Item 1.01 Entry into a Material Definitive Agreement.
On
The Third Amended and Restated LSA amends and restates the original Loan
Agreement, dated
The foregoing summary of the Third Amended and Restated LSA is qualified in its entirety by the full text of the Third Amended and Restated LSA filed as an exhibit to this report and incorporated herein by reference.
Item 2.02 Results of Operations and Financial Condition.
On
Except as set forth in Item 9.01 to this Current Report on Form 8-K, the information set forth under this Item 2.02, including Exhibit 99.1, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "1934 Act"), or otherwise subject to the liabilities of that section. The information set forth under this Item 2.02, including Exhibit 99.1, shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended (the "1933 Act"), unless it is specifically incorporated by reference therein.
Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of Registrant.
The information contained in Item 1.01 to this Current Report on Form 8-K is by this reference incorporated in this Item 2.03.
Item 7.01 Regulation FD Disclosure.
On
The information disclosed under this Item 7.01, including Exhibit 99.2 hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the 1934 Act, or otherwise subject to the liabilities of that section. The information provided herein shall not be deemed incorporated by reference into any filing made under the 1933 Act, except as expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
d) Exhibits. Exhibit Number Description 10.1* Third Amended and Restated Loan and Security Agreement, dated as ofNovember 7, 2022 , amongChicago Atlantic Lincoln, LLC ,Chicago Atlantic Real Estate Finance, Inc. , the other Persons from time to time party thereto, as borrowers; and the financial institutions party thereto, as Lenders. 99.1** Press release, datedNovember 9, 2022 . 99.2 Third Quarter 2022 Earnings Supplemental Presentation, datedNovember 9, 2022 . 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
* In accordance with Item 601(b)(10) of Regulation S-K, certain provisions or
terms of the Agreement have been redacted. The Company will provide an
unredacted copy of the exhibit on a supplemental basis to the
upon request.
** The third bullet point under the heading "Investment Activity and Portfolio
Performance" shall be deemed "filed," not "furnished," for purposes of Section
18 of the 1934 Act. The remainder of this press release attached hereto as
Exhibit 99.1 is "furnished," not "filed," as described in Item 2.02 of this
Current Report on Form 8-K.
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