Item 8.01 Other Events.
On
The foregoing description of the Underwriting Agreement, Notes and other documents relating to this transaction does not purport to be complete and is qualified in its entirety by reference to the full text of these securities and documents, forms or copies of which are attached as exhibits to this Current Report on Form 8-K and are incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits Exhibit No. Description 1.1 Underwriting Agreement datedDecember 2, 2021 4.1 Senior Indenture dated as ofNovember 1, 1996 betweenCapital One Financial Corporation andThe Bank of New York Mellon Trust Company, N.A. , formerly known asThe Bank of New York Trust Company, N.A. (as successor toHarris Trust andSavings Bank ), as trustee (incorporated by reference to Exhibit 4.1 of the Company's Report on Form 8-K, filed onNovember 13, 1996 ) 4.2 First Supplemental Indenture dated as ofNovember 2, 2021 to the Senior Indenture dated as ofNovember 1, 1996 betweenCapital One Financial Corporation andThe Bank of New York Mellon Trust Company, N.A. , formerly known asThe Bank of New York Trust Company, N.A. (as successor toHarris Trust andSavings Bank ), as trustee (incorporated by reference to Exhibit 4.2 of the Company's Report on Form 8-K, filed onNovember 2, 2021 ) 4.3 Form of 1.343% Fixed-to-Floating Rate Senior Note due 2024 4.4 Form of Floating Rate Senior Note due 2024 5.1 Opinion ofDavis Polk & Wardwell LLP 23.1 Consent ofDavis Polk & Wardwell LLP (included in Exhibit 5.1) 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL 1
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