Form 604 | |
Corporations Act 2001 | |
Section 671B | |
Notice of change of interests of substantial holder | |
To: Company Name/Scheme: | AUSTRALIAN FINANCE GROUP LTD |
ACN/ARSN | 066 385 822 |
1. Details of substantial holder | |
Name | Mitsubishi UFJ Financial Group, Inc. |
There was a change in the interests of the | 12/10/2020 |
substantial holder on | |
The previous notice was given to the company on | 05/10/2020 |
The previous notice was dated | 05/10/2020 |
The holder became aware on | 14/10/2020 |
2. Previous and present voting power |
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:
Class of securities | Previous notice | Present notice | ||||
Person's votes | Voting power (%) | Person's votes | Voting power (%) | |||
Fully Paid ordinary shares | 20,129,273 | 7.50% | 17,130,570 | 6.38% | ||
3. Changes in relevant interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of | Person whose | Nature of change | Consideration given in | Class and number | Person's votes |
relevant interest | of securities | ||||
change | relation to change | affected | |||
changed | affected | ||||
See annexure A to this notice | |||||
4.Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of | Registered holder | Person entitled to be | Nature of relevant | Class and number | ||
relevant | Person's votes | |||||
of securities | registered as holder | interest | of securities | |||
interest | ||||||
Relevant interest in securities that | ||||||
First Sentier Investors Holdings Pty | ||||||
Limited has a relevant interest in | ||||||
Mitsubishi UFJ Financial | Citibank N A Hong Kong | Not applicable | under section 608(3) of the | 3,828,383 | Fully paid | 3,828,383 |
Group, Inc. | Corporations Act as Mitsubishi UFJ | ordinary shares | ||||
Financial Group, Inc. has voting | ||||||
power of 100% in First Sentier | ||||||
Investors Holdings Pty Limited. | ||||||
Relevant interest in securities that | ||||||
First Sentier Investors Holdings Pty | ||||||
Limited has a relevant interest in | ||||||
Mitsubishi UFJ Financial | Citicorp Nominees Pty | Not applicable | under section 608(3) of the | 7,503,929 | Fully paid | 7,503,929 |
Group, Inc. | Limited (Australia) | Corporations Act as Mitsubishi UFJ | ordinary shares | |||
Financial Group, Inc. has voting | ||||||
power of 100% in First Sentier | ||||||
Investors Holdings Pty Limited. | ||||||
Relevant interest in securities that | ||||||
First Sentier Investors Holdings Pty | ||||||
Limited has a relevant interest in | ||||||
Mitsubishi UFJ Financial | National Custodian | Not applicable | under section 608(3) of the | 326,722 | Fully paid | 326,722 |
Group, Inc. | Services | Corporations Act as Mitsubishi UFJ | ordinary shares | |||
Financial Group, Inc. has voting | ||||||
power of 100% in First Sentier | ||||||
Investors Holdings Pty Limited. | ||||||
Relevant interest in securities that | ||||||
First Sentier Investors Holdings Pty | ||||||
Limited has a relevant interest in | ||||||
Mitsubishi UFJ Financial | Northern Trust Company | Not applicable | under section 608(3) of the | 449,818 | Fully paid | 449,818 |
Group, Inc. | Corporations Act as Mitsubishi UFJ | ordinary shares | ||||
Financial Group, Inc. has voting | ||||||
power of 100% in First Sentier | ||||||
Investors Holdings Pty Limited. | ||||||
Relevant interest in securities that | ||||||
First Sentier Investors Holdings Pty | ||||||
State Street Global | Limited has a relevant interest in | |||||
Mitsubishi UFJ Financial | under section 608(3) of the | Fully paid | 527,914 | |||
Advisors (Australia) | Not applicable | 527,914 | ||||
Group, Inc. | Limited | Corporations Act as Mitsubishi UFJ | ordinary shares | |||
Financial Group, Inc. has voting | ||||||
power of 100% in First Sentier | ||||||
Investors Holdings Pty Limited. | ||||||
Page 1
Relevant interest in securities that | ||||||
First Sentier Investors Holdings Pty | ||||||
Limited has a relevant interest in | ||||||
Mitsubishi UFJ Financial | Citibank N A Hong Kong | Not applicable | under section 608(3) of the | 2,742,191 | Fully paid | 2,742,191 |
Group, Inc. | Corporations Act as Mitsubishi UFJ | ordinary shares | ||||
Financial Group, Inc. has voting | ||||||
power of 100% in First Sentier | ||||||
Investors Holdings Pty Limited. | ||||||
Relevant interest in securities that | ||||||
First Sentier Investors Holdings Pty | ||||||
Limited has a relevant interest in | ||||||
Mitsubishi UFJ Financial | HSBC Bank Australia | Not applicable | under section 608(3) of the | 142,436 | Fully paid | 142,436 |
Group, Inc. | Limited | Corporations Act as Mitsubishi UFJ | ordinary shares | |||
Financial Group, Inc. has voting | ||||||
power of 100% in First Sentier | ||||||
Investors Holdings Pty Limited. | ||||||
Relevant interest in securities that | ||||||
First Sentier Investors Holdings Pty | ||||||
Limited has a relevant interest in | ||||||
Mitsubishi UFJ Financial | National Custodian | Not applicable | under section 608(3) of the | 355,770 | Fully paid | 355,770 |
Group, Inc. | Services | Corporations Act as Mitsubishi UFJ | ordinary shares | |||
Financial Group, Inc. has voting | ||||||
power of 100% in First Sentier | ||||||
Investors Holdings Pty Limited. | ||||||
Relevant interest in securities that | ||||||
Morgan Stanley Australia | Morgan Stanley has a relevant | |||||
Mitsubishi UFJ Financial | interest in under section 608(3) of the | Fully paid | 1,253,407 | |||
Securities (Nominee) Pty | Not applicable | 1,253,407 | ||||
Group, Inc. | Limited | Corporations Act as Mitsubishi UFJ | ordinary shares | |||
Financial Group, Inc. has voting | ||||||
power of over 20% in Morgan Stanley. | ||||||
5. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
Not applicable | Not applicable |
6. Addresses | |
The addresses of persons named in this form are as follows: | |
Name | Address |
Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
Signature |
Dated 15 October 2020
Kenji Takase | - Authorised signatory |
Page 2
Annexure A
This is annexure A of 16 pages referred to in Form 604, Notice of change of interest of substantial holder dated 15 October 2020
Kenji Takase | - Authorised signatory | Dated 15 October 2020 | ||||
Date of change | Person whose relevant interest changed | Nature of change | Consideration given in | Class and number of | Person's | |
votes | ||||||
relation to change | securities affected | |||||
affected | ||||||
Sale of securities by an entity controlled | ||||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | by First Sentier Investors Holdings Pty | 65,810.19 | 31,088 Ordinary shares | 31,088 | |
Limited. | ||||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | ||||
by First Sentier Investors Holdings Pty | 77,436.20 | 36,580 Ordinary shares | 36,580 | |||
Limited. | ||||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | ||||
by First Sentier Investors Holdings Pty | 90,012.70 | 42,521 Ordinary shares | 42,521 | |||
Limited. | ||||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | ||||
by First Sentier Investors Holdings Pty | 74,040.69 | 34,976 Ordinary shares | 34,976 | |||
Limited. | ||||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | ||||
by First Sentier Investors Holdings Pty | 106,139.25 | 50,139 Ordinary shares | 50,139 | |||
Limited. | ||||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | ||||
by First Sentier Investors Holdings Pty | 206,241.10 | 97,426 Ordinary shares | 97,426 | |||
Limited. | ||||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | ||||
by First Sentier Investors Holdings Pty | 328,473.02 | 155,167 Ordinary shares | 155,167 | |||
Limited. | ||||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 749.00 | 350 Ordinary Shares | 350 | |
controlled by Morgan Stanley. | ||||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 662.72 | 304 Ordinary Shares | 304 | |
controlled by Morgan Stanley. | ||||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 747.63 | 351 Ordinary Shares | 351 | |
controlled by Morgan Stanley. | ||||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 275.60 | 130 Ordinary Shares | 130 | |
controlled by Morgan Stanley. | ||||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 2,304.54 | 1,062 Ordinary Shares | 1,062 | |
controlled by Morgan Stanley. | ||||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 540.60 | 255 Ordinary Shares | 255 | |
controlled by Morgan Stanley. | ||||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 14,078.24 | 6,688 Ordinary Shares | 6,688 | |
controlled by Morgan Stanley. | ||||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 505.25 | 235 Ordinary Shares | 235 | |
controlled by Morgan Stanley. | ||||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 1,526.70 | 727 Ordinary Shares | 727 | |
controlled by Morgan Stanley. | ||||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 793.16 | 363 Ordinary Shares | 363 | |
controlled by Morgan Stanley. | ||||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 60.90 | 29 Ordinary Shares | 29 | |
controlled by Morgan Stanley. | ||||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 1,035.09 | 477 Ordinary Shares | 477 | |
controlled by Morgan Stanley. | ||||||
Page 3
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 774.64 | 368 Ordinary Shares | 368 |
controlled by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 29,916.60 | 14,246 Ordinary Shares | 14,246 |
controlled by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 712.29 | 329 Ordinary Shares | 329 |
controlled by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 16.92 | 8 Ordinary Shares | 8 |
controlled by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 660.66 | 308 Ordinary Shares | 308 |
controlled by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 268.80 | 128 Ordinary Shares | 128 |
controlled by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 3,971.63 | 1,869 Ordinary Shares | 1,869 |
controlled by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 650.16 | 301 Ordinary Shares | 301 |
controlled by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 911.33 | 435 Ordinary Shares | 435 |
controlled by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity | 361.66 | 169 Ordinary Shares | 169 |
controlled by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | 2,304.64 | 1,108 Ordinary Shares | 1,108 |
by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | 16.88 | 8 Ordinary Shares | 8 |
by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | 8,082.90 | 3,849 Ordinary Shares | 3,849 |
by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | 1,486.80 | 708 Ordinary Shares | 708 |
by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | 764.40 | 364 Ordinary Shares | 364 |
by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | 759.20 | 365 Ordinary Shares | 365 |
by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | 1,678.44 | 788 Ordinary Shares | 788 |
by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | 1,495.31 | 707 Ordinary Shares | 707 |
by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | 3,851.40 | 1,834 Ordinary Shares | 1,834 |
by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | 2,651.67 | 1,242 Ordinary Shares | 1,242 |
by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | 21.30 | 10 Ordinary Shares | 10 |
by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | 647.36 | 309 Ordinary Shares | 309 |
by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | 1,335.63 | 633 Ordinary Shares | 633 |
by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | 20.90 | 10 Ordinary Shares | 10 |
by Morgan Stanley. | |||||
1/10/2020 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled | 1,572.90 | 749 Ordinary Shares | 749 |
by Morgan Stanley. | |||||
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AFG - Australian Finance Group Ltd. published this content on 15 October 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 15 October 2020 06:09:05 UTC