Certain Convertible Debenture of Apollo Endosurgery, Inc. are subject to a Lock-Up Agreement Ending on 12-JAN-2022. These Convertible Debenture will be under lockup for 91 days starting from 13-OCT-2021 to 12-JAN-2022. Details: The company’s directors, executive officers and an affiliated holder of outstanding capital stock and other securities have agreed, subject to certain exceptions, that, without the prior written consent of the representatives, they will not, during the period ending 90 days after the date of this prospectus: (i) offer, pledge, announce the intention to sell, sell, contract to sell, sell any option or contract to purchase, purchase any option or contract to sell, grant any option, right or warrant to purchase, make any short sale or otherwise transfer or dispose of, directly or indirectly, any shares of common stock or any securities convertible into, exercisable or exchangeable for or that represent the right to receive common stock whether now owned or hereafter acquired; (ii) enter into any swap or other agreement that transfers, in whole or in part, any of the economic consequences of ownership of the common stock or any such other securities; (iii) make any demand for or exercise any right with respect to the registration of any common stock or any security convertible into or exercisable or exchangeable for common stock; or (iv) publicly disclose the intention to do any of the foregoing.