Notification regarding unquoted securities - AUB

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

AUB GROUP LIMITED

Date of this announcement

Thursday November 11, 2021

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	Share Appreciation Rights	1,016,776	11/11/2021
to be confirmed

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

AUB GROUP LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	60000000715
1.3	ASX issuer code
AUB

1. The announcement is New announcement
2. Date of this announcement

11/11/2021

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

does not have an existing ASX security code ("new class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

use only

ASX +security code		+Security description
New class - code to be confirmed		Share Appreciation Rights
+Security type		ISIN code
Other

Date the +securities the subject of this notification were issued

11/11/2021

Will all the +securities issued in this class rank equally in all respects from their issue date? Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes

personal

Provide details of the KMP or +associates being issued +securities.

Name of KMP		Name of registered holder
Michael Emmett		Michael Emmett
Mark Shanahan		Mark Shanahan

Number of +securities

508,388

254,194

For

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.

https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02432971-2A1329703?access_token=8 3ff96335c2d45a094df02a206a39ff4

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02432971-2A1329703?access_token=8 3ff96335c2d45a094df02a206a39ff4

Any other information the entity wishes to provide about the +securities the subject of this notification

The issue of 508,388 Share Appreciation Rights to the MD/CEO was approved by shareholders at the Annual General meeting on 10 November 2021. These 508,388 Share Appreciation Rights are being issued under Listing Rule 10.14, therefore further approval is not required under Listing Rule 7.1 (Listing Rule 7.2, Exception 14). The other 508,388 Share Appreciation Rights are being issued using the entity's 15% placement capacity) under Listing Rule 7.1 (refer section 5).

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Issue details

Number of +securities

1,016,776

For personal use only

Notification of Issue, Conversion or Payment up of Unquoted

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