Australian Agricultural : Change in substantial holding - AA Trust
May 02, 2017 at 04:48 pm EDT
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Form 604
Corporations Act 2001
Section 6718
604 GUIDE page 1/1 13 March 2000
Notice of change of interests of substantial holder
To Company Name/Scheme Australian Agricultural Company Limited (AAco) ACN/ARSN 010 892 270
Details of substantial holder (1)
Mr. Bryan A.Glinton as trustee of The AA Trust established pursuant to the trust deed dated 29 July 2013 (AA Trust) (Trustee), and its associate INT Investments Inc. (a company incorporated in the Bahamas wit registration number 110,5428) (INT Investments)
Christopher D. Mangum (First Successor Trustee)
Name Mr. Jason C. Callender (Second Successor Trustee) Joseph Charles Lewis (Settlor &Protector)
Vivienne Clare Lewis (First Successor Protector) Charles Barrington Lewis (Second Successor Protector)
ACN/ARSN (if applicable) n/a
There was a change in the interests of the substantial holder on
The previous notice was given to the company on The previous notice was dated
28 April 2017
28 October 2016
28 October 2016
Previous and present voting power
Class of securities (4)
Previous notice
Present notice
Person's votes
Voting power (5)
Person's votes
Voting power (5)
Ordinary shares
212,111,264
37.96%
240,406,580
40.95%
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Changes in relevant interests
Date of change
Person whose relevant interest changed
Nature of change (6)
Consideration given in relation to change (7)
Class and number of securities affected
Person's votes affected
28/04/2017
Each of:
The issue of 28,295 ,316 ordinary shares in AACo pursuant to the exercise of the AA Trust's conversion right in respect of 65 convertible notes issued pursuant to the 'AAco Note Subscription Agreement' dated 11 September 2013.
Conversion price of a notional $1.1486 cash per share
28•295,316ordinary shares
28 295 316 ' '
Trustee;
First Successor Trustee;
Second Successor Trustee ;
Settler &Protector;
First Successor Protector; and
Second Successor Protector.
Particulars of each change in,or change in the nature of,a relevant interest of the substantial holder or an associate in voting securities of the company or scheme,since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows :
Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest
Registered holder of securities
Person entitled to be registered as holder (8)
Nature of relevant interest (6)
Class and number of securities
Person's votes
Trustee
JP Morgan Nominees Australia Limited (as custodian in respect of 118,389,594
Ordinary Shares)
HSBC Custody Nominees (Australia) Limited (as custodian of 122,016,986
Ordinary Shares)
Trustee, Settlor &
Protector
Relevant interest arises as a result of the Trustee being entitled to be the registered holder of the AACo securities as the trustee of The AA Trust (s. 608(1)(a))
240,406,580
Ordinary Shares
240,406,580
First Successor Trustee and Second Successor Trustee
Trustee, Settlor &
Protector
Relevant interest arises because the First Successor Trustee and Second Successor Trustee would be the registered holder or entitled to be the registered holder (s. 608(1)(a)) in anticipation of the performance of an agreement to act as trustee of The AA Trust if the Trustee (in the case of the First Successor Trustee) or the First Successor Trustee (in the case of the Second Successor Trustee) ceases to be the trustee of The AA Trust (s 608(8))
240,406,580
Ordinary Shares
240,406,580
Settler & Protector
Trustee, Settlor &
Protector
Relevant interest arises because the Settlor &Protector has the power to dispose of, or control the exercise of the power to dispose of, the securities (s. 608(1)(c))
240,406,580
Ordinary Shares
240,406,580
First Successor Protector and Second Successor Protector
Trustee, Settler &
Protector
Relevant interest arises because the First
240,406,580
Ordinary Shares
240,406,580
Successor Protector and Second Successor
Protector have the power to dispose of, or
control the exercise of the power to dispose of, the securities (s. 608( 1)(c)) in anticipation of the performance of an agreement to act as Protector of The AA Trust if the Protector (in the case of the First Successor Protector) or the
First Successor Protector (in the case of the
Second Successor Protector) ceases to be the
Protector of The AA Trust (s 608(8))
Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
n/a
n/a
Addresses
The addresses of persons named in this form are as follows:
Name
Address
Trustee
c/o Glinton Sweeting O'Brien 303 Shirley Street, P.O. Box N 492 Nassau, New Providence, The Bahamas
First Successor Trustee
c/o Alston & Bird LLP, 1201 W. Peachtree Street, Atlanta, Georgia, United States of America 30309
Second Successor Trustee
Albany, P.O. Box SP-63158, Lewis Drive, Albany, New Providence, The Bahamas
Settlor &Protector
First Successor Protector Second Successor Protector AA Trust Associated Entities
Cay House, PO Box N-7776, EP Taylor Drive, Lyford Cay, New Providence, The Bahamas
JP Morgan Nominees Australia Limited
Level 15, 55 Collins Street, Melbourne VIC 3001, Australia
HSBC Custody Nominees (Australia) Limited
GPO Box 5302, Sydney, NSW 2001
Signature
print name Con Boulougouris
.-capacity Solicitor
sign here
date 02 I 05 / 2017
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
The voting shares of a company constitute one class unless divided into separate classes.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details of:
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown"'.
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001 .
AAco - Australian Agricultural Company Limited published this content on 02 May 2017 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 02 May 2017 20:48:16 UTC.
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Australian Agricultural Company Limited is an Australia-based integrated cattle and beef producer. The Companyâs principal activities include selling and marketing of branded beef into global markets; production of beef, including breeding, backgrounding and feed lotting; and ownership, operation and development of pastoral properties. It manages a cattle herd of approximately 382,000 head across a balance of properties, feedlots and farms throughout Queensland and the Northern Territory. Its properties comprise of approximately 6.5 million hectares of land in Queensland and the Northern Territory. Its Livingstone Beef processing facility is situated at Livingstone Valley, approximately 50 kilometers south of Darwin in the Northern Territory. The Company's brands include Wylarah, Westholme, and Darling Downs. Its subsidiaries include A. A. Company Pty Ltd, Austcattle Holdings Pty Ltd, A. A. & P. Joint Holdings Pty Ltd, Shillong Pty Ltd, James McLeish Estates Pty Limited, and other.