Governance B. Riley Financial, Inc.

RILY

US05580M1080

Investment Banking & Brokerage Services

Market Closed - Nasdaq Other stock markets 04:00:00 2025-06-13 pm EDT			5-day change	1st Jan Change
2.930 ^USD	-2.98%		-2.17%	-36.17%

Jun. 06	B. Riley Financial Says Nasdaq Grants Co Exception To Regain Compliance By Sept 29, 2025	RE
Jun. 06	B. Riley Gets Another Delinquency Notice From Nasdaq	MT

Executive Committee: B. Riley Financial, Inc.

Manager

Positions heldSince

Bryant Riley

58 year

Chief Executive Officer

2014-06-17

Mike Frank

Investor Relations Contact

2021-01-31

Timothy Wood

Chief Tech/Sci/R&D Officer

2005-12-31

Nancy O. Feeney

Human Resources Officer

2022-01-31

Howard Weitzman

63 year

Comptroller/Controller/Auditor

2009-11-30

Daniel Shribman

41 year

Chief Investment Officer

2019-09-11

Alan Forman

64 year

General Counsel	2015-04-30
Corporate Secretary	2015-04-30

Tom Kelleher

57 year

Chief Executive Officer

2018-07-09

Scott Yessner

55 year

Director of Finance/CFO

2025-06-02

Composition of the Board of Directors: B. Riley Financial, Inc.

Director

CommitteesSince

Bryant Riley

58 year

Chairman

2014-06-17

Renée LaBran

65 year

Audit Committee	2021-08-11
Governance Committee	2021-08-11
Audit Committee Chair	2021-10-20
Compensation Committee Chair	2021-10-20
Nominating Committee Chair	2021-10-20

Marian Walters

62 year

Governance Committee Chair	2019-07-11
Compensation Committee	2020-11-15
Governance Committee	2020-11-15
Nominating Committee	2020-11-15

Bob Antin

75 year

Compensation Committee Chair	2015-04-19
Compensation Committee	2017-05-31
Governance Committee	2017-05-31

Robert D'Agostino

58 year

Audit Committee	2015-10-19
Compensation Committee Chair	2015-10-19

Michael Sheldon

65 year

Compensation Committee

2017-07-02

Randy Paulson

63 year

Audit Committee Chair

2020-06-17

Tom Kelleher

57 year

Director/Board Member

2015-10-19

Tamara Brandt

50 year

Director/Board Member	2021-12-20
Independent Dir/Board Member	2021-12-20

Latest Appointments: B. Riley Financial, Inc.

Exchange-Traded Funds, Equity Futures Lower Pre-Bell Monday After Moody's Downgrades US Credit Rating	May. 19	MT
B. Riley Financial Appoints Scott Yessner as CFO	May. 19	MT
B. Riley Financial, Inc. Announces Chief Financial Officer Changes, Effective June 3, 2025	May. 19	CI
Group of B. Riley Financial Advisors in Florida Exit Amid Ongoing Asset Sale	24-10-04	MT
B. Riley Financial President Kenny Young Resigns	24-09-23	MT
B. Riley Financial, Inc. Announces Resignation of Kenny Young as President	24-09-23	CI
B. Riley Financial Announces the Addition of Virginia Schnippel as A Managing Director	24-03-25	CI

More news

Former Officers and Directors: B. Riley Financial, Inc.

Insider

Positions held

SinceUntil

Phillip Ahn

Chief Operating Officer	2013-04-17	2025-06-02
Director of Finance/CFO	2013-04-17	2025-06-02
Public Communications Contact	2010-01-31	2013-04-17

Paul George Dietrich

Corporate Officer/Principal

2019-12-02

2025-02-28

Tim Bottrell

Corporate Officer/Principal

2020-08-31

2024-04-30

Martin Bernstein

Corporate Officer/Principal

2021-03-04

2024-01-31

Mikel Williams

Director/Board Member	2015-10-19	2022-10-17
Independent Dir/Board Member	2015-10-19	2022-10-17

Todd D. Sims

Director/Board Member	2016-10-03	2020-09-13
Independent Dir/Board Member	2016-10-03	2020-09-13

Andrew Gumaer

Director/Board Member	-	2020-06-17
Chief Executive Officer	2009-05-06	2014-06-17
Chairman	2009-05-06	2014-06-17
Independent Dir/Board Member	2009-05-06	-

Ian McCulley

Private Equity Investor

2017-03-31

2019-01-31

Richard Lee Todaro

Director/Board Member	2014-07-27	2018-06-30
Independent Dir/Board Member	2014-07-27	2018-06-30

Gary Wunderlich

Director/Board Member

2017-07-02

2018-06-30

Mark J. Grant

Corporate Officer/Principal

2018-01-07

Michael Frenz

Corporate Officer/Principal

2013-12-31

2017-12-30

Rick Hendrix

Director/Board Member

2017-05-31

2017-10-12

Brian Schulze

Corporate Officer/Principal

2016-04-30

2017-02-28

Kenneth Young

Director/Board Member	2014-11-30	2016-08-31
President	2018-07-09	2024-09-19

Matthew Hart

Director/Board Member	2009-08-06	2015-10-31
Independent Dir/Board Member	2011-09-20	2015-10-31

Hugh G. Hilton

Director/Board Member	2009-08-06	2015-10-19
Independent Dir/Board Member	2011-09-19	2015-10-19

John Nance

Consultant / Advisor

2013-11-30

2015-06-29

Scott K. Carpenter

Corporate Officer/Principal

2009-08-06

2014-09-30

Harvey M. Yellen

Director/Board Member	2010-09-12	2014-08-24
Chief Operating Officer	2010-09-12	2013-04-17
President	2009-08-06	2014-06-17

Mark Klein

Director/Board Member	2009-08-06	2014-08-21
Independent Dir/Board Member	2011-09-19	2014-08-21

Daniel Williams

Corporate Officer/Principal

2014-06-23

Sean Dougherty

Private Equity Investor	2013-09-30	2014-02-28
President	2013-09-30	2014-02-28

Michael Levitt

Director/Board Member	2009-08-06	2013-01-30
Independent Dir/Board Member	2011-09-19	2013-01-30

Robert J. Musur

Corporate Officer/Principal

2012-10-30

Chad P. Yutka

Corporate Officer/Principal

2012-01-30

Thomas E. Pabst

Chief Operating Officer

2009-11-29

2010-09-02

John Bankert

Corporate Officer/Principal

2010-02-28

Romano Castelli

Corporate Officer/Principal

2010-01-26

Richard Senkpeil

Corporate Officer/Principal

2009-09-15

Bob Moore

Corporate Officer/Principal

2009-09-08

Mark P. Naughton

General Counsel	2009-08-06	-
Corporate Secretary	2011-09-20	-

Jonathan Israel Berger

Director/Board Member

2009-08-06

Paul S. Erickson

Director of Finance/CFO	2009-08-06	2013-04-17
Corporate Officer/Principal	2013-04-17	-

Mark J. Weitz

Corporate Officer/Principal

2010-01-26

Lucius Taylor

Corporate Officer/Principal

2006-06-30

2007-07-31

Scott Aubitz

Private Equity Investor

1995-08-31

1999-05-31

Connie Stevens

Investor Relations Contact	-	2014-05-27
Public Communications Contact	-	-
Sales & Marketing	-	-

Gary Mintz

Chairman

2009-08-04

Michelle Kahan

Public Communications Contact	-	-
Sales & Marketing	-	-

Michael Kramer

Corporate Officer/Principal

James W. Lew

Corporate Officer/Principal

2003-08-31

David Seiden

Corporate Officer/Principal

Tom Schurr

Corporate Officer/Principal

Richard S. Hauer

Corporate Officer/Principal

2009-11-29

Dennis A. Mendoza

Corporate Officer/Principal

Michael A. Petruski

Corporate Officer/Principal

Carroll E. Combs

Corporate Officer/Principal

2009-11-29

Roger Meyers

Corporate Officer/Principal

2009-11-29

Kristi Goddard

Director/Board Member

2009-11-29

Bill Soncini

Corporate Officer/Principal

2000-12-31

Frederick P. Raccosta

Corporate Officer/Principal

Michael Marchlik

Sales & Marketing

Marc A. Swirsky

Corporate Officer/Principal

2009-09-15

Laura Wayman

Sales & Marketing

2010-01-19

Alex Dolle

Corporate Officer/Principal

Sandy Feldman

Corporate Officer/Principal

2009-11-29

Brian Yellen

Corporate Officer/Principal

2009-11-29

Jong-Doo Ahn

President

Ken Bloore

Corporate Officer/Principal

1999-12-31

Age distribution of managers

Parity Men Women

Male	17
Female	5

Of which Executive Committee

Male	8
Female	1

Of which Directors

Male	6
Female	3

Revisions

Revenue revisions (1 year)

Revenue revisions (4 months)

Revenue revisions (1 month)

EPS revisions (1 year)

EPS revisions (4 months)

ESG MSCI

ESG

ESG: Environment

ESG: Social

ESG: Governance

ESG: Controversy

ESG: Ethical controversies

ESG: Human rights controversies

ESG: Tax subsidies controversies

ESG: Sharia compliant

B. Riley Financial, Inc. operates a diversified financial services platform. Its Capital Markets segment provides investment banking and institutional brokerage services, fund and asset management services, and direct lending services. Its Wealth Management segment provides retail brokerage, investment management, and insurance and tax preparation services. Its Financial Consulting segment provides a variety of specialized advisory services spanning bankruptcy, restructuring, forensic accounting, crisis and litigation support, appraisal and valuation, real estate, and operations management. Its Auction and Liquidation provide retail liquidation services to help clients dispose of under-performing assets and generate cash from excess inventory. Its communications portfolio of companies consists of related businesses that it has acquired for attractive risk-adjusted investment return characteristics. Its Consumer Products segment is comprised of Targus, which is a multinational company.

Employees

2,383

Sector

Investment Banking & Brokerage Services

Calendar

Jul. 23 - Q2 2025 Earnings Release (Projected)

More about the company