD	6161503	OS-PUR	16/11/2018	20/11/2018	262	26.73
CALTEX AUSTRALIA LTD	6161503	OS-PUR	22/11/2018	26/11/2018	975	26.65
CALTEX AUSTRALIA LTD	6161503	OS-PUR	22/11/2018	26/11/2018	6841	26.74
CALTEX AUSTRALIA LTD	6161503	OS-PUR	26/11/2018	28/11/2018	740	27.00
CALTEX AUSTRALIA LTD	6161503	OS-PUR	28/11/2018	30/11/2018	182	27.39
CALTEX AUSTRALIA LTD	6161503	OS-SAL	29/11/2018	3/12/2018	-116	27.49
CALTEX AUSTRALIA LTD	6161503	OS-PUR	30/11/2018	4/12/2018	160	27.59
CALTEX AUSTRALIA LTD	6161503	OS-PUR	3/12/2018	5/12/2018	613	27.94
CALTEX AUSTRALIA LTD	6161503	OS-PUR	4/12/2018	6/12/2018	288	27.70
CALTEX AUSTRALIA LTD	6161503	OS-PUR	5/12/2018	7/12/2018	182	27.21
CALTEX AUSTRALIA LTD	6161503	OS-PUR	7/12/2018	11/12/2018	730	27.25
CALTEX AUSTRALIA LTD	6161503	OS-SAL	13/12/2018	17/12/2018	-500	27.28
CALTEX AUSTRALIA LTD	6161503	OS-PUR	18/12/2018	20/12/2018	17480	25.29
CALTEX AUSTRALIA LTD	6161503	OS-PUR	18/12/2018	20/12/2018	239678	25.44
CALTEX AUSTRALIA LTD	6161503	OS-PUR	18/12/2018	20/12/2018	1170	25.25
CALTEX AUSTRALIA LTD	6161503	OS-SAL	18/12/2018	20/12/2018	-500	25.22
CALTEX AUSTRALIA LTD	6161503	OS-PUR	19/12/2018	21/12/2018	182673	25.18
CALTEX AUSTRALIA LTD	6161503	OS-PUR	19/12/2018	21/12/2018	50000	24.84
CALTEX AUSTRALIA LTD	6161503	OS-PUR	19/12/2018	21/12/2018	68	24.82
CALTEX AUSTRALIA LTD	6161503	OS-PUR	20/12/2018	24/12/2018	203146	25.33
CALTEX AUSTRALIA LTD	6161503	OS-PUR	20/12/2018	24/12/2018	265	25.42
CALTEX AUSTRALIA LTD	6161503	OS-PUR	21/12/2018	27/12/2018	46701	24.91
CALTEX AUSTRALIA LTD	6161503	OS-PUR	21/12/2018	27/12/2018	119	25.05
CALTEX AUSTRALIA LTD	6161503	OS-SAL	24/12/2018	28/12/2018	-856	24.94
CALTEX AUSTRALIA LTD	6161503	OS-PUR	24/12/2018	28/12/2018	119	25.13
CALTEX AUSTRALIA LTD	6161503	OS-SAL	28/12/2018	2/01/2019	-25	25.87
CALTEX AUSTRALIA LTD	6161503	OS-PUR	28/12/2018	2/01/2019	14070	25.85
CALTEX AUSTRALIA LTD	6161503	OS-PUR	31/12/2018	3/01/2019	152	25.91
CALTEX AUSTRALIA LTD	6161503	OS-SAL	2/01/2019	4/01/2019	-175	25.63
CALTEX AUSTRALIA LTD	6161503	OS-PUR	2/01/2019	4/01/2019	370	25.35
CALTEX AUSTRALIA LTD	6161503	OS-SAL	3/01/2019	7/01/2019	-33269	25.46
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	30845	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	20146	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	8290	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	3538	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	2798	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	2245	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	1223	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	1000	0.00

603	Page 5 of 5
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	980	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	593	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	198	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	184	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	123	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	118	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	114	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	109	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	107	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	87	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	77	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	69	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	52	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	44	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	39	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	11	0.00
CALTEX AUSTRALIA LTD	6161503	NC COLLATERAL	3/01/2019	3/01/2019	3	0.00

This Form 603 includes a relevant interest in 2,747,900 ordinary shares in Caltex Australia Limited which AustralianSuper Pty Ltd (AustralianSuper) has under section 608(3)(a) of the Corporations Act 2001 (Cth), as a result of its voting power of 20.55% in Industry Super Holdings Pty Ltd. Industry Super Holdings Pty Ltd is the holding company of companies that control the voting and/or disposal of 2,747,900 ordinary shares in Caltex Australia Limited. AustralianSuper has not given any financial consideration in connection with the purchase of such shares by the Industry Super Holdings Pty Ltd. AustralianSuper is proposing to reduce its voting power in Industry Super Holdings Pty Ltd to below 20%. If that occurs, AustralianSuper would cease to have a relevant interest in shares in Caltex Australia Limited in which Industry Super Holdings Pty Ltd has a relevant interest through section 608(3)(a) and a new form would be lodged by AustralianSuper.

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Caltex Australia Limited published this content on 08 January 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 08 January 2019 05:53:03 UTC

	1st Jan change	Capi.
AMPOL LIMITED	+7.25%	6B
RELIANCE INDUSTRIES LTD	+12.20%	223B
BP PLC	+13.87%	107B
CHINA PETROLEUM & CHEMICAL CORPORATION	+15.16%	101B
MARATHON PETROLEUM CORPORATION	+34.58%	71.94B
PHILLIPS 66	+19.30%	67.47B
VALERO ENERGY CORPORATION	+28.86%	55.2B
IMPERIAL OIL LIMITED	+27.86%	37.83B
NESTE OYJ	-18.75%	21.54B
FORMOSA PETROCHEMICAL CORPORATION	-9.67%	21.32B

1st Jan change

Capi.

AMPOL LIMITED

+7.25%

RELIANCE INDUSTRIES LTD

+12.20%

223B

BP PLC

+13.87%

107B

CHINA PETROLEUM & CHEMICAL CORPORATION

+15.16%

101B

MARATHON PETROLEUM CORPORATION

+34.58%

71.94B

PHILLIPS 66

+19.30%

67.47B

VALERO ENERGY CORPORATION

+28.86%

55.2B

IMPERIAL OIL LIMITED

+27.86%

37.83B

NESTE OYJ

-18.75%

21.54B

FORMOSA PETROCHEMICAL CORPORATION

-9.67%

21.32B

Market Closed - Australian S.E. Other stock markets 02:10:52 2024-04-24 am EDT			5-day change	1st Jan Change
38.77 ^AUD	-0.26%		+0.18%	+7.25%

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Asia's sustainable aviation fuel projects and agreements	Feb. 19	RE
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Australia's Ampol logs 1% rise in annual profit	Feb. 18	RE
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Ampol Limited Reports Earnings Results for the Full Year Ended December 31, 2023	Feb. 18	CI
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Ampol Limited Reports Production Results for the Third Quarter of 2023	23-10-24	CI
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Australian shares fall on weak China data; US employment report in focus	23-08-31	RE
What's at stake in Chevron's Australia LNG labour dispute?	23-08-30	RE
Australian Shares Fall as Trading Partner China Keeps Mortgage Reference Rate Steady	23-08-21	MT
Ampol's Net Profit Falls in H1; Shares Climb 3%	23-08-20	MT
Transcript : Ampol Limited, H1 2023 Earnings Call, Aug 21, 2023	23-08-20
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Ampol Limited Reports Earnings Results for the Half Year Ended June 30, 2023	23-08-20	CI

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