CATERPILLAR INC. 
Interest expense excluding Financial Products.......... 142 142 - -
Other income (expense)......................... 325 231 19 75 3
Consolidated profit before taxes..................... 1,997 1,753 244
Provision (benefit) for income taxes................. 475 412 63
Profit of consolidated companies................... 1,522 1,341 181
Equity in profit (loss) of unconsolidated affiliated companies 9 12 - (3) 4
Profit of consolidated and affiliated companies........... 1,531 1,353 181 (3)
Less: Profit (loss) attributable to noncontrolling interests...... 1 1 3 (3) 5
Profit 6
USD 1,352 USD 178 USD -
........................................USD 1,530 1 Elimination of Financial Products' revenues earned from ME&T.
2 Elimination of net expenses recorded by ME&T paid to Financial Products.
3 Elimination of discount recorded by ME&T on receivables sold to Financial Products and of interest earned between ME&T and Financial Products as well as dividends paid by Financial Products to ME&T.
4 Elimination of equity profit (loss) earned from Financial Products' subsidiaries partially owned by ME&T subsidiaries.
5 Elimination of noncontrolling interest profit (loss) recorded by Financial Products for subsidiaries partially owned by ME&T subsidiaries.
6 Profit attributable to common shareholders.
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Caterpillar Inc. Supplemental Data for Results of Operations For the Three Months Ended March 31, 2020 (Unaudited) (Millions of dollars)
Supplemental Consolidating Data
Consolidated Machinery, Financial Consolidating
Sales and revenues: Energy &
Transportation Products Adjustments
Sales of Machinery, Energy & Transportation.......... USD 9,914 USD 9,914 USD - USD
Revenues of Financial Products.................... 721 - 830 (109) 1
Total sales and revenues........................ 10,635 9,914 830 (109)
Operating costs:
Cost of goods sold............................. 7,266 7,267 (1) 2
Selling, general and administrative expenses........... 1,121 940 182 (1) 2
Research and development expenses................ 356 356 -
Interest expense of Financial Products............... 175 - 176 (1) 3
Other operating (income) expenses................. 313 10 320 (17) 2
Total operating costs........................... 9,231 8,573 678 (20)
Operating profit................................ 1,404 1,341 152 (89)
Interest expense excluding Financial Products.......... 113 112 - 1 3
Other income (expense)........................ 222 179 (47) 90 4
Consolidated profit before taxes..................... 1,513 1,408 105
Provision (benefit) for income taxes................. 425 397 28
Profit of consolidated companies................... 1,088 1,011 77
Equity in profit (loss) of unconsolidated affiliated companies 5 9 (4) 5
Profit of consolidated and affiliated companies.......... 1,093 1,020 77 (4)
Less: Profit (loss) attributable to noncontrolling interests...... 1 1 4 (4) 6
Profit 7
USD 1,019 USD 73 USD -
............................................ USD 1,092 1 Elimination of Financial Products' revenues earned from ME&T.
2 Elimination of net expenses recorded by ME&T paid to Financial Products.
3 Elimination of interest expense recorded between Financial Products and ME&T.
4 Elimination of discount recorded by ME&T on receivables sold to Financial Products and of interest earned between ME&T and Financial Products as well as dividends paid by Financial Products to ME&T.
5 Elimination of equity profit (loss) earned from Financial Products' subsidiaries partially owned by ME&T subsidiaries.
6 Elimination of noncontrolling interest profit (loss) recorded by Financial Products for subsidiaries partially owned by ME&T subsidiaries.
7 Profit attributable to common shareholders.
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Caterpillar Inc. Supplemental Data for Financial Position At March 31, 2021 (Unaudited) (Millions of dollars)
Supplemental Consolidating Data
Assets Consolidated Machinery, Financial Consolidating
Energy & Products Adjustments
Current assets: Transportation
Cash and short-term investments...................... USD 11,342 USD 10,492 USD 850 USD -
Receivables - trade and other........................ 7,955 3,020 501 4,434 1,2
Receivables - finance.............................. 9,333 - 13,896 (4,563) 2
Prepaid expenses and other current assets 1,802 1,399 544 (141) 3
.................
Inventories..................................... 12,149 12,149 - -
Total current assets.................................. 42,581 27,060 15,791 (270)
Property, plant and equipment - net 12,132 8,185 3,947 -
.......................
Long-term receivables - trade and other 1,115 333 169 613 1,2
....................
Long-term receivables - finance......................... 11,966 - 12,604 (638) 2
Noncurrent deferred and refundable income taxes 1,391 1,933 103 (645) 4
..............
Intangible assets.................................... 1,246 1,246 - -
Goodwill......................................... 6,343 6,343 - -
Other assets....................................... 3,955 3,260 1,899 (1,204) 5
Total assets........................................ USD 80,729 USD 48,360 USD 34,513 USD (2,144)
Liabilities
Current liabilities:
Short-term borrowings............................. USD 3,625 USD - USD 3,625 USD -
Short-term borrowings with consolidated companies - - - -
.........
Accounts payable................................ 6,694 6,597 226 (129) 6
Accrued expenses................................ 3,574 3,174 400 -
Accrued wages, salaries and employee benefits 1,283 1,256 27 -
.............
Customer advances............................... 1,168 1,168 - -
Dividends payable................................ - - - -
Other current liabilities............................. 2,035 1,558 640 (163) 4,7
Long-term debt due within one year.................... 8,199 1,301 6,898 -
Total current liabilities................................ 26,578 15,054 11,816 (292)
Long-term debt due after one year........................ 26,356 9,776 16,605 (25) 8
Liability for postemployment benefits 6,698 6,697 1 -
......................
Other liabilities..................................... 4,480 3,804 1,394 (718) 4
Total liabilities..................................... 64,112 35,331 29,816 (1,035)
Commitments and contingencies
Shareholders' equity
Common stock..................................... 6,215 6,215 919 (919) 9
Treasury stock..................................... (25,049) (25,049) - -
Profit employed in the business.......................... 36,697 32,443 4,243 11 9
Accumulated other comprehensive income (loss) (1,290) (627) (663) -
..............
Noncontrolling interests............................... 44 47 198 (201) 9
Total shareholders' equity............................. 16,617 13,029 4,697 (1,109)
Total liabilities and shareholders' equity USD 80,729 USD 48,360 USD 34,513 USD (2,144)
................... 1 Elimination of receivables between ME&T and Financial Products.
2 Reclassification of ME&T's trade receivables purchased by Financial Products and Financial Products' wholesale inventory receivables.
3 Elimination of ME&T's insurance premiums that are prepaid to Financial Products.
4 Reclassification reflecting required netting of deferred tax assets/liabilities by taxing jurisdiction.
5 Elimination of other intercompany assets between ME&T and Financial Products.
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