Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To: Company Name/Scheme:

AUSTRALIAN FINANCE GROUP LTD

ACN/ARSN

066 385 822

1. Details of substantial holder

Name

Mitsubishi UFJ Financial Group, Inc.

There was a change in the interests of the

12/10/2020

substantial holder on

The previous notice was given to the company on

05/10/2020

The previous notice was dated

05/10/2020

The holder became aware on

14/10/2020

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:

Class of securities

Previous notice

Present notice

Person's votes

Voting power (%)

Person's votes

Voting power (%)

Fully Paid ordinary shares

20,129,273

7.50%

17,130,570

6.38%

3. Changes in relevant interest

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of

Person whose

Nature of change

Consideration given in

Class and number

Person's votes

relevant interest

of securities

change

relation to change

affected

changed

affected

See annexure A to this notice

4.Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of

Registered holder

Person entitled to be

Nature of relevant

Class and number

relevant

Person's votes

of securities

registered as holder

interest

of securities

interest

Relevant interest in securities that

First Sentier Investors Holdings Pty

Limited has a relevant interest in

Mitsubishi UFJ Financial

Citibank N A Hong Kong

Not applicable

under section 608(3) of the

3,828,383

Fully paid

3,828,383

Group, Inc.

Corporations Act as Mitsubishi UFJ

ordinary shares

Financial Group, Inc. has voting

power of 100% in First Sentier

Investors Holdings Pty Limited.

Relevant interest in securities that

First Sentier Investors Holdings Pty

Limited has a relevant interest in

Mitsubishi UFJ Financial

Citicorp Nominees Pty

Not applicable

under section 608(3) of the

7,503,929

Fully paid

7,503,929

Group, Inc.

Limited (Australia)

Corporations Act as Mitsubishi UFJ

ordinary shares

Financial Group, Inc. has voting

power of 100% in First Sentier

Investors Holdings Pty Limited.

Relevant interest in securities that

First Sentier Investors Holdings Pty

Limited has a relevant interest in

Mitsubishi UFJ Financial

National Custodian

Not applicable

under section 608(3) of the

326,722

Fully paid

326,722

Group, Inc.

Services

Corporations Act as Mitsubishi UFJ

ordinary shares

Financial Group, Inc. has voting

power of 100% in First Sentier

Investors Holdings Pty Limited.

Relevant interest in securities that

First Sentier Investors Holdings Pty

Limited has a relevant interest in

Mitsubishi UFJ Financial

Northern Trust Company

Not applicable

under section 608(3) of the

449,818

Fully paid

449,818

Group, Inc.

Corporations Act as Mitsubishi UFJ

ordinary shares

Financial Group, Inc. has voting

power of 100% in First Sentier

Investors Holdings Pty Limited.

Relevant interest in securities that

First Sentier Investors Holdings Pty

State Street Global

Limited has a relevant interest in

Mitsubishi UFJ Financial

under section 608(3) of the

Fully paid

527,914

Advisors (Australia)

Not applicable

527,914

Group, Inc.

Limited

Corporations Act as Mitsubishi UFJ

ordinary shares

Financial Group, Inc. has voting

power of 100% in First Sentier

Investors Holdings Pty Limited.

Page 1

Relevant interest in securities that

First Sentier Investors Holdings Pty

Limited has a relevant interest in

Mitsubishi UFJ Financial

Citibank N A Hong Kong

Not applicable

under section 608(3) of the

2,742,191

Fully paid

2,742,191

Group, Inc.

Corporations Act as Mitsubishi UFJ

ordinary shares

Financial Group, Inc. has voting

power of 100% in First Sentier

Investors Holdings Pty Limited.

Relevant interest in securities that

First Sentier Investors Holdings Pty

Limited has a relevant interest in

Mitsubishi UFJ Financial

HSBC Bank Australia

Not applicable

under section 608(3) of the

142,436

Fully paid

142,436

Group, Inc.

Limited

Corporations Act as Mitsubishi UFJ

ordinary shares

Financial Group, Inc. has voting

power of 100% in First Sentier

Investors Holdings Pty Limited.

Relevant interest in securities that

First Sentier Investors Holdings Pty

Limited has a relevant interest in

Mitsubishi UFJ Financial

National Custodian

Not applicable

under section 608(3) of the

355,770

Fully paid

355,770

Group, Inc.

Services

Corporations Act as Mitsubishi UFJ

ordinary shares

Financial Group, Inc. has voting

power of 100% in First Sentier

Investors Holdings Pty Limited.

Relevant interest in securities that

Morgan Stanley Australia

Morgan Stanley has a relevant

Mitsubishi UFJ Financial

interest in under section 608(3) of the

Fully paid

1,253,407

Securities (Nominee) Pty

Not applicable

1,253,407

Group, Inc.

Limited

Corporations Act as Mitsubishi UFJ

ordinary shares

Financial Group, Inc. has voting

power of over 20% in Morgan Stanley.

5. Changes in association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)

Nature of association

Not applicable

Not applicable

6. Addresses

The addresses of persons named in this form are as follows:

Name

Address

Mitsubishi UFJ Financial Group, Inc.

2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

Signature

Dated 15 October 2020

Kenji Takase

- Authorised signatory

Page 2

Annexure A

This is annexure A of 16 pages referred to in Form 604, Notice of change of interest of substantial holder dated 15 October 2020

Kenji Takase

- Authorised signatory

Dated 15 October 2020

Date of change

Person whose relevant interest changed

Nature of change

Consideration given in

Class and number of

Person's

votes

relation to change

securities affected

affected

Sale of securities by an entity controlled

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

by First Sentier Investors Holdings Pty

65,810.19

31,088 Ordinary shares

31,088

Limited.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

by First Sentier Investors Holdings Pty

77,436.20

36,580 Ordinary shares

36,580

Limited.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

by First Sentier Investors Holdings Pty

90,012.70

42,521 Ordinary shares

42,521

Limited.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

by First Sentier Investors Holdings Pty

74,040.69

34,976 Ordinary shares

34,976

Limited.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

by First Sentier Investors Holdings Pty

106,139.25

50,139 Ordinary shares

50,139

Limited.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

by First Sentier Investors Holdings Pty

206,241.10

97,426 Ordinary shares

97,426

Limited.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

by First Sentier Investors Holdings Pty

328,473.02

155,167 Ordinary shares

155,167

Limited.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

749.00

350 Ordinary Shares

350

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

662.72

304 Ordinary Shares

304

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

747.63

351 Ordinary Shares

351

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

275.60

130 Ordinary Shares

130

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

2,304.54

1,062 Ordinary Shares

1,062

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

540.60

255 Ordinary Shares

255

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

14,078.24

6,688 Ordinary Shares

6,688

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

505.25

235 Ordinary Shares

235

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

1,526.70

727 Ordinary Shares

727

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

793.16

363 Ordinary Shares

363

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

60.90

29 Ordinary Shares

29

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

1,035.09

477 Ordinary Shares

477

controlled by Morgan Stanley.

Page 3

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

774.64

368 Ordinary Shares

368

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

29,916.60

14,246 Ordinary Shares

14,246

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

712.29

329 Ordinary Shares

329

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

16.92

8 Ordinary Shares

8

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

660.66

308 Ordinary Shares

308

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

268.80

128 Ordinary Shares

128

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

3,971.63

1,869 Ordinary Shares

1,869

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

650.16

301 Ordinary Shares

301

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

911.33

435 Ordinary Shares

435

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Purchase of securities by an entity

361.66

169 Ordinary Shares

169

controlled by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

2,304.64

1,108 Ordinary Shares

1,108

by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

16.88

8 Ordinary Shares

8

by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

8,082.90

3,849 Ordinary Shares

3,849

by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

1,486.80

708 Ordinary Shares

708

by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

764.40

364 Ordinary Shares

364

by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

759.20

365 Ordinary Shares

365

by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

1,678.44

788 Ordinary Shares

788

by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

1,495.31

707 Ordinary Shares

707

by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

3,851.40

1,834 Ordinary Shares

1,834

by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

2,651.67

1,242 Ordinary Shares

1,242

by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

21.30

10 Ordinary Shares

10

by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

647.36

309 Ordinary Shares

309

by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

1,335.63

633 Ordinary Shares

633

by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

20.90

10 Ordinary Shares

10

by Morgan Stanley.

1/10/2020

Mitsubishi UFJ Financial Group, Inc.

Sale of securities by an entity controlled

1,572.90

749 Ordinary Shares

749

by Morgan Stanley.

Page 4

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AFG - Australian Finance Group Ltd. published this content on 15 October 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 15 October 2020 06:09:05 UTC