DGAP-News: APONTIS PHARMA AG / Key word(s): Miscellaneous APONTIS PHARMA AG: Notification on the implementation of stabilization measures 2021-06-10 / 21:20 The issuer is solely responsible for the content of this announcement. =---------------------------------------------------------------------------------------------------------------------- NOT FOR DISTRIBUTION OR RELEASE, DIRECTLY OR INDIRECTLY, IN OR INTO THE UNITED STATES OF AMERICA, CANADA, AUSTRALIA OR JAPAN OR ANY OTHER JURISDICTION IN WHICH THE DISTRIBUTION OR RELEASE WOULD BE UNLAWFUL. OTHER RESTRICTIONS ARE APPLICABLE. PLEASE SEE THE IMPORTANT NOTICE AT THE END OF THE PRESS RELEASE. 10 June 2021 APONTIS PHARMA AG Disclosure in accordance with Article 5 para. 4 lit. (b) and para. 5 of Regulation (EU) No 596/2014 of the European Parliament and of the Council on market abuse ("Market Abuse Regulation") of 16 April 2014 and in accordance with Article 6 para. 2 of the Commission Delegated Regulation (EU) 2016/1052 of 8 March 2016 on the implementation of stabilisation measures Following the pre-stabilisation announcement dated 29 April 2021, the stabilisation manager mentioned below has informed APONTIS PHARMA AG, Monheim am Rhein, Germany, (contact person: Sven Pauly; Telefon: +49 2173 89 55 4900) that stabilisations (within the meaning of Article 3 para. 2 lit. (d) of the Market Abuse Regulation) have taken place with respect to the offer of the following securities as indicated below: The Securities: Issuer: APONTIS PHARMA AG Guarantor n/a (if applicable): Aggregate nominal amount of the offer 4,600,000 (excluding over-allotment option): Description: Ordinary shares with no par value ISIN DE000A3CMGM5 Offer price: EUR 19.00
Stabilisation:
Stabilisation manager: Hauck & Aufhäuser Privatbankiers Aktiengesellschaft Existence, maximum size of 690,000 ordinary shares with no par value the over-allotment option: Stabilisation marketplace: Frankfurt Stock Exchange, Xetra (XETR)
Stabilisations:
Trade date and time Purchase (P)/ Sale (S) Nominal value Execution Currency code Market place MIC (pieces) price (0.0000) (ISO 4217) (ISO 10386) 04.06.2021 P 290 17.1500 EUR XETR 09:36:49 04.06.2021 P 10 17.3000 EUR XETR 09:36:49 04.06.2021 P 6 17.3000 EUR XETR 09:58:04 04.06.2021 P 294 17.2500 EUR XETR 09:58:04 04.06.2021 P 345 17.2500 EUR XETR 10:29:44 04.06.2021 P 5 17.3000 EUR XETR 10:29:44 04.06.2021 P 1 17.4500 EUR XETR 10:59:34 04.06.2021 P 47 17.5000 EUR XETR 10:59:34 04.06.2021 P 419 17.3000 EUR XETR 10:59:34 04.06.2021 P 283 17.3500 EUR XETR 10:59:34 04.06.2021 P 400 17.3000 EUR XETR 12:14:43 04.06.2021 P 435 17.4500 EUR XETR 12:15:00 04.06.2021 P 15 17.5000 EUR XETR 12:15:00 04.06.2021 P 804 17.5000 EUR XETR 12:20:09 04.06.2021 P 518 17.7000 EUR XETR 12:20:09 04.06.2021 P 228 17.6000 EUR XETR 12:20:09 04.06.2021 P 950 17.7000 EUR XETR 12:20:37 04.06.2021 P 450 17.7000 EUR XETR 12:20:58 04.06.2021 P 400 17.2500 EUR XETR 12:23:36 04.06.2021 P 978 17.2500 EUR XETR 12:26:40 04.06.2021 P 1,122 17.5000 EUR XETR 12:28:57 04.06.2021 P 280 17.5000 EUR XETR 12:34:38 04.06.2021 P 1,820 17.7000 EUR XETR 12:36:47 04.06.2021 P 482 17.6000 EUR XETR 12:44:34 04.06.2021 P 718 17.5500 EUR XETR 12:46:51 04.06.2021 P 427 17.4500 EUR XETR 13:35:12 04.06.2021 P 303 17.6000 EUR XETR 13:35:12 04.06.2021 P 438 17.3000 EUR XETR 13:35:12 04.06.2021 P 215 17.5000 EUR XETR 13:35:12 04.06.2021 P 17 17.2500 EUR XETR 13:37:26 04.06.2021 P 600 17.3000 EUR XETR 13:40:01 04.06.2021 P 700 17.3000 EUR XETR 13:42:58 04.06.2021 P 300 17.3000 EUR XETR 14:17:11 04.06.2021 P 246 17.4000 EUR XETR 14:17:11 04.06.2021 P 439 17.2500 EUR XETR 14:17:11 04.06.2021 P 399 17.2000 EUR XETR 14:17:11 04.06.2021 P 116 17.1500 EUR XETR 14:19:16 04.06.2021 P 300 17.4000 EUR XETR 14:33:55 04.06.2021 P 17 17.5000 EUR XETR 14:34:04 04.06.2021 P 283 17.4500 EUR XETR 14:34:04 04.06.2021 P 3,100 17.5000 EUR XETR 15:22:49 04.06.2021 P 800 17.5000 EUR XETR 16:36:10 04.06.2021 P 8,000 17.6000 EUR XETR 17:36:01 04.06.2021 P 5,000 17.6000 EUR XETR 17:36:01 04.06.2021 P 5,000 17.6000 EUR XETR 17:36:01 04.06.2021 P 10,000 17.6000 EUR XETR 17:36:01 07.06.2021 P 3 17.9000 EUR XETR 16:33:16 07.06.2021 P 286 17.8500 EUR XETR 16:33:16 07.06.2021 P 81 18.0000 EUR XETR 16:33:16 07.06.2021 P 400 17.9500 EUR XETR 16:33:16 07.06.2021 P 327 17.7000 EUR XETR 16:33:16 07.06.2021 P 3 17.8000 EUR XETR 16:33:16 07.06.2021 P 3,000 18.0000 EUR XETR 17:36:09 07.06.2021 P 10,000 18.0000 EUR XETR 17:36:09 08.06.2021 P 500 18.0000 EUR XETR 09:02:07 08.06.2021 P 1,500 18.0000 EUR XETR 09:02:07 08.06.2021 P 78 17.8500 EUR XETR 10:08:03 08.06.2021 P 522 17.8000 EUR XETR 10:08:03 08.06.2021 P 442 17.8500 EUR XETR 11:48:08 08.06.2021 P 413 17.6500 EUR XETR 11:48:08 08.06.2021 P 645 17.6000 EUR XETR 11:48:08 08.06.2021 P 209 17.8500 EUR XETR 11:48:41 08.06.2021 P 691 17.6000 EUR XETR 11:48:41 08.06.2021 P 29 17.9000 EUR XETR 17:18:41 08.06.2021 P 1,171 17.8500 EUR XETR 17:18:41 08.06.2021 P 200 17.8000 EUR XETR 17:30:10 08.06.2021 P 800 17.8000 EUR XETR 17:30:37 08.06.2021 P 285 17.8500 EUR XETR 17:30:37 08.06.2021 P 115 17.9000 EUR XETR 17:30:37 08.06.2021 P 10,000 17.9500 EUR XETR 17:36:09 08.06.2021 P 20,000 17.9500 EUR XETR 17:36:09 08.06.2021 P 20,000 17.9500 EUR XETR 17:36:09 08.06.2021 P 20,000 17.9500 EUR XETR 17:36:09
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June 10, 2021 15:21 ET (19:21 GMT)