Australia and New Zealand Banking : Proposed issue of Securities - ANZ

Proposed issue of securities

Announcement Summary

Entity name

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

Announcement Type

New announcement

Date of this announcement

Tuesday June 1, 2021

The Proposed issue is:

A non pro rata offer of securities under a disclosure document or product disclosure statement (PDS)

Total number of +securities proposed to be issued for a non pro rata offer of securities under a disclosure document or product disclosure statement (PDS)

		Maximum Number of
ASX +security code	+Security description	+securities to be issued
n/a	ANZ Capital Notes 6	10,000,000

Closing date for receipt of acceptances

Wednesday June 30, 2021

Proposed +issue date

Thursday July 8, 2021

Refer to next page for full details of the announcement

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Proposed issue of securities

Part 1 - Entity and announcement details

1.1 Name of +Entity

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

We (the entity named above) give ASX the following information about a proposed issue of +securities and, if ASX agrees to +quote any of the +securities (including any rights) on a +deferred settlement basis, we agree to the matters set out in Appendix 3B of the ASX Listing Rules.

1.2	Registered Number Type	Registration Number
ABN	11005357522
1.3	ASX issuer code
ANZ

1. The announcement is New announcement
2. Date of this announcement

Tuesday June 1, 2021

1.6 The Proposed issue is:

A non-+pro rata offer of +securities under a +disclosure document or +PDS

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Proposed issue of securities

Part 5 - Details of proposed non-pro rata offer under a disclosure document or PDS

Part 5A - Conditions

5A.1 - Are any of the following approvals required for the non-+pro rata offer of +securities under a +disclosure document or +PDS?

+Security holder approval

Court approval

Lodgement of court order with +ASIC

ACCC approval

FIRB approval

Another approval/condition external to the entity

No

Part 5B - Offer details

Is the proposed security a 'New class' (+securities in a class that is not yet quoted or recorded by ASX) or an 'Existing class' (additional securities in a class that is already quoted or recorded by ASX)?

New class

Will the proposed issue of this +security include an offer of attaching +securities?

No

Details of +securities proposed to be issued

ISIN Code (if Issuer is a foreign company and +securities are non CDIs)

Have you received confirmation from ASX that the terms of the proposed +securities are appropriate and equitable under listing rule 6.1?

Yes

ASX +security code

New class-code to be confirmed

Will the entity be seeking quotation of the 'new' class of +securities on ASX?

Yes

+Security description

ANZ Capital Notes 6

+Security type

Other

The number of +securities to be offered under the +disclosure document or +PDS

10,000,000

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Proposed issue of securities

Will the offer be conditional on applications for a minimum number of +securities being received or a minimum amount being raised (i.e. a minimum subscription condition)?

No

Will individual security holders be required to accept the offer for a minimum number or value of +securities (i.e. a minimum acceptance condition)?

Yes

Is the minimum acceptance unit based or dollar based? Unit based

Please enter the minimum acceptance value

50

Will individual security holders be limited to accepting the offer for a maximum number or value of +securities (i.e. a maximum acceptance condition)?

No

Offer price details

Has the offer price been determined? Yes

In what currency will the offer be made?

AUD - Australian Dollar

Oversubscription & Scale back details

What is the offer price per +security?

AUD 100.00000

Will the entity be entitled to accept over-subscriptions?

Yes

Provide details of the number or value of over-subscriptions that the entity may accept

There is no maximum limit or value of over-subscriptions under the ANZ Capital Notes 6 offer. ANZ retains discretion to issue more than 10,000,000 ANZ Capital Notes 6. Details on ANZ's allocation policy in respect of ANZ Capital Notes 6 are set out in section 4.3 of the ANZ Capital Notes 6 Prospectus dated 1 June 2021. Capitalised terms used in this Appendix 3B have the meaning given to them in that Prospectus.

Will a scale back be applied if the offer is over-subscribed?

Yes

Describe the scale back arrangements

Details on ANZ's allocation policy in respect of ANZ Capital Notes 6 are set out in section 4.3 of the ANZ Capital Notes 6 Prospectus dated 1 June 2021.

Will all the +securities issued in this class rank equally in all respects from their issue date?

Yes

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Proposed issue of securities

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities proposed to be issued or provide the information by separate announcement.

www.capitalnotes6.anz.com

Part 5C - Timetable

5C.1 Lodgement date of +disclosure document or +PDS with ASIC

Tuesday June 1, 2021

5C.2 Date when +disclosure document or +PDS and acceptance forms will be made available to investors

Wednesday June 9, 2021

5C.3 Offer open date

Wednesday June 9, 2021

5C.4 Closing date for receipt of acceptances

Wednesday June 30, 2021

5C.6 Proposed +issue date

Thursday July 8, 2021

Part 5D - Listing Rule requirements

5D.1 Has the entity obtained, or is it obtaining, +security holder approval for the entire issue under listing rule 7.1? No

5D.1b Are any of the +securities proposed to be issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1?

Yes

5D.1b ( i ) How many +securities are proposed to be issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1?

10,000,000 ANZ Capital Notes 6, although as noted above ANZ has the ability to issue more or less ANZ Capital Notes 6.

5D.1c Are any of the +securities proposed to be issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A (if applicable)?

No

5D.2 Is a party referred to in listing rule 10.11 participating in the proposed issue?

Yes

Part 5E - Fees and expenses

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