Item 2.02. Results of Operations and Financial Condition.

On October 30, 2020, Broadridge Financial Solutions, Inc. ("Broadridge" or the "Company") issued a press release announcing its financial results for the first quarter of fiscal year 2021 ended September 30, 2020. On October 30, 2020, the Company also posted an Earnings Webcast & Conference Call Presentation dated October 30, 2020 on the Company's Investor Relations website at www.broadridge-ir.com. Copies of the press release and earnings presentation are being furnished as Exhibits 99.1 and 99.2, attached hereto, respectively, and are incorporated herein by reference.

The information furnished pursuant to Items 2.02 and 9.01, including Exhibits 99.1and 99.2, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities under that Section, and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.

Forward-Looking Statements

This Current Report on Form 8-K may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. Statements that are not historical in nature, and which may be identified by the use of words such as "expects," "assumes," "projects," "anticipates," "estimates," "we believe," "could be" and other words of similar meaning, are forward-looking statements. These risks and uncertainties include those risk factors discussed in Part I, "Item 1A. Risk Factors" of our Annual Report on Form 10-K for the fiscal year ended June 30, 2020 (the "2020 Annual Report"), as they may be updated in any future reports filed with the Securities and Exchange Commission. All forward-looking statements speak only as of the date of this 8-K and are expressly qualified in their entirety by reference to the factors discussed in the 2020 Annual Report. These statements are based on management's expectations and assumptions and are subject to risks and uncertainties that may cause actual results to differ materially from those expressed. Factors that could cause actual results to differ materially from those contemplated by the forward-looking statements include:



•the potential impact and effects of the Covid-19 pandemic ("Covid-19") on the
business of Broadridge, Broadridge's results of operations and financial
performance, any measures Broadridge has and may take in response to Covid-19
and any expectations Broadridge may have with respect thereto;
•the success of Broadridge in retaining and selling additional services to its
existing clients and in obtaining new clients;
•Broadridge's reliance on a relatively small number of clients, the continued
financial health of those clients, and the continued use by such clients of
Broadridge's services with favorable pricing terms;
•a material security breach or cybersecurity attack affecting the information of
Broadridge's clients;
•changes in laws and regulations affecting Broadridge's clients or the services
provided by Broadridge;
•declines in participation and activity in the securities markets;
•the failure of Broadridge's key service providers to provide the anticipated
levels of service;
•a disaster or other significant slowdown or failure of Broadridge's systems or
error in the performance of Broadridge's services;
•overall market and economic conditions and their impact on the securities
markets;
•Broadridge's failure to keep pace with changes in technology and the demands of
its clients;
•Broadridge's ability to attract and retain key personnel;
•the impact of new acquisitions and divestitures; and
•competitive conditions.

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There may be other factors that may cause our actual results to differ materially from the forward-looking statements. Our actual results, performance or achievements could differ materially from those expressed in, or implied by, the forward-looking statements. We can give no assurances that any of the events anticipated by the forward-looking statements will occur or, if any of them do, what impact they will have on our results of operations and financial condition. You should carefully read the factors described in the "Risk Factors" section of the 2020 Annual Report for a description of certain risks that could, among other things, cause our actual results to differ from these forward-looking statements.




Item 9.01. Financial Statements and Exhibits.
Exhibits. The following exhibits are filed herewith:

Exhibit No.         Description
       99.1           Broadridge Financial Solutions, Inc. Press Release dated October 30,
                    2020.
       99.2           Broadridge Financial Solutions, Inc. Earnings Webcast & Conference Call
                    Presentation dated October 30, 2020.
        104         Cover Page Interactive Data File - the cover page XBRL tags are embedded
                    within the Inline XBRL document.

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