Item 5.02.Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Cboe Global Markets, Inc. (the "Company") announced on March 24, 2021 the
appointment of Bryan Harkins to Executive Vice President, President BIDS
Trading. In connection with such appointment and change in role, on May 13, 2021
the Company granted Mr. Harkins a special one-time award of restricted stock
units, with a grant date value of $200,000, which will vest on May 13, 2024,
subject to Mr. Harkins' continuous employment with the Company through such
Item 5.07.Submission of Matters to a Vote of Security Holders.
The results of voting for each matter submitted to a vote of stockholders at the
2021 Annual Meeting of Stockholders (the "Annual Meeting") of the Company held
on May 13, 2021 are set forth below.
At the Annual Meeting, the persons whose names are set forth below were elected
as directors, constituting the entire Board of Directors of the Company.
Relevant voting information for each person follows:
Director Nominee For Against Abstain Broker Non-votes
Edward T. Tilly 73,592,762 5,799,653 1,394,618 9,194,034
Eugene S. Sunshine 75,026,497 5,087,449 673,087 9,194,034
William M. Farrow III 79,357,157 752,622 677,254 9,194,034
Edward J. Fitzpatrick 78,374,908 1,735,815 676,310 9,194,034
Ivan K. Fong 79,473,320 637,954 675,759 9,194,034
Janet P. Froetscher 75,442,752 4,668,957 675,324 9,194,034
Jill R. Goodman 78,961,975 1,149,232 675,826 9,194,034
Alexander J. Matturri, Jr. 79,261,813 848,508 676,712 9,194,034
Jennifer J. McPeek 79,322,764 789,964 674,305 9,194,034
Roderick A. Palmore 73,985,925 6,124,346 676,762 9,194,034
James E. Parisi 78,428,405 1,684,461 674,167 9,194,034
Joseph P. Ratterman 79,514,464 593,729 678,840 9,194,034
Jill E. Sommers 78,958,222 1,153,489 675,322 9,194,034
Fredric J. Tomczyk 78,620,715 1,490,211 676,107 9,194,034
The advisory proposal for approval, in a non-binding resolution, of the
compensation paid to the Company's named executive officers was approved by a
vote of 73,306,284 shares voting for the proposal, 6,580,660 shares voting
against the proposal, 900,089 shares abstaining from the vote on the proposal
and 9,194,034 broker non-votes.
The appointment of KPMG LLP as the Company's independent registered public
accounting firm for the 2021 fiscal year was ratified by a vote of 89,073,459
shares voting for the proposal, 353,988 shares voting against the proposal and
553,620 shares abstaining from the vote on the proposal.
There were no other matters presented for a vote at the Annual Meeting.
Item 9.01.Financial Statement and Exhibits.
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in
the Inline XBRL document)
© Edgar Online, source Glimpses