Augusta Capital : 16/05/16- "Ongoing Disclosure Notices for Phil Hinton""

C654E02998-20160516170713

NZX -.

Ongoing Disclosure Notice Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and

Name of listed issuer:

Date this disclosure made:

Date of last disclosure :

Auousta Caoital Limited

16 Mav 2016

23 April 2015

Director or senior manager giving disclosure

Full name(s):

Name of listed issuer:

Name of related body corporate (if applicable):

Position held in listed issuer:

Phillip Michael Hinton

Augusta Capital Limited

General Manaoer

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:

Nature of the affected relevant interest(s):

For that relevant interest-

Number held in class before acquisition or disposal :

Number held in class after acquisition or disposal :

Current registered holder(s):

Registered holder(s) once transfers are registered :

Fully oaid ordinary shares

Phillip Hinton is the registered holder and beneficial owner of the ordinary shares.

1,227,758 ordinary shares

1,250,000 ordinary shares

N/A

Phillip Michael Hinton, Robyn Kay Hinton and Steven David Eichstaedt (as trustees of the Phillip Michael and Robyn Kay Hinton Family Trust).

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative : ,N--A-----------

-----------

Class of underlying financial products: N/A

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying financial products (if any):

A statement as to whether the derivative is cash settled or physically settled:

Maturity date of the derivative (if any):

Expiry date of the derivative(if any):

The price specified in the terms of the derivative (if any):

Any other details needed to understand how the amount of the consideration payable under the derivative or the value of the derivative is affected by the value of the underlying financial products:

For that derivative, -

Parties to the derivative:

If the director or senior manager is not a party to the derivative , the nature of the relevant interest in the derivative:

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates :

Details of transactions re uirin disclosure-

Date of transaction :

N/A

N/A

N/A

N/A

N/A

N/A

!one (1)

116 May 2016

Nature of transaction:

Name of anv other cartv or oartles to the transaction flf knownI:

The consideration, expressed in New Zealand dollars, paid or received for the acquisition or disposal. If the consideration was not In cash and cannot be readily by converted Into a cash value, describe the consideration:

Number of flnanclal nmducts to which the transaction related.: .

NIA - policy does not apply to an issua of shares

NIA

N/A

IIf the lasuer has a financial products trading policy that prohibits directors or senior imaneg91S from trading during any period wfthout written clearanoa (a closed period) Include the folio · details--

Whether prior written clearance was provided to allow the acquisition or disposallo proceed durin !he closed rlod:

Date of the prior written clearance (H any):

I

Summary of other Nllevant lnte1'119ai after acquleltlon or dlsposal:

ctass of quoted financial products:

The notional value of the derivative (If any) or the notional amount of underlying financ!al products (H any):

A statement es to whether the derivative Is cash settled Dr physically settled:

Maturity date of the derivative (If any):

Expiry date of the derivative (If ooy):

The price's specified terms (H any):

Any ottier details needed to understand hoW the amount of !he consideration payable under !he derivative or the value of the derivative Is affected by the value d the underlying financial products:

For that derivative relevant lntlHWst,-

Parties to the derivative:

If the director or senior manager Is not a party to the derivative, the nature of the relevant interest In the derivative:

Details of derivative •

22,242 ordinary shares Issued to Phillip Michael Hinton, Robyn Kay Hinton and Steven David Eichstaedt (as trustees of the Phillip Michael and Robyn Kay Hinton Family Trust) as part

payment for aharea In KCL Property Limited acquired by Augusta Funds Management Limited, a wholly-Wn&d subskiary of Augusta Cspital Limited. The shares were Issued at a ccnsideration value of $0.80 per share follO'Mllg achievement of remaining eam-oot criteria during the 12 month period

endi 1 1 2016.

NIA

Nil - part payment for shares previously acqured by Augusta Cspltal Llmltecl's wholly ov.,ned aubsidary, Augusta Funds

Ma ement Limited

NIA

NIA

NIA

NIA

NIA

NIA

NIA

NIA

Certification

Icertify that, to the best of my knov.1edge and beHef, the information contained In this disclosure Is correct and that Iam duly authonsed to make this cf1Sclosure by all persons for whom it is made.

Signature of director or officer:

Date of signature: