Item 5.02 Departure of Directors or Certain Officers; Election of Directors;


          Appointment of Certain Officers; Compensatory Arrangements of Certain
          Officers.

On January 4, 2021, Associated Capital Group, Inc. ("AC") announced that Timothy H. Schott 51 has been named Executive Vice President - Finance & Chief Financial Officer of Associated Capital Group and in such role will serve as AC's principal accounting officer. Mr. Schott served a Principal Accounting Officer at Tiptree, Inc. from 2016 to 2020 where he was instrumental in the transformation of the company's accounting, tax and internal controls. From 2011 to 2016 Mr. Schott served as Director of Accounting Policy at Lazard Ltd. where he was responsible for the review of all of Lazard's GAAP regulatory accounting filings. From 2007 to 2011 Mr. Schott was a partner at Deloitte & Touche.

Item 9.01 Financial Statements and Exhibits.





 (d) Exhibits



   99.1   Associated Capital Group's Press Release, dated January 4, 2021.

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