Australian Finance : Change in substantial holding from MUFGOpens in a new Window

Form604

	Form 604
	Corporations Act 2001
	Section 671B
	Notice of change of interests of substantial holder
To: Company Name/Scheme:	AUSTRALIAN FINANCE GROUP LTD
ACN/ARSN	066 385 822
1. Details of substantial holder
Name	Mitsubishi UFJ Financial Group, Inc.
There was a change in the interests of the
substantial holder on	19/10/2020
The previous notice was given to the company on	15/10/2020
The previous notice was dated	15/10/2020
The holder became awarea on	21/10/2020

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:

Class of securities	Previous notice			Present notice
	Person's votes	Voting power (%)		Person's votes	Voting power (%)
Fully Paid ordinary shares	17,130,570		6.38	14,444,170	5.38

3. Changes in relevant interest

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of	Person whose		Consideration given in	Class and number	Person's votes
relevant interest	Nature of change	of securities
change	relation to change	affected
changed		affected
See annexure A to this notice

4.Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of	Registered holder	Person entitled to be
relevant
of securities	registered as holder
interest
Mitsubishi UFJ Financial	Citibank N A	Not applicable
Group, Inc.	Hong Kong

	Citicorp
Mitsubishi UFJ Financial	Nominees Pty	Not applicable
Group, Inc.	Limited
	(Australia)

Mitsubishi UFJ Financial	Northern Trust	Not applicable
Group, Inc.	Company

Nature of relevant interest

Relevant interest in ecurities that First Sentier Investors Holdings Pty Limited has a relevant Interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited.

Relevant interest in ecurities that First Sentier Investors Holdings Pty Limited has a relevant Interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited.

Relevant interest in ecurities that First Sentier Investors Holdings Pty Limited has a relevant Interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited.

Class and number	Person's votes
of securities

Fully paid

3,114,186 ordinary3,114,186 shares

Fully paid

6,269,262 ordinary6,269,262 shares

Fully paid
158,268 ordinary	158,268
shares

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Mitsubishi UFJ Financial Group, Inc.

Mitsubishi UFJ Financial Group, Inc.

Mitsubishi UFJ Financial Group, Inc.

Mitsubishi UFJ Financial Group, Inc.

Mitsubishi UFJ Financial Group, Inc.

Mitsubishi UFJ Financial Group, Inc.

Mitsubishi UFJ Financial Group, Inc.

5. Changes in association

State Street Global Advisors (Australia) Limited

National

Custodian

Services

Citibank N A Hong Kong

National

Custodian

Services

HSBC Bank Australia Limited

Morgan Stanley

Australia

Securities

(Nominee) Pty

Limited

Morgan Stanley

Australia

Securities

(Nominee) Pty

Limited

Not applicable

Not applicable

Not applicable

Not applicable

Not applicable

Not applicable

Not applicable

Form604

Relevant interest in ecurities that First Sentier Investors Holdings Pty Limited has a relevant Interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited.

Relevant interest in ecurities that First Sentier Investors Holdings Pty Limited has a relevant Interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited.

Relevant interest in ecurities that First Sentier Investors Holdings Pty Limited has a relevant Interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited.

Relevant interest in ecurities that First Sentier Investors Holdings Pty Limited has a relevant Interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited.

Relevant interest in ecurities that First Sentier Investors Holdings Pty Limited has a relevant Interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited.

Relevant interest in securities that Morgan Stanley Australia Securities Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley Inc.

Relevant interest in securities that Morgan Stanley Australia Securities Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley Inc.

Fully paid
185,700 ordinary	185,700
shares

Fully paid
114,957 ordinary	114,957
shares

Fully paid

2,742,191 ordinary2,742,191 shares

Fully paid
355,770 ordinary	355,770
shares

Fully paid
142,436 ordinary	142,436
shares

Fully paid

1,360,451 ordinary1,360,451 shares

Fully paid

949 ordinary949 shares

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
Not applicable	Not applicable

6. Addresses

The addresses of persons named in this form are as follows:

Name

Address

Signature

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	Form604
Authorised signatory	Dated 22.10.2020

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Annexure A

Annexure A

This is annexure A referred to in Form 604, Notice of change of interest of substantial holder dated 22 October 2020.

Authorised signatory	Dated 22.10.2020
	Person whose relevant		Consideration given	Class and number of	Person's
Date of change	Nature of change	votes
	interest changed		in relation to change	securities affected	affected
	Mitsubishi UFJ Financial	Purchase of securities by an entity controlled
13/10/2020	Group, Inc.	by Morgan Stanley	1,591.27	701 Ordinary Shares	701
	Mitsubishi UFJ Financial	Purchase of securities by an entity controlled
13/10/2020	Group, Inc.	by Morgan Stanley	2,163.72	949 Ordinary Shares	949
	Mitsubishi UFJ Financial	Purchase of securities by an entity controlled
13/10/2020	Group, Inc.	by Morgan Stanley	4,458.30	1,930	Ordinary Shares	1,930
	Mitsubishi UFJ Financial	Purchase of securities by an entity controlled
13/10/2020	Group, Inc.	by Morgan Stanley	4,537.92	1,956	Ordinary Shares	1,956
	Mitsubishi UFJ Financial	Purchase of securities by an entity controlled
13/10/2020	Group, Inc.	by Morgan Stanley	6,844.80	2,976	Ordinary Shares	2,976
	Mitsubishi UFJ Financial	Purchase of securities by an entity controlled
13/10/2020	Group, Inc.	by Morgan Stanley	2,972.97	1,287	Ordinary Shares	1,287
	Mitsubishi UFJ Financial	Purchase of securities by an entity controlled
13/10/2020	Group, Inc.	by Morgan Stanley	2,658.69	1,161	Ordinary Shares	1,161
	Mitsubishi UFJ Financial	Purchase of securities by an entity controlled
13/10/2020	Group, Inc.	by Morgan Stanley	3,169.20	1,390	Ordinary Shares	1,390
	Mitsubishi UFJ Financial	Purchase of securities by an entity controlled
13/10/2020	Group, Inc.	by Morgan Stanley	7,131.84	3,128	Ordinary Shares	3,128
	Mitsubishi UFJ Financial	Purchase of securities by an entity controlled
13/10/2020	Group, Inc.	by Morgan Stanley	5,017.32	2,172	Ordinary Shares	2,172
	Mitsubishi UFJ Financial	Purchase of securities by an entity controlled
13/10/2020	Group, Inc.	by Morgan Stanley	3,018.22	1,318	Ordinary Shares	1,318
	Mitsubishi UFJ Financial	Purchase of securities by an entity controlled
13/10/2020	Group, Inc.	by Morgan Stanley	5,509.74	2,406	Ordinary Shares	2,406
	Mitsubishi UFJ Financial	Sale of securities by an entity controlled by
13/10/2020	Group, Inc.	Morgan Stanley	613.72	268 Ordinary Shares	268
	Mitsubishi UFJ Financial	Sale of securities by an entity controlled by
13/10/2020	Group, Inc.	Morgan Stanley	299.99	131 Ordinary Shares	131
	Mitsubishi UFJ Financial	Sale of securities by an entity controlled by
13/10/2020	Group, Inc.	Morgan Stanley	1,536.75	683 Ordinary Shares	683
	Mitsubishi UFJ Financial	Sale of securities by an entity controlled by
13/10/2020	Group, Inc.	Morgan Stanley	6,606.65	2,885	Ordinary Shares	2,885
	Mitsubishi UFJ Financial	Sale of securities by an entity controlled by
13/10/2020	Group, Inc.	Morgan Stanley	5,494.80	2,410	Ordinary Shares	2,410
	Mitsubishi UFJ Financial	Sale of securities by an entity controlled by
14/10/2020	Group, Inc.	First Sentier Investors Holdings Pty Limited	35,265.70	15,297 Ordinary shares	15,297
	Mitsubishi UFJ Financial	Sale of securities by an entity controlled by
14/10/2020	Group, Inc.	First Sentier Investors Holdings Pty Limited	344,294.31	150,577 Ordinary shares	150,577
	Mitsubishi UFJ Financial	Sale of securities by an entity controlled by
14/10/2020	Group, Inc.	First Sentier Investors Holdings Pty Limited	20,169.94	8,749	Ordinary shares	8,749
	Mitsubishi UFJ Financial	Sale of securities by an entity controlled by
14/10/2020	Group, Inc.	First Sentier Investors Holdings Pty Limited	107,166.50	46,900 Ordinary shares	46,900
	Mitsubishi UFJ Financial	Sale of securities by an entity controlled by
14/10/2020	Group, Inc.	First Sentier Investors Holdings Pty Limited	80,404.77	35,165 Ordinary shares	35,165
	Mitsubishi UFJ Financial	Sale of securities by an entity controlled by
14/10/2020	Group, Inc.	First Sentier Investors Holdings Pty Limited	53,677.87	23,476 Ordinary shares	23,476
	Mitsubishi UFJ Financial	Sale of securities by an entity controlled by
14/10/2020	Group, Inc.	First Sentier Investors Holdings Pty Limited	30,214.57	13,106 Ordinary shares	13,106
	Mitsubishi UFJ Financial	Sale of securities by an entity controlled by
14/10/2020	Group, Inc.	First Sentier Investors Holdings Pty Limited	91,806.73	40,178 Ordinary shares	40,178
	Mitsubishi UFJ Financial	Sale of securities by an entity controlled by
14/10/2020	Group, Inc.	First Sentier Investors Holdings Pty Limited	61,288.27	26,822 Ordinary shares	26,822
	Mitsubishi UFJ Financial	Sale of securities by an entity controlled by
14/10/2020	Group, Inc.	First Sentier Investors Holdings Pty Limited	125,798.39	55,054 Ordinary shares	55,054

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