Item 7.01 Regulation FD Disclosure.
On
A copy of the Press Release is filed as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
The information in this Item 7.01 of Form 8-K (including Exhibit 99.1) shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liability of such section, nor shall such information be deemed incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended (the "Securities Act"), regardless of the general incorporation language of such filing, except as shall be expressly set forth by specific reference in such filing.
As discussed therein, the Press Release contains forward-looking statements
within the meaning of Section 27A of the Securities Act and Section 21E of the
Exchange Act and, as such, may involve known and unknown risks, uncertainties
and assumptions. These forward-looking statements relate to Anworth's current
expectations and are subject to the limitations and qualifications set forth in
the Press Release as well as in Anworth's other documents filed with the
Item 9.01 Financial Statements and Exhibits.
(a) Not Applicable. (b) Not Applicable. (c) Not Applicable. (d) Exhibits. Exhibit 99.1 Press Release, datedMarch 4, 2021
Important Additional Information about the Proposed Merger and Where to Find It
In connection with the proposed Merger, Ready Capital has filed with the
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STOCKHOLDERS OF ANWORTH AND READY CAPITAL ARE ADVISED TO READ THE REGISTRATION
STATEMENT AND THE JOINT PROXY STATEMENT/PROSPECTUS (INCLUDING ALL OTHER RELEVANT
DOCUMENTS THAT ARE FILED OR WILL BE FILED WITH THE
This communication shall not constitute an offer to sell or the solicitation of an offer to buy any securities, nor shall there be any sale of securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of any such jurisdiction. No offering of securities shall be made, except by means of a prospectus meeting the requirements of Section 10 of the Securities Act, or an exemption therefrom.
Participants in the Solicitation Relating to the Merger
Anworth, its directors and executive officers, and certain other affiliates of
Anworth may be deemed to be "participants" in the solicitation of proxies from
the stockholders of Anworth in connection with the proposed Merger. Information
regarding Anworth, its directors and executive officers and their respective
ownership of common stock of Anworth, and the respective interests of such
participants in the Merger can be found in the joint proxy statement/prospectus
for Anworth's special meeting of stockholders, filed by Anworth with the
Ready Capital and its directors and executive officers may also be deemed to be participants in the solicitation of proxies from the stockholders of Anworth in connection with the proposed Merger. A list of the names of such directors and executive officers and information regarding their interests in the proposed Merger are included in the joint proxy statement/prospectus for the proposed Merger.
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