28 February 2020
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. This has been approved for distribution by ANZ's Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption | |
To | Market Announcements Office |
ASX Limited | |
Level 4 | |
20 Bridge Street | |
SYDNEY NSW 2000 |
1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 ("ANZ") gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: | 28 February 2020 | |
The previous notice was given to the ASX on: | 14 February 2020 | |
The previous notice was dated: | 14 February 2020 |
2. Issued Share Capital
3(a). Previous and
present aggregated %
of Voting Shares
2,836,177,422 fully paid Ordinary Shares in the capital of ANZ have been issued as at 27 February 2020.
The aggregated number and percentage of shares in each class of voting shares in ANZ in respect of which its controlled entities have power to control voting or disposal and voting shares underlying derivatives, when last required, and when now required, to give a notice to the ASX are:
Class of Shares | Previous Notice | Present Notice | ||
Total Number | % of Total Shares | Total Number | % of Total Shares | |
Ordinary Fully Paid | 3,770,206 | 0.13% | 3,830,076 | 0.14% |
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ in respect of which its controlled entities have a net economic exposure, when last required, and when now required, to give a notice to the ASX are:
Class of Shares | Previous Notice | Present Notice | |||||||
Total Number | % of Total Shares | Total Number | % of Total Shares | ||||||
Ordinary Fully Paid | 3,770,206 | 0.13% | 3,830,076 | 0.14% | |||||
4. Details of Controlled | The following controlled entities are the holders in the Voting Shares referred to in | ||||||||
Entity Holdings | paragraph 3 above. | ||||||||
Registered Holder | Controlled Entity entitled to be | Number of Shares | % of Total Shares | ||||||
registered | |||||||||
ANZEST Pty Ltd as Trustee | ANZEST Pty Ltd as Trustee for ANZ | ||||||||
for ANZ Employee Share | |||||||||
Employee Share Acquisition Plan | |||||||||
Acquisition Plan | 33,649 | 0.00% | |||||||
ANZ New Zealand Investments | |||||||||
Reserve Bank of NZ | Limited on behalf of various | ||||||||
investment funds and client portfolios | 43,134 | 0.00% | |||||||
JP Morgan Chase Bank | ANZ New Zealand Investments | ||||||||
Limited on behalf of various | |||||||||
investment funds and client portfolios | 2,424,003 | 0.09% |
JP Morgan Chase Bank / | ANZ New Zealand Investments | |||||||||||||||
Limited on behalf of various | ||||||||||||||||
Reserve Bank of NZ | ||||||||||||||||
investment funds and client portfolios | 230,223 | 0.01% | ||||||||||||||
JP Morgan Nominees | ANZ Custodial Services New Zealand | |||||||||||||||
Limited as trustee for various private | ||||||||||||||||
Australia Limited | ||||||||||||||||
clients | 1,099,067 | 0.04% | ||||||||||||||
Aggregation | 3,830,076 | 0.14% | ||||||||||||||
5. Changes in Voting | Particulars of change in voting shares in ANZ in respect of which its controlled entities | |||||||||||||||
Shares | are or were entitled since ANZ was last required to give a notice to the ASX are: | |||||||||||||||
Controlled | ||||||||||||||||
Date of | Entity entitled | Consideration | Number of | |||||||||||||
whose | Nature of Change | given in relation to | Class of Share | |||||||||||||
Change | Shares | |||||||||||||||
shareholding | change ($) | |||||||||||||||
changed | ||||||||||||||||
The change in | ||||||||||||||||
holding occurred as | ||||||||||||||||
a result of shares | ||||||||||||||||
ANZEST Pty Ltd | under the Plan | |||||||||||||||
being forfeited due | ||||||||||||||||
as Trustee for | ||||||||||||||||
to cessation of an | ||||||||||||||||
ANZ Employee | Ordinary fully | |||||||||||||||
17/02/2020 | individual's | Not applicable | 10,519 | |||||||||||||
Share | paid | |||||||||||||||
employment or | ||||||||||||||||
Acquisition Plan | ||||||||||||||||
vesting conditions | ||||||||||||||||
(the "Plan") | ||||||||||||||||
not being met and | ||||||||||||||||
/ or shares being | ||||||||||||||||
allocated under the | ||||||||||||||||
Plan | ||||||||||||||||
The change in | ||||||||||||||||
holding occurred as | ||||||||||||||||
a result of shares | ||||||||||||||||
ANZEST Pty Ltd | under the Plan | |||||||||||||||
being forfeited due | ||||||||||||||||
as Trustee for | ||||||||||||||||
to cessation of an | ||||||||||||||||
ANZ Employee | Ordinary fully | |||||||||||||||
19/02/2020 | individual's | Not applicable | 61 | |||||||||||||
Share | paid | |||||||||||||||
employment or | ||||||||||||||||
Acquisition Plan | ||||||||||||||||
vesting conditions | ||||||||||||||||
(the "Plan") | ||||||||||||||||
not being met and | ||||||||||||||||
/ or shares being | ||||||||||||||||
allocated under the | ||||||||||||||||
Plan | ||||||||||||||||
ANZ Custodial | ||||||||||||||||
Services New | ||||||||||||||||
19/02/2020 | Zealand Limited | On-market | 4,440.85 | Ordinary fully | 159 | |||||||||||
as trustee for | purchase | paid | ||||||||||||||
various private | ||||||||||||||||
clients | ||||||||||||||||
ANZ Custodial | ||||||||||||||||
Services New | ||||||||||||||||
19/02/2020 | Zealand Limited | On-market | 3,100.22 | Ordinary fully | 111 | |||||||||||
as trustee for | purchase | paid | ||||||||||||||
various private | ||||||||||||||||
clients | ||||||||||||||||
ANZ Custodial | ||||||||||||||||
Services New | ||||||||||||||||
19/02/2020 | Zealand Limited | On-market sale | 1,480.29 | Ordinary fully | -53 | |||||||||||
as trustee for | paid | |||||||||||||||
various private | ||||||||||||||||
clients |
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 1,871.30 | Ordinary fully | -67 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 1,787.51 | Ordinary fully | -64 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 1,452.35 | Ordinary fully | -52 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 3,016.43 | Ordinary fully | -108 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 614.46 | Ordinary fully | -22 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 2,234.39 | Ordinary fully | -80 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 865.83 | Ordinary fully | -31 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 1,173.05 | Ordinary fully | -42 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 586.53 | Ordinary fully | -21 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 1,592.00 | Ordinary fully | -57 |
as trustee for | paid | ||||
various private | |||||
clients |
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 1,536.15 | Ordinary fully | -55 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 1,228.91 | Ordinary fully | -44 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 809.97 | Ordinary fully | -29 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market | 8,912.79 | Ordinary fully | 318 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market | 17,763.41 | Ordinary fully | 636 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market | 6,866.77 | Ordinary fully | 245 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market | 9,809.68 | Ordinary fully | 350 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 1,703.72 | Ordinary fully | -61 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 1,564.07 | Ordinary fully | -56 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market | 1,815.44 | Ordinary fully | 65 |
as trustee for | purchase | paid | |||
various private | |||||
clients |
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market | 4,596.54 | Ordinary fully | 164 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market | 3,643.60 | Ordinary fully | 130 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market | 756.74 | Ordinary fully | 27 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market | 2,410.38 | Ordinary fully | 86 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 837.90 | Ordinary fully | -30 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 1,368.57 | Ordinary fully | -49 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 307.23 | Ordinary fully | -11 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 363.09 | Ordinary fully | -13 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 167.58 | Ordinary fully | -6 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
19/02/2020 | Zealand Limited | On-market sale | 558.59 | Ordinary fully | -20 |
as trustee for | paid | ||||
various private | |||||
clients |
ANZ New | |||||
Zealand | |||||
Investments | |||||
Limited on | On-market | Ordinary fully | |||
20/02/2020 | behalf of | 1,278,605.67 | 47,428 | ||
purchase | paid | ||||
various | |||||
investment | |||||
funds and client | |||||
portfolios | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 998.18 | Ordinary fully | 36 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 612.13 | Ordinary fully | 22 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market sale | 2,356.81 | Ordinary fully | -85 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market sale | 1,497.26 | Ordinary fully | -54 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market sale | 1,940.90 | Ordinary fully | -70 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market sale | 3,133.17 | Ordinary fully | -113 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market sale | 1,386.36 | Ordinary fully | -50 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 4,020.44 | Ordinary fully | 145 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 2,309.41 | Ordinary fully | 83 |
as trustee for | purchase | paid | |||
various private | |||||
clients |
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 693.18 | Ordinary fully | 25 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 417.36 | Ordinary fully | 15 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 2,578.62 | Ordinary fully | 93 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 1,502.51 | Ordinary fully | 54 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 2,190.44 | Ordinary fully | 79 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 1,279.92 | Ordinary fully | 46 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market sale | 1,053.63 | Ordinary fully | -38 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 1,691.36 | Ordinary fully | 61 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 1,029.49 | Ordinary fully | 37 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 2,966.80 | Ordinary fully | 107 |
as trustee for | purchase | paid | |||
various private | |||||
clients |
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 1,725.10 | Ordinary fully | 62 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 3,049.99 | Ordinary fully | 110 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 1,752.92 | Ordinary fully | 63 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market sale | 2,467.72 | Ordinary fully | -89 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market sale | 6,016.79 | Ordinary fully | -217 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market sale | 194.09 | Ordinary fully | -7 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market sale | 3,244.08 | Ordinary fully | -117 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market sale | 831.81 | Ordinary fully | -30 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market sale | 1,746.81 | Ordinary fully | -63 |
as trustee for | paid | ||||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 1,857.72 | Ordinary fully | 67 |
as trustee for | purchase | paid | |||
various private | |||||
clients |
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 1,085.15 | Ordinary fully | 39 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 4,353.16 | Ordinary fully | 157 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 2,504.18 | Ordinary fully | 90 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 1,469.54 | Ordinary fully | 53 |
as trustee for | purchase | paid | |||
various private | |||||
clients | |||||
ANZ Custodial | |||||
Services New | |||||
26/02/2020 | Zealand Limited | On-market | 862.55 | Ordinary fully | 31 |
as trustee for | purchase | paid | |||
various private | |||||
clients |
Addresses | The addresses of entities named in this form are as follows: | ||
Name | Address | ||
ANZ | Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008 | ||
ANZEST Pty Ltd | Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008 | ||
ANZ New Zealand | |||
Investments | ANZ Centre, 23-29 Albert Street, Auckland, New Zealand | ||
Limited | |||
JP Morgan Chase | 85 Castlereagh Street, Sydney NSW 2000 | ||
Bank | |||
JP Morgan | 85 Castlereagh Street, Sydney NSW 2000 | ||
Nominees Australia | |||
Limited | |||
Reserve Bank of NZ | 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand | ||
ANZ Custodial | |||
Services New | ANZ Centre, 23-29 Albert Street, Auckland, New Zealand | ||
Zealand Limited | |||
print name | Simon Pordage | Capacity | Company Secretary |
Sign here | Date | 28 February 2020 |
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Disclaimer
ANZ - Australia & New Zealand Banking Group Ltd. published this content on 28 February 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 28 February 2020 02:22:02 UTC