China Everbright Bank : Monthly Return of Equity Issuer on Movements in Securities month ended 30 April 2021

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 30/04/2021

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer

China Everbright Bank Company Limited

(incorporated in the People's Republic of China with

limited liability)

Date Submitted

06/05/2021

I. Movements in Authorised Share Capital

1. Ordinary Shares

(1) Stock code : 6818

Description :

H Shares

No. of ordinary

Par value

Authorised share

capital

shares

(RMB)

(RMB)

Balance at close of preceding month

12,678,735,500

1.0

12,678,735,500

Increase/(decrease)

0

0

Balance at close of the month

12,678,735,500

1.0

12,678,735,500

(2) Stock code : 601818

Description :

A Shares

No. of ordinary

Par value

Authorised share

capital

shares

(RMB)

(RMB)

Balance at close of preceding month 41,353,178,260

1.0

41,353,178,260

Increase/(decrease)

530

530

Balance at close of the month

41,353,178,790

1.0

41,353,178,790

March 2019

2. Preference Shares

Stock code :

N/A

Description :

No. of

Par value

Authorised share

preference

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

3. Other Classes of Shares

Stock code :

N/A

Description :

No. of other

Par value

Authorised share

classes of

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

Total authorised share capital at the end of the month

54,031,914,290

(RMB) :

March 2019

II. Movements in Issued Share Capital

	No. of ordinary shares	No of preference
		shares		No. of other
	(1)	(2)	(See Remark 2)	classes of shares
Balance at close of
preceding month	12,678,735,500	41,353,178,260	650,000,000
Increase/ (decrease)
during the month	0	530	0
Balance at close of
the month	12,678,735,500	41,353,178,790	650,000,000

March 2019

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

	Particulars of					No. of new shares of No. of new shares of
	share option					issuer issued during	issuer which may be
	scheme							the month pursuant	issued pursuant
	including EGM		Movement during the month		thereto	thereto as at close of
	approval date						the month
(dd/mm/yyyy) and
	class of shares
	issuable			Granted	Exercised	Cancelled	Lapsed
	1.
	( / /	)

shares

(Note 1)

2.

(

/

/

)

shares

(Note 1)

3.

(

/

/

)

shares

(Note 1)

Total A. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A

Total funds raised during the month from exercise	N/A
of options (State currency)

March 2019

Warrants to Issue Shares of the Issuer which are to be Listed

No. of new

No. of new

shares of

shares of

issuer

issuer which

issued

may be

Nominal value

during the

issued

Currency

Exercised

Nominal value

month

pursuant

at close of

pursuant

thereto as at

Description of warrants

of nominal

preceding

during the

at close of the

thereto

close of the

(Date of expiry - dd/mm/yyyy)

value

month

month

month

month

1.

(

/

/

)

Stock code (if listed)

Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

2.

(

/

/

)

Stock code (if listed)

Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

3.

(

/

/

)

Stock code (if listed)

Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

(	/	/	)

(	/	/	)

(

/

/

)

March 2019

4.
(	/ /	)
	Stock code (if listed)
	Class of shares
	issuable (Note 1)
	Subscription price
	EGM approval date
	(if applicable)
	(dd/mm/yyyy)		( / /	)

Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A

March 2019

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

					No. of new	No. of new
					shares of	shares of
					issuer	issuer which
					issued	may be
		Amount at			during the	issued
	Currency of	Converted	Amount at	month	pursuant
	close of	pursuant	thereto as at
Class and description	amount	preceding	during the	close of the	thereto	close of the
outstanding	month	month	month		month

1. Preference Shares, convertible compulsorily upon occurrence of a triggerevent pursuant to the terms

and conditions with respect to

11,029,411,764

the Preference Shares

RMB

30,000,000,000

30,000,000,000

Ashares

Stock code (if listed)

Class of shares

A Shares

issuable (Note 1)

Subscription price

RMB2.72

EGM approval date

(if applicable)

(29/06/2016)

(dd/mm/yyyy))

2. A share Convertible Bonds

publicly issued by the

Company, convertible

pursuant to the terms and

6,435,875,000

conditions with respect to

24,198,892,0002,000

24,198,890,000530

the convertible bonds

RMB

A shares

Stock code (if listed)

Class of shares

A Shares

issuable (Note 1)

Subscription price

RMB3.76

AGM approval date

(if applicable)

(29/06/2016)

(dd/mm/yyyy)

3. Preference Shares,

convertible compulsorily

upon occurrence of a trigger

event pursuant to the terms

8,557,457,212

and conditions with respect to

the Preference Shares

RMB

35,000,000,000

35,000,000,000

Ashares

Stock code (if listed)

Class of shares

A Shares

issuable (Note 1)

Subscription price

RMB4.09

EGM approval date

(if applicable)

(27/02/2019)

(dd/mm/yyyy)

4.

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)	( / /	)
(dd/mm/yyyy)

Total C. (Ordinary shares) 530 (Preference shares) N/A

(Other class) N/A

March 2019

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

					No. of new shares	No. of new shares of
					of issuer issued	issuer which may be
					during the month		issued pursuant
					pursuant thereto	thereto as at close of
Full particulars including EGM approval date (dd/mm/yyyy),				the month
if applicable, and class of shares issuable:
1.
(	/	/	)
	shares (Note 1)
2.
(	/	/	)
	shares (Note 1)
3.
(	/	/	)
	shares (Note 1)
		N/A
	Total D. (Ordinary shares)
	(Preference shares)	N/A
	(Other class)	N/A

March 2019

Other Movements in Issued Share Capital

No. of new

No. of new

shares of

shares of

issuer

issuer which

issued

may be

during the

issued

month

pursuant

pursuant

thereto as at

thereto

close of the

Type of Issue

month

Class

of

shares

________

issuable (Note 1)

1.

Rights issue

At price :

State

Issue and allotment

(

/

/

)

currency

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

Class

of

shares

________

issuable (Note 1)

2.

Open offer

At price :

State

Issue and allotment

(

/

/

)

currency

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

Class

of

shares

________

issuable (Note 1)

3.

Placing

At price :

State

Issue and allotment

(

/

/

)

currency

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

March 2019

No. of new

No. of new

shares of

shares of

issuer

issuer which

issued

may be

during the

issued

month

pursuant

pursuant

thereto as at

thereto

close of the

Type of Issue

month

Class

of

shares

________

issuable (Note 1)

4.

Bonus issue

Issue and allotment

(

/

/

)

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

Class

of

shares

________

issuable (Note 1)

5.

Scrip dividend At price :

State

Issue and allotment

(

/

/

)

currency

date : (dd/mm/yyyy)

(

/

/

)

EGM approval date:

(dd/mm/yyyy)

Class

of

shares

________

repurchased (Note 1)

6.

Repurchase of

Cancellation date :

(

/

/

)

shares

(dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

Class

of

shares

________

redeemed (Note 1)

7.

Redemption of

Redemption date :

(

/

/

)

shares

(dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

March 2019

No. of new

No. of new

shares of

shares of

issuer

issuer which

issued

may be

during the

issued

month

pursuant

pursuant

thereto as at

thereto

close of the

Type of Issue

month

Class

of

shares

________

issuable (Note 1)

8.

Consideration

At price :

State

Issue and allotment

(

/

/

)

issue

currency

date : (dd/mm/yyyy)

(

/

/

)

EGM approval date:

(dd/mm/yyyy)

Class

of

shares

________

issuable (Note 1)

9.

Capital

Issue and allotment

(

/

/

)

reorganisation

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

Class

of

shares

________

issuable (Note 1)

10. Other

At price :

State

Issue and allotment

(

/

/

)

(Please specify)

currency

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

Total E.

(Ordinary

shares) N/A (Preference shares) N/A

(Other class) N/A

March 2019

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1)	0
(2)	530
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):	N/A
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to
N/A
E):

(These figures should be the same as the relevant figures under II above ("Movements in Issued Share

Capital").)

IV. Confirmations

We hereby confirm to the best knowledge, information and belief that, in relation to each of the securities issued by the issuer during the month as set out in Part III which has not been previously disclosed in a return published under rule 13.25A, it has been duly authorized by the board of directors of the listed issuer and, insofar as applicable:

(Note 2)

1. all money due to the listed issuer in respect of the issue of securities has been received by it;
2. all pre-conditions for listing imposed by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited under "Qualifications of listing" have been fulfilled;
3. all (if any) conditions contained in the formal letter granting listing of and permission to deal in the securities have been fulfilled;
4. all the securities of each class are in all respects identical (Note 3);

March 2019

1. all documents required by the Companies (Winding Up and Miscellaneous Provisions) Ordinance to be filed with the Registrar of Companies have been duly filed and that compliance has been made with other legal requirements;
2. all the definitive documents of title have been delivered/are ready to be delivered/are being prepared and will be delivered in accordance with the terms of issue;
3. completion has taken place of the purchase by the issuer of all property shown in the listing document to have been purchased or agreed to be purchased by it and the purchase consideration for all such property has been duly satisfied; and
4. the trust deed/deed poll relating to the debenture, loan stock, notes or bonds has been completed and executed, and particulars thereof, if so required by law, have been filed with the Registrar of Companies.

Remarks (if any):

1. As the Company is incorporated in the PRC, the concept of "authorised share capital" is not applicable. The information contained in section I refers to the "issued share capital" of the Company.
2. The preference shares will not be counted into the registered share capital of the Company.

March 2019

Submitted by: _______Li Jiayan_______________________________

Title: _______Secretary to the Board of Directors_________________________________

(Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).
2. Items (i) to (viii) are suggested forms of confirmation which may be amended to meet individual cases. Where the issuer has already made the relevant confirmations in a return published under rule 13.25A in relation to the securities issued, no further confirmation is required to be made in this return.
3. "Identical" means in this context:
4. • the securities are of the same nominal value with the same amount called up or paid up;
   • they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to exactly the same sum (gross and net); and
   • they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.
5. If there is insufficient space, please append the prescribed continuation sheet.

March 2019