AUSTAL LIMITED For personal use only
To: | Company Name/Scheme | Austal Ltd | ASB.AX |
ABN/ACN/ARSN | 73 009 250 266 | ||
1. Details of substantial holder | |||
Name | Macquarie Group Limited ('MQG'); and | ||
its controlled bodies corporate listed in Annexure A | |||
('Macquarie Group Entities') | |||
ABN/ACN/ARSN (if applicable) | 122 169 279 | ||
The holder became a substantial holder on: | 17 February 2022 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities | Number of securities | Person's votes | Voting power |
'FPO' | 18,767,252 | 18,767,252 | 5.18% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest | Nature of relevant interest | Number of securities | ||
Beneficial Owner | 17,640,407 | |||
MACQUARIE BANK LIMITED | Power to control disposal over shares pursuant to stock borrowing | |||
56,285 | ||||
and lending activities (see Annexure C). | ||||
MACQUARIE INVESTMENT MANAGEMENT | Power to control the exercise of a right to vote attached to | |||
securities and/or control the disposal of securities in its capacity | 304,780 | |||
AUSTRALIA LIMITED | ||||
as trustee. | ||||
MACQUARIE INVESTMENT MANAGEMENT | Power to control the exercise of a right to vote attached to securities | |||
and/or control the disposal of securities in its capacity as investment | 51,265 | |||
GLOBAL LIMITED | ||||
manager. | ||||
MIML as the trustee of APRA regulated superannuation funds and | ||||
as Responsible Entity (RE) of the Macquarie Separately Managed | ||||
Account has the power to control the exercise of a right to vote | ||||
MACQUARIE INVESTMENT MANAGEMENT | and/or the power to dispose of securities as investment manager or | |||
trustee. | 585,858 | |||
LIMITED | ||||
MIML is the operator of investor directed portfolio services (IDPS) | ||||
and can be directed by the beneficial asset holders to vote and/or | ||||
dispose of securities as held within the IDPSs. | ||||
MACQUARIE INVESTMENT SERVICES | MISL as the Responsible Entity of the Macquarie Separately | |||
Managed Account has the power to control the exercise of a | 128,657 | |||
LIMITED | ||||
right to vote and/or power to dispose of securities. | ||||
4. Details of present registered holders | ||||
The persons registered as holders of the securities referred to in paragraph 3 above are as follows: | ||||
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as | Number of securities | |
holder | ||||
MACQUARIE BANK LIMITED | Macquarie Bank Limited | Macquarie Bank Limited | 17,696,692 | |
MACQUARIE INVESTMENT | ||||
MANAGEMENT | JP MorganChase (Titan-TX) | JP MorganChase (Titan-TX) | 304,780 | |
AUSTRALIA LIMITED | ||||
MACQUARIE INVESTMENT | ||||
MANAGEMENT | National Australian Bank (USD) | National Australian Bank (USD) | 51,265 | |
GLOBAL LIMITED | ||||
MACQUARIE INVESTMENT | ||||
MANAGEMENT | Bond Street Custodians Limited | Bond Street Custodians Limited | 585,858 | |
LIMITED | ||||
MACQUARIE INVESTMENT | ||||
SERVICES | Bond Street Custodians Limited | Bond Street Custodians Limited | 128,657 | |
LIMITED | ||||
1 |
Class
FPO
FPO
FPO
FPO
FPO
FPO
Class
FPO
FPO
FPO
FPO
FPO
For personal use only
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant interest | Date of acquisition | Consideration | Number of securities | Class | |
See Annexure B | |||||
6. Associates | |||||
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: | |||||
Name and ACN (if applicable) | Nature of association | ||||
Macquarie Group Limited & | Controlled Bodies Corporate | ||||
Macquarie Group Entities | |||||
7. Addresses | |||||
The addresses of persons named in this form are as follows: | |||||
Name | Address | ||||
MACQUARIE GROUP LIMITED | Level 6, 50 Martin Place, Sydney NSW 2000, Australia | ||||
MACQUARIE BANK LIMITED | Level 6, 50 Martin Place, Sydney NSW 2000, Australia | ||||
MACQUARIE INVESTMENT MANAGEMENT | Level 6, 50 Martin Place, Sydney NSW 2000, Australia | ||||
AUSTRALIA LIMITED | |||||
MACQUARIE INVESTMENT MANAGEMENT | Level 6, 50 Martin Place, Sydney NSW 2000, Australia | ||||
GLOBAL LIMITED | |||||
MACQUARIE INVESTMENT MANAGEMENT | Level 6, 50 Martin Place, Sydney NSW 2000, Australia | ||||
LIMITED | |||||
MACQUARIE INVESTMENT SERVICES | Level 6, 50 Martin Place, Sydney NSW 2000, Australia | ||||
LIMITED | |||||
Signature | |||||
Print name Dennis Leong | Capacity | Company Secretary | |||
Sign here | Date | 22 February 2022 |
2
For personal use only
ANNEXURE 'A'
This is the annexure marked 'A' of 17 pages referred to in the Notice of initial substantial holder.
Dennis Leong | ||
Company Secretary, Macquarie Group Limited | ||
22 February 2022 | ||
Controlled Bodies Corporate | ||
ACN / Company No | Entity Name | Incorp Country |
1250 N LaSalle Member LLC | United States | |
1250 N LaSalle Property LLC | United States | |
2375 Ala Wai Holding LLC | United States | |
2375 Ala Wai Property LLC | United States | |
136 024 970 | A.C.N. 136 024 970 PTY LTD | Australia |
153 275 677 | A.C.N. 153 275 677 Pty Ltd | Australia |
154 402 927 | A.C.N. 154 402 927 Pty Ltd (In De-registration) | Australia |
12725483 | Aberthaw Green Limited | United Kingdom |
B-88238381 | Abeto New Energy S.L. | Spain |
Accelecom Holdings, LLC | United States | |
13163487 | Adapt Biogas FinanceCo Limited | United Kingdom |
13161489 | Adapt Biogas HoldCo Limited | United Kingdom |
8199075 | Adapt Biogas Limited | United Kingdom |
Aerogy LLC | United States | |
HRB 237758 | AIF Business Solutions GmbH | Germany |
U40106TG2020FTC139383 | Akamu Solar Power Pvt Ltd | India |
6951415 | Alira Energy, LLC | United States |
Alira ShellCo, LLC | United States | |
U40300GJ2015PLC082716 | Amun solarfarms Limited | India |
3250247 | APR Telecoms (Maintenance) Limited | United Kingdom |
U40106TG2019FTC135162 | Aquila Solar Power Pvt Ltd | India |
0100-01-213214 | AR WIND ENERGY K.K. | Japan |
202036427c | Aragorn Holding Company Two Pte. Ltd. | Singapore |
U40106TG2020FTC140186 | Aragorn Renewable Energy Pvt Ltd | India |
U40107TG2013PTC134776 | Arkha Solar Power Pvt Ltd | India |
Atascosa Solar, LLC | United States | |
U40107TG2018FTC125111 | Atlantic Urja Pvt Ltd | India |
13645130 | Atlas Bidco 1 Limited | United Kingdom |
13642101 | Atlas Midco 1 Limited | United Kingdom |
13638689 | Atlas Topco 1 Limited | United Kingdom |
20-3690322 | AVENAL POWER CENTER, LLC | United States |
U40102GJ2015PLC082733 | Avighna Solarfarms Limited | India |
653 880 785 | B2R No. 1 Pty Limited | Australia |
653 881 040 | B2R No. 2 Pty Limited | Australia |
653 881 693 | B2R No. 3 Pty Limited | Australia |
205-81-43369 | BADA SERVICES (KOREA) LIMITIED | Korea, Republic of |
8604966 | BELIKE NOMINEES PTY. LIMITED | Australia |
11974335 | Bernard Topco Limited | United Kingdom |
12095099 | Bilbao Offshore TopCo Limited | United Kingdom |
11431362 | Bing TK Holdings Limited | United Kingdom |
11431590 | Bing TK Limited | United Kingdom |
126708 | Bing TK Topco Limited | Jersey |
105564078445 | BLE 101 (Thailand) Ltd. | Thailand |
202025861K | BLE C&I Projects 1 Pte. Ltd. | Singapore |
202128699Z | BLE C&I Projects 2 Pte. Ltd. | Singapore |
202025770W | BLE C&I Projects Pte. Ltd. | Singapore |
0104-03-025952 | BLE Japan 101 GK | Japan |
201901032097 | BLE MALAYSIA 101 SDN. BHD. | Malaysia |
202111875G | BLE Project 101 Pte. Ltd. | Singapore |
202115027N | BLE Project 102 Pte. Ltd. | Singapore |
202115880k | BLE Project 103 Pte. Ltd. | Singapore |
316923526 | BLE Vietnam 101 Company Limited | Vietnam |
20-2937246 | Blue Grass Abstract LLC | United States |
201816156M | BLUE LEAF ENERGY ASIA PTE. LTD. | Singapore |
202141031K | Blue Leaf Energy India Investments Pte. Ltd. | Singapore |
AAX-3528 | Blue Leaf Energy India LLP | India |
0100-01-192544 | BLUE LEAF ENERGY JAPAN K.K. | Japan |
703-86-02213 | BLUE LEAF ENERGY KOREA CO. LTD. | Korea, Republic of |
201901031492 | BLUE LEAF ENERGY MALAYSIA HOLDINGS SDN. BHD. | Malaysia |
U45309MH2022FTC375250 | Blue Leaf Energy Renewables Private Limited | India |
CS2015160102 | BLUE LEAF ENERGY SERVICES PHILIPPINES, INC. | Philippines |
201536002R | BLUE LEAF ENERGY SPV HOLDCO PTE. LTD. | Singapore |
83212085 | Blue Leaf Energy Taiwan Co., Ltd | Taiwan |
46-5587770 | Blueshine, LLC | United States |
Bluestone Equity Release Series 1 Warehouse Trust | Australia | |
12725566 | Bolney Green Limited | United Kingdom |
8607065 | BOND STREET CUSTODIANS LIMITED | Australia |
4680004 | BOSTON AUSTRALIA PTY LIMITED | Australia |
5008702 | BOSTON LEASING PTY. LIMITED | Australia |
12516896 | Bramford Green Limited | United Kingdom |
12723612 | Bramley Solar Limited | United Kingdom |
Brazoria West Construction JVCo, LLC | United States |
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For personal use only
Brazoria West JVCo, LLC | United States | |
BRAZORIA WEST SOLAR PROJECT, LLC | United States | |
12516809 | Bridgwater Green Limited | United Kingdom |
996 101 045 | Buheii Vindkraft AS | Norway |
88217 | Bunhill Investments Unlimited | Jersey |
756-86-01538 | BUSAN ECO DELTA ENERGY CO., LTD. | Korea, Republic of |
198-81-021129 | BUSAN FLOATING OFFSHORE WIND POWER CO., LTD. | Korea, Republic of |
179-81-01129 | BUSAN OFFSHORE WIND POWER CO., LTD. | Korea, Republic of |
2865830 | BUTTONWOOD NOMINEES PTY LIMITED | Australia |
BW Class B Member, LLC | United States | |
BW CLASS B PLEDGOR, LLC | United States | |
BW Tax Equity HoldCo, LLC | United States | |
Calibrant Asset 1, LLC | United States | |
Calibrant Bakersfield, LLC | United States | |
Calibrant Darien, LLC | United States | |
Calibrant Eldorado I, LLC | United States | |
Calibrant Eldorado II, LLC | United States | |
Calibrant Equipment, LLC | United States | |
Calibrant Hammerhead Inc. | United States | |
Calibrant Harrisburg I, LLC | United States | |
Calibrant Harrisburg II, LLC | United States | |
Calibrant Harrisburg III, LLC | United States | |
Calibrant Lena, LLC | United States | |
Calibrant Mako, LLC | United States | |
Calibrant NY I, LLC | United States | |
Calibrant Renewable Holdings, LLC | United States | |
Calibrant South Portland, LLC | United States | |
Calibrant TE Development, LLC | United States | |
Calibrant TE Fund I, LLC | United States | |
Calibrant Woodland I, LLC | United States | |
Calibrant Woodland II, LLC | United States | |
Camp Hill Unit Trust | Jersey | |
13361703 | Capbal Faune Limited | United Kingdom |
4800336 | Capital Meters Holdings Limited | United Kingdom |
4800317 | Capital Meters Limited | United Kingdom |
CBP Holdings LLC | United States | |
538-88-01399 | CERES HOLDINGS CO., LTD. | Korea, Republic of |
12415204 | Cero Generation Holdings France Limited | United Kingdom |
13356303 | Cero Generation Holdings Greece Limited | United Kingdom |
12316686 | Cero Generation Holdings Italy Limited | United Kingdom |
11346219 | Cero Generation Holdings Spain Limited | United Kingdom |
12318275 | Cero Generation Holdings UK Limited | United Kingdom |
12272533 | Cero Generation Limited | United Kingdom |
13078063 | Cero Generation Services Limited | United Kingdom |
M-752842 Tomo 42548 Folio 1 Cero Generation Services Limited, Sucursal en España | Spain | |
11425435 | Chablis TK Holdings Limited | United Kingdom |
10974030 | CHAPTRE GreenCo Holdings Limited | United Kingdom |
6373185 | Cheeryble Developments Limited | United Kingdom |
436-87-01607 | CHEONGSAPO OFFSHORE WIND POWER CO., LTD. | Korea, Republic of |
Chile Pacific HoldCo 1 SpA | Chile | |
Chile Pacific HoldCo 2 SpA | Chile | |
Chile Pacific Holdco 3 SpA | Chile | |
9127639 | City AVS Ltd | United Kingdom |
7082857 | City Voice and Data Limited | United Kingdom |
13751493 | Clifton Investment Holdings Limited | United Kingdom |
20-2937258 | Closing Documentation Services, LLC | United States |
CMC Railroad Holdco LLC | United States | |
CMC Railroad, LLC | United States | |
KRS 0000854831 | Collfield Investments sp. Z.o.o. | Poland |
30-0791081 | Colorado - PTH, LLC | United States |
Colquitt Solar I, LLC | United States | |
CER151028DM3 | Comercializadora Energia de la Reforma S. de R.L. de C.V. | Mexico |
Commerce and Industry Brokerage Inc. | United States | |
5445964 | Comms Management Limited | United Kingdom |
626485005 | Conergy Solar Australia Pty Limited | Australia |
Connecticut Mystic Lien, LLC | United States | |
Core Solar SPV II, LLC | United States | |
Core Solar SPV IX, LLC | United States | |
Core Solar SPV XVII, LLC | United States | |
Core Solar SPV XXIII, LLC | United States | |
3241012 | Corona Energy Limited | United Kingdom |
3241002 | Corona Energy Retail 1 Limited | United Kingdom |
SC138299 | Corona Energy Retail 2 Limited | United Kingdom |
2746961 | Corona Energy Retail 3 Limited | United Kingdom |
2798334 | Corona Energy Retail 4 Limited | United Kingdom |
2879748 | Corona Gas Management Limited | United Kingdom |
12517381 | Cowley Baldon Green Limited | United Kingdom |
11496686 | Craighouse Investments Limited | United Kingdom |
51-0566317 | Crystal Screens Media Inc. | United States |
82-3700769 | CT MLH Bluff Road Venture, LLC | United States |
37-1737048 | DC - PTH, LLC | United States |
23-3061021 | Delaware Capital Management | United States |
27-1291359 | Delaware Capital Management Advisers, Inc. | United States |
23-2226487 | Delaware Distributors, Inc. | United States |
23-2791871 | Delaware Distributors, L.P. | United States |
46-4850078 | Delaware Investments Advisers Partner, Inc. | United States |
N/A | Delaware Investments Corporate Bond Fund (UCITs) | Ireland |
46-4639812 | Delaware Investments Distribution Partner, Inc. | United States |
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For personal use only
46-1906107 | Delaware Investments Fund Advisers | United States |
46-5056965 | Delaware Investments Fund Services Company | United States |
13-3465352 | Delaware Investments Management Company, LLC | United States |
23-2859589 | Delaware Management Company | United States |
23-2601407 | Delaware Management Trust Company | United States |
13-3465338 | Delaware Service Company, Inc. | United States |
85-0779258 | Delaware Wilshire Private Markets Fund | United States |
DELTA1 FINANCE TRUST | Australia | |
DIGITAL ASSET LEASE CO, LLC | United States | |
Dovel Holdings II, LLC | United States | |
3554105 | EBS Technical Limited | United Kingdom |
12475975 | Edammer GP Limited | United Kingdom |
667764 | Edammer Investco PPP Limited | Ireland |
12476154 | Edammer Partner Limited | United Kingdom |
608 027 505 | EDUWEST EQUITY HOLDING PTY LIMITED | Australia |
608 027 434 | EDUWEST PROJECT CO PTY LIMITED | Australia |
608 027 596 | EDUWEST PROJECT HOLDING COMPANY PTY LIMITED | Australia |
U40106TG2018FTC125784 | Egan Solar Power Pvt Ltd | India |
407-88-02089 | EH ENERGY HOLDINGS CO., LTD. | Korea, Republic of |
307-88-02095 | EH YANGJU CO., LTD. | Korea, Republic of |
127338827 | ELAINE WINDFARM PTY LTD | Australia |
Elektron Holdings, Inc. | United States | |
U40106TG2020FTC139383 | Elio Energy Private Limited | India |
69344001 | ELISE NOMINEES PTY LIMITED | Australia |
12517332 | Elstree Green Limited | United Kingdom |
KRS 0000019634 | Elwiatr Pruszynski sp. z o.o. | Poland |
B-88238423 | Encina New Energy S.L. | Spain |
6734140822 | Energia Verde Trapani S.r.l. | Italy |
12759332 | Enso Green Holdings A Limited | United Kingdom |
12763872 | Enso Green Holdings B Limited | United Kingdom |
12761273 | Enso Green Holdings C Limited | United Kingdom |
12762856 | Enso Green Holdings D Limited | United Kingdom |
12763409 | Enso Green Holdings E Limited | United Kingdom |
12764449 | Enso Green Holdings F Limited | United Kingdom |
12768166 | Enso Green Holdings G Limited | United Kingdom |
12767586 | Enso Green Holdings H Limited | United Kingdom |
12758956 | Enso Green Holdings I Limited | United Kingdom |
12760999 | Enso Green Holdings J Limited | United Kingdom |
12763391 | Enso Green Holdings K Limited | United Kingdom |
12763931 | Enso Green Holdings L Limited | United Kingdom |
12153574 | Enso Green Holdings Limited | United Kingdom |
12764608 | Enso Green Holdings M Limited | United Kingdom |
12767316 | Enso Green Holdings N Limited | United Kingdom |
12767532 | Enso Green Holdings O Limited | United Kingdom |
13327316 | Enso Green Holdings P Limited | United Kingdom |
13327737 | Enso Green Holdings Q Limited | United Kingdom |
13328511 | Enso Green Holdings R Limited | United Kingdom |
13339227 | ENSO GREEN HOLDINGS SS LIMITED | United Kingdom |
13327847 | Enso Green Holdings T Limited | United Kingdom |
13328379 | Enso Green Holdings U Limited | United Kingdom |
13328563 | Enso Green Holdings V Limited | United Kingdom |
13328645 | Enso Green Holdings W Limited | United Kingdom |
13328111 | Enso Green Holdings X Limited | United Kingdom |
13328867 | Enso Green Holdings Y Limited | United Kingdom |
13328913 | Enso Green Holdings Z Limited | United Kingdom |
12483523 | EOS INVESTMENT LIMITED | United Kingdom |
6435810 | EQUITAS NOMINEES PTY. LIMITED | Australia |
ERC Holdco LLC | United States | |
U40106TG2019FTC135043 | Eridanus Solar Power Pvt Ltd | India |
U40100TG2018FTC125395 | Ethan Energy India Pvt Ltd | India |
79878783 | EURO FIN CO PTY LTD | Australia |
11246622 | Euro II PPP Platform GP Limited | United Kingdom |
11246816 | Euro II PPP Platform LP Limited | United Kingdom |
11254324 | Euro III Platform Partner Limited | United Kingdom |
11246941 | Euro III PPP Platform GP Limited | United Kingdom |
619687 | Euro Investco PPP Ireland GP Limited | Ireland |
11469733 | Euro IV PPP Platform GP Limited | United Kingdom |
11469853 | Euro IV PPP Platform Partner Limited | United Kingdom |
11171693 | Euro PPP Platform GP Limited | United Kingdom |
11171914 | Euro PPP Platform LP Limited | United Kingdom |
12126026 | Euro V PPP Platform GP Limited | United Kingdom |
12130996 | Euro V PPP Platform Partner Limited | United Kingdom |
13182125 | Evercreech BidCo Limited | United Kingdom |
10584231 | Evercreech Renewable Energy Limited | United Kingdom |
6313441 | Excell (South East) Limited | United Kingdom |
6828619 | Excell (South West) Limited | United Kingdom |
4297226 | Excell Business Systems (Mid) Limited | United Kingdom |
5820367 | Excell Business Systems (Midlands) Limited | United Kingdom |
3554106 | Excell Business Systems Limited | United Kingdom |
4589520 | Excell Converged Solutions Limited | United Kingdom |
10834331 | Excell Holdings Limited | United Kingdom |
4096546 | Excell IP Solutions Limited | United Kingdom |
7065873 | Excell Managed Services Limited | United Kingdom |
12277694 | Excell Midco Limited | United Kingdom |
3757024 | Excell Network Solutions Ltd. | United Kingdom |
7550125 | Excell UT Limited | United Kingdom |
8714175 | Farrington Business Group Ltd | United Kingdom |
556654-2675 | Favonius AB | Sweden |
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Austal Limited published this content on 21 February 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 21 February 2022 23:40:07 UTC.
