Item 2.02. Results of Operations and Financial Condition.

On April 28, 2022, B. Riley Financial, Inc. (the "Company") issued a press release reporting its financial results for the fiscal quarter ended March 31, 2022. A copy of the press release is attached hereto as Exhibit 99.1.

Item 7.01. Regulation FD Disclosure.

Additionally, on April 28, 2022, in conjunction with the press release described above, the Company posted to its website at https://ir.brileyfin.com/events-and-presentations, certain supplemental financial information for the fiscal quarter ended March 31, 2022 and certain prior periods. A copy of the information is attached hereto as Exhibit 99.2.

The information set forth in this Current Report, including Exhibits 99.1 and 99.2 attached hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of such section. The information in this Current Report, including Exhibits 99.1 and 99.2 attached hereto, shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing to this Current Report.

Item 9.01. Financial Statements and Exhibits.





(d) Exhibits



Exhibit No.   Description
99.1            Earnings Release dated April 28, 2022
99.2            First Quarter 2022 Supplemental Financial Data dated April 28, 2022
104           Cover Page Interactive Data File (embedded within the Inline XBRL document)




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