BAYER AG DGAP Voting Rights Announcement: Bayer Aktiengesellschaft Bayer Aktiengesellschaft: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2021-09-13 / 09:22 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings 1. Details of issuer
Name: Bayer Aktiengesellschaft
Street: Kaiser-Wilhelm-Allee 1
Postal code: 51373
City: Leverkusen
Germany
Legal Entity Identifier (LEI): 549300J4U55H3WP1XT59
2. Reason for notification
Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, DE, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
07 Sep 2021
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 0.05 % 5.01 % 5.06 % 982424082
Previous 0.09 % 4.94 % 5.03 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
US0727303028 0 134308 0 % 0.01 %
DE000BAY0017 0 363528 0 % 0.04 %
Total 497836 0.05 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion Voting rights absolute Voting rights in %
period
Right To Recall Open 5040211 0.51 %
Swap 28.05.2027 232473 0.02 %
Call Warrant 28.05.2027 108771 0.01 %
Future 17.06.2022 3416972 0.35 %
Call Option 20.12.2024 8435408 0.86 %
Total 17233836 1.75 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights
instrument date period settlement absolute in %
Call Warrant 31.12.2030 Cash 2864353 0.29 %
Put Warrant 31.12.2030 Cash 453648 0.05 %
Swap 08.09.2031 Cash 9975265 1.02 %
Call Option 31.03.2035 Cash 3398496 0.35 %
Put Option 20.12.2030 Cash 917307 0.09 %
Forward 20.12.2024 Cash 901596 0.09 %
Future 20.12.2030 Cash 11092065 1.13 %
Put Option 15.12.2023 Physical 2340000 0.24 %
Total 31942730 3.25 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
The Goldman Sachs Group, % % %
Inc.
GSAM Holdings LLC % % %
Goldman Sachs Asset % % %
Management, L.P.
- % % %
The Goldman Sachs Group, % % %
Inc.
GS Global Markets, Inc. % % %
Goldman Sachs Finance Corp % % %
International Ltd
- % % %
The Goldman Sachs Group, % % %
Inc.
Goldman Sachs (UK) L.L.C. % % %
Goldman Sachs Group UK % % %
Limited
Goldman Sachs International % % %
Bank
- % % %
The Goldman Sachs Group, % % %
Inc.
Goldman Sachs Bank USA % % %
Goldman Sachs Bank Europe % % %
SE
- % % %
The Goldman Sachs Group, % % %
Inc.
Goldman, Sachs & Co. % % %
Wertpapier GmbH
- % % %
The Goldman Sachs Group, % % %
Inc.
Goldman Sachs Non-US % % %
Americas Holdings LLC
Goldman Sachs Non-US % % %
Americas Holdings II LLC
GSEM Bermuda Holdings, L.P. % % %
GS Equity Markets, L.P. % % %
- % % %
The Goldman Sachs Group, % % %
Inc.
Folio Financial, Inc. % % %
Folio Investments Inc. % % %
- % % %
The Goldman Sachs Group, % % %
Inc.
GS Finance Corp. % % %
- % % %
The Goldman Sachs Group, % % %
Inc.
(MORE TO FOLLOW) Dow Jones Newswires
September 13, 2021 03:23 ET (07:23 GMT)
