Item 1.01 Entry into a Material Definitive Agreement.
OnSeptember 10, 2021 ,Capital Southwest Corporation (the "Company") entered into the Limited Consent and Amendment No. 1 (the "Consent and Amendment") to the Second Amended and Restated Senior Secured Revolving Credit Agreement (the "Credit Agreement") by and among the Company, as borrower,Capital Southwest Equity Investments, Inc. , as subsidiary guarantor,ING Capital LLC as administrative agent (the "Administrative Agent"), the lenders from time to time party to the Credit Agreement (the "Lenders"), andTexas Capital Bank, N.A. , as documentation agent. The Consent and Amendment provides that, effective as ofAugust 26, 2021 , the Administrative Agent and Lenders signatory to the Consent and Amendment (i) consented to the classification of the Company's 3.375% Notes due 2026 with a maturity date ofOctober 1, 2026 as Unsecured Longer-Term Indebtedness within the meaning of the Credit Agreement, and (ii) amended certain provisions of the Credit Agreement to reflect the foregoing. The description of the Consent and Amendment contained herein is not intended to be complete and is qualified in its entirety by reference to the full text of the Consent and Amendment, a copy of which is attached as Exhibit 10.1 to this Current Report on Form 8-K, and is incorporated herein by reference.
Item 2.03 Creation of a Direct Financial Obligation or an Obligation Under an Off-Balance Sheet Arrangement of a Registrant.
The information provided in Item 1.01 of this Current Report on Form 8-K is incorporated in this Item 2.03 by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit No. Description
10.1 Limited Consent and Amendment No. 1 to Second
Amended and Restated Senior
Secured Revolving Credit Agreement, dated as of
by and amongCapital Southwest Corporation , as
Borrower,
Equity Investments, Inc. , as Subsidiary Guarantor,
the lenders party thereto,
andING Capital LLC , as Administrative Agent
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