1. Details of issuer
Name: | B.R.A.I.N. Biotechnology Research And Information Network AG |
Street: | Darmstädter Straße 34-36 |
Postal code: | 64673 |
City: |
Zwingenberg Germany |
Legal Entity Identifier (LEI): | 391200JKPVHLD6JLZ107 |
2. Reason for notification
X | Acquisition/disposal of shares with voting rights |
Acquisition/disposal of instruments | |
Change of breakdown of voting rights | |
Other reason: |
3. Details of person subject to the notification obligation
Legal entity: Fürstentum Liechtenstein City of registered office, country: Vaduz, Liechtenstein |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
LLB Swiss Investment AG |
5. Date on which threshold was crossed or reached:
23 Dec 2020 |
6. Total positions
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
New | 3.20 % | 0.00 % | 3.20 % | 19861360 |
Previous notification | n/a % | n/a % | n/a % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN | Absolute | In % | ||
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) | |
DE0005203947 | 0 | 636043 | 0.00 % | 3.20 % |
Total | 636043 | 3.20 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
0 | 0.00 % | |||
Total | 0 | 0.00 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
0 | 0.00 % | ||||
Total | 0 | 0.00 % |
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
Fürstentum Liechtenstein | % | % | % |
Liechtensteinische Landesbank AG | % | % | % |
LLB Swiss Investment AG | 3.20 % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights | Proportion of instruments | Total of both |
% | % | % |
10. Other explanatory remarks:
Date
30 Dec 2020 |
Attachments
- Original document
- Permalink
Disclaimer
BRAIN - Biotechnology Research And Information Network AG published this content on 30 December 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 11 January 2021 13:57:00 UTC