Baidu : List of securities which has triggered the Market Surveillance Measures

Headline:

List of securities which has triggered the Market Surveillance Measures

Security Symbol: BIDU28C2210A, BILI28C2209B, HANA13P2207B, KCC, MAI, SET

Announcement Details

Level 1 : Excluded from Credit Limit and Cash Balance

Security	Symbol	Start date	End date
DERIVATIVE CALL WARRANTS ON BAIDU, INC. (9888) ISSUED	BIDU28C2210A	23-May-2022	27-May-2022
BY MACQUARIE SECURITIES (THAILAND) LIMITED LAST
TRADING IN OCTOBER 2022 # A
DERIVATIVE CALL WARRANTS ON BILIBILI INC. (9626) ISSUED	BILI28C2209B	23-May-2022	27-May-2022
BY MACQUARIE SECURITIES (THAILAND) LIMITED LAST
TRADING IN SEPTEMBER 2022 # B
DERIVATIVE PUT WARRANTS ON HANA MICROELECTRONICS	HANA13P2207B	23-May-2022	27-May-2022
PUBLIC COMPANY LIMITED ISSUED BY KGI SECURITIES
(THAILAND) PUBLIC COMPANY LIMITED LAST TRADING IN
JULY 2022 # B
Knight Club Capital Asset Management Public Company Limited	KCC	23-May-2022	10-Jun-2022
Extended Period
-	-	-	-
Level 2 : Prohibit Net Settlement, Excluded from Credit Limit and Cash Balance
Security	Symbol	Start date	End date
-	-	-	-
Extended Period
-	-	-	-

Level 3 : A One-day Suspension of Trading, followed by Prohibit Net Settlement, Excluded from Credit Limit and Cash Balance

Security	Symbol	Start date	End date
-	-	-	-
Extended Period
-	-	-	-
Remark

When a common stock has triggered the Market Surveillance Measures, securities of a listed company and securities with common stock as underlying assets (excluding DW) are also subject to the same measures which are as follows:

1. Cash Balance means each member must ensure that its customers pay the full amount in cash prior to trading.
2. Excluded from Credit Limit means the member must not use the security as collateral in the calculation of the customer's credit line in all types of account.
3. Prohibit Net Settlement means the member must not offset the trading value of buy amount and sell amount of a certain security on a given day. (The amount received from sale of the particular security will be credited back on the following day.)

Please note that the main factors used as criteria for the restricted securities above are the turnover ratio, the trading value and the price not corresponding with the fundamental factors such as P/E ratio, etc.