Item 7.01. Regulation FD Disclosure.
On
The information furnished pursuant to Items 7.01 and 9.01, including Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities under that Section, and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.
Forward-Looking Statements
This Current Report on Form 8-K may contain "forward-looking statements" within
the meaning of the Private Securities Litigation Reform Act of 1995. Statements
that are not historical in nature, and which may be identified by the use of
words such as "expects," "assumes," "projects," "anticipates," "estimates," "we
believe," "could be," "on track" and other words of similar meaning, are
forward-looking statements. These risks and uncertainties include those risk
factors discussed in Part I, "Item 1A. Risk Factors" of our Annual Report on
Form 10-K for the fiscal year ended
Factors that could cause actual results to differ materially from those contemplated by the forward-looking statements include:
•the potential impact and effects of the Covid-19 pandemic ("Covid-19") on the business of Broadridge, Broadridge's results of operations and financial performance, any measures Broadridge has and may take in response to Covid-19 and any expectations Broadridge may have with respect thereto; •the success of Broadridge in retaining and selling additional services to its existing clients and in obtaining new clients; •Broadridge's reliance on a relatively small number of clients, the continued financial health of those clients, and the continued use by such clients of Broadridge's services with favorable pricing terms; •a material security breach or cybersecurity attack affecting the information of Broadridge's clients; •changes in laws and regulations affecting Broadridge's clients or the services provided by Broadridge; •declines in participation and activity in the securities markets; •the failure of Broadridge's key service providers to provide the anticipated levels of service; •a disaster or other significant slowdown or failure of Broadridge's systems or error in the performance of Broadridge's services; •overall market, economic and geopolitical conditions and their impact on the securities markets; •Broadridge's failure to keep pace with changes in technology and the demands of its clients; •Broadridge's ability to attract and retain key personnel; •the impact of new acquisitions and divestitures; and •competitive conditions.
There may be other factors that may cause our actual results to differ materially from the forward-looking statements. Our actual results, performance or achievements could differ materially from those expressed in, or implied by, the forward-looking statements. We can give no assurances that any of the events anticipated by the forward-looking statements will occur or, if any of them do, what impact they will have on our results of operations and financial condition. You should carefully read the factors described in the "Risk Factors" section of the 2021
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Annual Report for a description of certain risks that could, among other things, cause our actual results to differ from these forward-looking statements.
Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 99.1Broadridge Financial Solutions, Inc. May 2022 Investor Presentation. 104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.
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