For personal use only
8 June 2022
ASX Market Announcements
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
APPENDIX 3Y NOTICES
In accordance with ASX Listing Rule 3.19A.2, please find enclosed Appendix 3Y notices on behalf of Stephen Boston, Robin Scrimgeour, Bruce Kay and James Champion de Crespigny.
The notices reflect the lapse of listed options in Catalyst Metals Limited (Company). The delay in lodgement of the notices was due to an inadvertent administrative oversight.
Formal arrangements are in place with each director of the Company as contemplated by ASX Listing Rule 3.19B and Guidance Note 22, whereby each director agrees and undertakes to provide the Company with details of any changes to their notifiable interests, within the time frames required by ASX Listing Rule 3.19A. These reporting requirements are also enshrined in the Company's securities trading policy. In addition, the reporting of changes in directors interests is a standing agenda item for Board meetings.
The Company's existing arrangements are considered adequate and the late lodgement of these Appendix 3Y notices was an isolated incident.
Authorised by:
Frank Campagna
Company Secretary
Unit 9, 331-335 Hay Street, Subiaco WA 6008 | PO Box 416, Subiaco WA 6904 |
Telephone: (61-8) 6107 5878 | Email: admin@catalystmetals.com.au |
www.catalystmetals.com.au | ABN 54 118 912 495 |
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Rule 3.19A.2
For personal use only
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity | Catalyst Metals Limited |
ABN | 54 118 912 495 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Stephen James Boston |
Date of last notice | 13 January 2022 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust.
In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct and indirect | |
Nature of indirect interest | Trapine Pty Ltd (beneficial interest) | |
(including registered holder) | Merewether Pty Ltd (beneficial interest) | |
Note: Provide details of the circumstances | Elshaw Pty Ltd (beneficial interest) | |
giving rise to the relevant interest | ||
Sarah Boston Trust A/C (trustee) | ||
Date of change | 31 May 2022 | |
Number of securities | 5,750,727 | ordinary shares |
held prior to change | ||
458,477 | listed options (31.05.22) | |
Class | Listed options | |
Number acquired | ||
Number disposed | 458,477 (lapse of options) | |
Value/Consideration | Nil | |
Note: If consideration is non-cash, provide | ||
details and estimated valuation | ||
+ See chapter 19 for defined terms.
01/01/2011 | Appendix 3Y Page 1 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Number of securities | 5,750,727 ordinary shares |
held after change | |
Nature of change | Lapse of listed options. |
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Part 2 - Change of director's interests in contracts
In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Details of contract
Nature of interest
Name of registered holder (if issued securities)
Date of change
Number and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change
Part 3 - +Closed period
Were the interests in the securities or contracts | No |
detailed above traded during a +closed period where | |
prior written clearance was required? | |
If so, was prior written clearance provided to allow | |
the trade to proceed during this period? | |
If prior written clearance was provided, on what date | |
was this provided? | |
+ See chapter 19 for defined terms.
01/01/2011 | Appendix 3Y Page 2 |
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Rule 3.19A.2
For personal use only
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity | Catalyst Metals Limited |
ABN | 54 118 912 495 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Robin MacDiarmid Campbell Scrimgeour |
Date of last notice | 23 March 2022 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust.
In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect | |
Nature of indirect interest | HSBC Custody Nominees (Australia) Limited - beneficial holder | |
(including registered holder) | ||
Note: Provide details of the circumstances | ||
giving rise to the relevant interest | ||
Date of change | 31 May 2022 | |
Number of securities | 5,485,017 | ordinary shares |
held prior to change | ||
531,074 | listed options (31.05.22) | |
Class | Listed options | |
Number acquired | ||
Number disposed | 531,074 (lapse of options) | |
Value/Consideration | Nil | |
Note: If consideration is non-cash, provide | ||
details and estimated valuation | ||
+ See chapter 19 for defined terms.
01/01/2011 | Appendix 3Y Page 1 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Number of securities | 5,485,017 ordinary shares |
held after change |
Nature of change | Lapse of listed options. |
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Part 2 - Change of director's interests in contracts
In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Details of contract
Nature of interest
Name of registered holder (if issued securities)
Date of change
Number and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change
Part 3 - +Closed period
Were the interests in the securities or contracts | No |
detailed above traded during a +closed period where | |
prior written clearance was required? | |
If so, was prior written clearance provided to allow | |
the trade to proceed during this period? | |
If prior written clearance was provided, on what date | |
was this provided? | |
+ See chapter 19 for defined terms.
01/01/2011 | Appendix 3Y Page 2 |
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Catalyst Metals Limited published this content on 08 June 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 08 June 2022 09:01:06 UTC.