(incorporated by reference from Exhibit 10.4 to the Company's Annual Report on Form 10-K for the year ended December 31, 2012)*

10.6 Form of Nonqualified Stock Option Award pursuant to the 2006 Long-Term Incentive Plan, dated March 5, 2012

(incorporated by reference from Exhibit 10.5 to the Company's Annual Report on Form 10-K for the year ended December 31, 2012)*

10.7 Form of Restricted Stock Unit Award pursuant to the 2014 Long-Term Incentive Plan for awards granted after

2017 (incorporated by reference from Exhibit 10.2 to the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 2018)*

10.8 Form of Restricted Stock Unit Award for Directors pursuant to the 2014 Long-Term Incentive Plan for awards

granted after 2017 (incorporated by reference to Exhibit 10.10 to the Company's Annual Report on Form 10-K for the year ended December 31, 2018)*

10.9 Form of Nonqualified Stock Option Award pursuant to the 2014 Long-Term Incentive Plan (incorporated by

reference from Exhibit 10.9 to the Company's Annual Report on Form 10-K for the year ended December 31, 2014)*

10.10 Form of Nonqualified Stock Option Award pursuant to the 2014 Long-Term Incentive Plan for awards granted

after 2015 (incorporated by reference from Exhibit 10.12 to the Company's Annual Report on Form 10-K for the year ended December 31, 2015)*

10.11 Form of Nonqualified Stock Option Award pursuant to the 2014 Long-Term Incentive Plan for awards granted

after 2017 (incorporated by reference from Exhibit 10.3 to the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 2018)*

10.12 Form of Nonqualified Stock Option Award pursuant to the 2014 Long-Term Incentive Plan for awards granted

after 2018 (incorporated by reference to Exhibit 10.3 to the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 2019)*

10.13 Addendum to Form of Nonqualified Stock Option Award pursuant to the 2006 and 2014 Long-Term Incentive

Plans for awards granted prior to March 4, 2019 (incorporated by reference from Exhibit 10.4 to the Company's Quarterly Report on Form 10-Q for the quarter ended March 30, 2019)*

10.14 Form of Performance-Based Restricted Stock Unit Award pursuant to the 2014 Long-Term Incentive Plan for

awards granted after 2016 (incorporated by reference from Exhibit 10.18 to the Company's Annual Report on Form 10-K for the year ended December 31, 2016)*

10.15 Form of Performance-Based Restricted Stock Unit Award pursuant to the 2014 Long-Term Incentive Plan for

awards granted after 2017 (incorporated by reference from Exhibit 10.4 to the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 2018)*

10.16 Form of Performance-Based Restricted Stock Unit Award pursuant to the 2014 Long-Term Incentive Plan for

awards granted after 2018 (incorporated by reference to Exhibit 10.4 to the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 2019)*

10.17 Caterpillar Inc. Supplemental Retirement Plan (formerly known as the Caterpillar Inc. Supplemental Pension

Benefit Plan), amended and restated effective January 1, 2020*

10.18 Caterpillar Inc. Supplemental Employees' Investment Plan, amended and restated as of May 15, 2017

(incorporated by reference from Exhibit 10.3 to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2017)*

10.19 First Amendment to the Caterpillar Inc. Supplemental Employees' Investment Plan, effective as of July, 24, 2017

(incorporated by reference from Exhibit 10.22 to the Company's Annual Report on Form 10-K for the year ended December 31, 2017)*

10.20 Second Amendment to the Caterpillar Inc. Supplemental Employees' Investment Plan, dated December 14, 2018

(incorporated by reference to Exhibit 10.22 the Company's Annual Report on Form 10-K for the year ended December 31, 2018)*

10.21 Caterpillar Inc. Directors' Deferred Compensation Plan, as amended and restated effective July 1, 2018

(incorporated by reference from Exhibit 10.4 to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2018)*

10.22 First Amendment to the Caterpillar Inc. Directors' Deferred Compensation Plan dated January 22, 2019

(incorporated by reference to Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 2019)*

10.23 Caterpillar Inc. Directors' Charitable Award Program, as amended and restated effective April 1, 2008

(incorporated by reference from Exhibit 10.7 to the Company's Annual Report on Form 10-K for the year ended December 31, 2008)*

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10.24 Caterpillar Inc. Deferred Employees' Investment Plan amended and restated as of May 15, 2017 (incorporated by

reference from Exhibit 10.4 to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2017)*

10.25 First Amendment to the Caterpillar Inc. Deferred Employees' Investment Plan, effective as of July 24, 2017

(incorporated by reference to Exhibit 10.27 to the Company's Annual Report on Form 10-K for the year ended December 31, 2018)*

10.26 Second Amendment to the Caterpillar Inc. Deferred Employees' Investment Plan, dated December 14, 2018

(incorporated by reference to Exhibit 10.27 to the Company's Annual Report on Form 10-K for the year ended December 31, 2018)*

10.27 Caterpillar Inc. Supplemental Deferred Compensation Plan amended and restated as of May 15, 2017

(incorporated by reference from Exhibit 10.5 to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2017)*

10.28 First Amendment to the Caterpillar Inc. Supplemental Deferred Compensation Plan, effective as of July 24, 2017

(incorporated by reference from Exhibit 10.28 to the Company's Annual Report on Form 10-K for the year ended December 31, 2017)*

10.29 Second Amendment to the Caterpillar Inc. Supplemental Deferred Compensation Plan, dated December 14, 2018

(incorporated by reference to Exhibit 10.30 to the Company's Annual Report on Form 10-K for the year ended December 31, 2018)*

10.30 Third Amendment to the Caterpillar Inc. Supplemental Deferred Compensation Plan effective January 1, 2019

(incorporated by reference from Exhibit 10.32 to the Company's Annual Report on Form 10-K for the year ended December 31, 2019)*

10.31 Solar Turbines Incorporated Managerial Retirement Objective Plan, as amended and restated through first

amendment, dated December 10, 2014 (incorporated by reference from Exhibit 10.19 to the Company's Annual Report on Form 10-K for the year ended December 31, 2014)*

10.32 Solar Turbines Incorporated Pension Plan for European Foreign Service Employees, as amended and restated,

effective January 1, 2015 (incorporated by reference from Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 2015)*

10.33 First Amendment to the Solar Turbines Incorporated Pension Plan for European Foreign Service Employees

effective January 1, 2020 (incorporated by reference from Exhibit 10.35 to the Company's Annual Report on Form 10-K for the year ended December 31, 2019)*

10.34 Revised Letter Agreement by and between Caterpillar Inc. and Andrew Bonfield dated August 28, 2018

(incorporated by reference from Exhibit 10.6 to the Company's Quarterly Report on Form 10-Q for the quarter ended September 30, 2018)*

10.35 Retention and Retirement Agreement dated July 31, 2017 (incorporated by reference from Exhibit 10.1 to the

Company's Current Report on Form 8-K filed August 1, 2017)*

10.36 First Amendment to Retention and Retirement Agreement by and between Caterpillar Inc. and Bradley M.

Halverson dated February 19, 2018 (incorporated by reference from Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 2018)*

10.37 Retention and Retirement Agreement dated April 6, 2018, by and between Caterpillar Inc. and Robert Brian

Charter (incorporated by reference from Exhibit 10.1 to the Company's Current Report on Form 8-K filed on April 10, 2018)*

10.38 Mercer Super Trust CatSuper Special Arrangement Agreement between Caterpillar of Australia PTY LTD and

Robert Brian Charter dated June 26, 2007 (incorporated by reference from Exhibit 10.38 to the Company's Annual Report on Form 10-K filed on February 14, 2019)*

10.39 Mercer Super Trust CatSuper Special Arrangement Agreement, by and between Caterpillar of Australia PTY

LTD. and Robert Brian Charter dated April 4, 2018 (incorporated by reference from Exhibit 10.2 to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2018)*

10.40 Time Share Agreement dated January 10, 2017 (incorporated by reference from Exhibit 10.29 to the Company's

Annual Report on Form 10-K filed December 31, 2016)*

10.41 Credit Agreement (2020 364-Day Facility) dated September 3, 2020, among the Company, Caterpillar Financial

Services Corporation, Caterpillar International Finance Designated Activity Company, Caterpillar Finance Kabushiki Kaisha, certain financial institutions named therein, Citibank N.A., as Agent, Citibank Europe plc, UK Branch, as Local Currency Agent, and MUFG Bank, LTD., as Japan Local Currency Agent (incorporated by reference from Exhibit 10.1 to the Company's Current Report on Form 8-K filed September 8, 2020)

10.42 Local Currency Addendum to the 2020 364-Day Facility dated September 3, 2020, among Caterpillar Financial

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