Scale a Global Fintech Leader for Governance and Investing

Extend our Governance Franchise

Grow Capital Markets

Build Wealth and Investment Management

Expand International

Drive Shareholder Returns Through the Broadridge Financial Model

Agenda

Tim Gokey

Bob Schifellite, Dorothy Flynn, Cindy Dash, and Doug DeSchutter

Tom Carey and Vijay Mayadas

Chris Perry and Mike Alexander

Samir Pandiri

Edmund Reese

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Forward-Looking Statements

The Broadridge 2020 Investor Day presentations and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, Inc. ("Broadridge" or the "Company") may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform

Act of 1995. Statements that are not historical in nature, and which may be identified by the use of words such as "expects," "assumes," "projects," "anticipates," "estimates," "we believe," "could be," and other words of similar meaning are forward-looking statements. In particular, statements about

our Fiscal 2021 Guidance and three-year objectives are forward-looking statements.

These statements are based on management's expectations and assumptions and are subject to risks and uncertainties that may c ause actual results to differ materially from those expressed. These risks and uncertainties include those riskfactors discussed in Part I, "Item 1 A. Risk Factors" of the Annual

Report on Form 10-K for the year ended June 30, 2020 (the "2020 Annual Report"), as they may be updated in any future reports fi led with the Securities

and Exchange Commission. All forward-looking statements speak only as of the date of this presentation and are expressly qualified in their entirety by reference to the factors discussed in the 2020 Annual Report. These risks include:

  • The potential impact and effects of the Covid-19 pandemic ("Covid-19") on the business of Broadridge, Broadridge's results of operations and financial performance, any measures Broadridge has and may take in response to Covid-19 and any expectations Broadridge may have with respect thereto;
  • The success of Broadridge in retaining and selling additional services to its existing clients andin obtaining new clients;
  • Broadridge's reliance on a relatively small number of clients, the continued financial health of those clients, and the continued use by such clients of
    Broadridge's services with favorable pricing terms;
  • A material security breach or cybersecurity attack affecting the information of Broadridge's clients;
  • Changes in laws and regulations affecting Broadridge's clients or the services provided by Broadridge;
  • Declines in participationand activity in the securities markets;
  • The failure of Broadridge's key service providers to provide the anticipated levels of service;
  • A disaster or other significant slowdown or failure of Broadridge's systems or error in the performance of Broadridge's servi ces;
  • Overall market and economic conditions and their impact on the securities markets;
  • Broadridge's failure to keep pace with changes in technology and the demands of its clients;
  • Broadridge's ability to attract and retain key personnel;
  • The impact of new acquisitions and divestitures; and competitive conditions.

Broadridge disclaims any obligation to update or revise forward-looking statements that may be made to reflect events or circums tances that arise after the date made or to reflect the occurrence of unanticipated events, other than as required by law.

Use of Material Contained Herein

The information contained in the Broadridge 2020 Investor Day presentations is being provided for your convenience and information only. This information is accurate as of the date of its initial presentation. If you plan to use this information for any purpose, veri fication of its continued accuracy is your responsibility. Broadridge assumes no duty to update or revise the information contained in this presentation.

The Broadridge 2020 Investor Day presentations are posted on the Company's Investor Relations website at www.broadridge-ir.com and are alsoincluded

as Exhibit 99.1 to the Company's Form 8-K dated December 10, 2020.

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Use of Non-GAAP Financial Measures

Explanation and Reconciliation of the Company's Use of Non-GAAP Financial Measures

The Company's results in this presentation are presented in accordance with U.S. generally accepted accounting principles ("GAAP")

except where otherwise noted. In certain circumstances, results have been presented that are not generally accepted accountin g principles measures ("Non-GAAP"). These Non-GAAP measures are Adjusted Operating income, Adjusted Operating income margin, Adjusted Net earnings, Adjusted earnings per share, and Free cash flow. These Non-GAAP financial measures should be viewed in addition to, and not as a substitute for, the Company's reported results.

The Company believes our Non-GAAP financial measures help investors understand how management plans, measures and evaluates the Company's business performance. Management believes that Non-GAAP measures provide consistency in its financial reporting and facilitates investors' understanding of the Company's operating results and trends by providing an additional basis for comparison. Management uses these Non-GAAP financial measures to, among other things, evaluate our ongoing operations, and for internal planning and forecasting purposes. In addition, and as a consequence of the importance of these Non -GAAP financial measures in managing our business, the Company's Compensation Committee of the Board of Directors incorporates Non -GAAP financial measures in the evaluation process for determining management compensation.

In the appendix you will find further explanation of our Non-GAAP Measures, the reasons we believe these Non-GAAP measures are helpful to our investors, and reconciliations of these Non-GAAP measures to the most directly comparable GAAP measures.

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Broadridge Financial Solutions Inc. published this content on 10 December 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 10 December 2020 16:38:01 UTC