Monthly Return of Equity Issuer on Movements in Securities
For the month ended
(dd/mm/yyyy) :30/04/2021
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer | China Merchants Bank Co., Ltd. (the "Bank") | ||||||||||||||||
Date Submitted | 03/05/2021 | ||||||||||||||||
I. Movements in Authorised Share Capital | |||||||||||||||||
1. Ordinary Shares | |||||||||||||||||
(1) Stock code : | 03968 | Description : | H Shares | ||||||||||||||
Authorised share | |||||||||||||||||
No. of ordinary | Par value | capital | |||||||||||||||
(See Remark 1) | |||||||||||||||||
shares | (RMB) | (RMB) | |||||||||||||||
Balance at close of preceding month | 4,590,901,172 | 1.00 | 4,590,901,172 | ||||||||||||||
Increase/(decrease) | 0 | 0 | |||||||||||||||
Balance at close of the month | 4,590,901,172 | 1.00 | 4,590,901,172 | ||||||||||||||
(2) Stock code : | 600036 | Description : | A Shares (Shanghai) | ||||||||||||||
Authorised share | |||||||||||||||||
No. of ordinary | Par value | capital | |||||||||||||||
(See Remark 1) | |||||||||||||||||
shares | (RMB) | (RMB) | |||||||||||||||
Balance at close of preceding month | 20,628,944,429 | 1.00 | 20,628,944,429 | ||||||||||||||
Increase/(decrease) | 0 | 0 | |||||||||||||||
Balance at close of the month | 20,628,944,429 | 1.00 | 20,628,944,429 | ||||||||||||||
2. Preference Shares
U.S. $1,000,000,000 4.40% Non- | |||
Cumulative Perpetual Offshore | |||
(1)Stock | 04614 | Preference Shares ("Offshore | |
code : | Description : | Preference Shares") |
Authorised share | |||||||||||
No. of Offshore | capital | ||||||||||
preference | Par value | (See Remark 2) | |||||||||
shares | (RMB) | (U.S.$) | |||||||||
Balance at close of preceding month | 50,000,000 | 100 | 1,000,000,000 | ||||||||
Increase/(decrease) | 0 | 0 | 0 | ||||||||
Balance at close of the month | 50,000,000 | 100 | 1,000,000,000 | ||||||||
RMB27,500,000,000 (dividend yield of | |||||||||||
4.81%, Non-Cumulative) Domestic | |||||||||||
360028 | Preference Shares ("Domestic | ||||||||||
Stock code : | Description : | Preference Shares") | |||||||||
Authorised share | |||||||||||
No. of | capital | ||||||||||
preference | Par value | (See Remark 3) | |||||||||
shares | (RMB) | (RMB) | |||||||||
Balance at close of preceding month | 275,000,000 | 100 | 27,500,000,000 | ||||||||
Increase/(decrease) | 0 | 0 | 0 | ||||||||
Balance at close of the month | 275,000,000 | 100 | 27,500,000,000 | ||||||||
3. Other Classes of Shares | |||||||||||
Stock code : | N/A | Description : | |||||||||
No. of other | Par value | Authorised share | |||||||||
classes of | (State | capital | |||||||||
shares | currency) | (State currency) |
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Total authorised share capital at the end of the month (Total | 59,352,045,601 |
registered share capital and Preference Shares) (RMB) : | (See Remark 4) |
II. Movements in Issued Share Capital | ||||||||||||||||||||
No. of ordinary shares | No. of preference shares | |||||||||||||||||||
(1) USD | ||||||||||||||||||||
Offshore | (2) Domestic | No. of other | ||||||||||||||||||
(2) A Shares | Preference | Preference | classes of | |||||||||||||||||
(1) H Shares | Shares | Shares | shares | |||||||||||||||||
Balance at close of | ||||||||||||||||||||
preceding month | 4,590,901,172 | 20,628,944,429 | 50,000,000 | 275,000,000 | N/A | |||||||||||||||
Increase/ (decrease) | ||||||||||||||||||||
during the month | 0 | 0 | 0 | 0 | N/A | |||||||||||||||
Balance at close of | ||||||||||||||||||||
the month | 4,590,901,172 | 20,628,944,429 | 50,000,000 | 275,000,000 | N/A | |||||||||||||||
III. Details of Movements in Issued Share Capital | ||||||||||||||||||||
Share Options (under Share Option Schemes of the Issuer) | ||||||||||||||||||||
Particulars of | No. of new shares of No. of new shares of | |||||||||||||||||||
share option | issuer issued during | issuer which may be | ||||||||||||||||||
scheme | the month pursuant | issued pursuant | ||||||||||||||||||
including EGM | Movement during the month | thereto | thereto as at close of | |||||||||||||||||
approval date | the month | |||||||||||||||||||
(dd/mm/yyyy) and | ||||||||||||||||||||
class of shares | ||||||||||||||||||||
issuable | Granted | Exercised | Cancelled | Lapsed | ||||||||||||||||
1. N/A | ||||||||||||||||||||
( / / | ) |
shares
(Note 1)
2. N/A
( | / | / | ) |
shares
(Note 1)
3. N/A
( / / | ) | |||||||||||||
shares | ||||||||||||||
(Note 1) | Total A. | (Ordinary shares) | Nil | |||||||||||
(Preference shares) | Nil | |||||||||||||
(Other class) | Nil | |||||||||||||
Total funds raised during the month from exercise | Nil | |||||||||||||
of options (State currency) |
Warrants to Issue Shares of the Issuer which are to be Listed | ||||||
No. of new | No. of new | |||||
shares of | shares of | |||||
issuer | issuer which | |||||
issued | may be | |||||
during the | issued | |||||
Nominal value | month | pursuant | ||||
Description of warrants | Currency | at close of | Exercised | Nominal value | pursuant | thereto as at |
of nominal | preceding | during the | at close of the | thereto | close of the | |
(Date of expiry - dd/mm/yyyy) | value | month | month | month | month |
1. N/A
( | / | / | ) |
Stock code (if listed) Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
2. N/A
( | / | / | ) |
Stock code (if listed) Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
3. N/A
( | / | / | ) |
Stock code (if listed) Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
4. N/A
( | / | / | ) |
Stock code (if listed) Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
( | / | / | ) |
( | / | / | ) |
( | / | / | ) |
( | / | / | ) |
Total B. | (Ordinary shares) | Nil |
(Preference shares) | Nil | |
(Other class) | Nil |
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
No. of new | No. of new | ||||||||||||||
shares of | shares of | ||||||||||||||
issuer | issuer which | ||||||||||||||
issued | may be | ||||||||||||||
during the | issued | ||||||||||||||
month | pursuant | ||||||||||||||
Currency of | Amount at | pursuant | thereto as at | ||||||||||||
close of | Converted | Amount at | thereto | close of the | |||||||||||
amount | preceding | during the | close of the | month | |||||||||||
Class and description | outstanding | month | month | month | |||||||||||
1. Offshore Preference Shares, | |||||||||||||||
convertible compulsorily upon | |||||||||||||||
occurrence of a trigger event | 368,812,915 | ||||||||||||||
pursuant to the terms and | H Shares | ||||||||||||||
conditions with respect to the | (See Remark | ||||||||||||||
Offshore Preference Shares | U.S.$ | 1,000,000,000 | Nil | 1,000,000,000 | Nil | 5) | |||||||||
Stock code (if listed) | 04614 | ||||||||||||||
Class of shares | |||||||||||||||
issuable (Note 1) | H Shares | ||||||||||||||
The initial conversion price | |||||||||||||||
Subscription price | is HK$21.06 per H Share, | ||||||||||||||
subject to adjustment | |||||||||||||||
EGM approval date | |||||||||||||||
(if applicable) | |||||||||||||||
(dd/mm/yyyy)) | (26/05/2017) | ||||||||||||||
2. Domestic Preference Shares, | |||||||||||||||
convertible compulsorily upon | |||||||||||||||
occurrence of a trigger event | 1,445,846,477 | ||||||||||||||
pursuant to the terms and | A Shares | ||||||||||||||
conditions with respect to the | (See Remark | ||||||||||||||
Domestic Preference Shares | RMB | 27,500,000,000 | Nil | 27,500,000,000 | Nil | 6) | |||||||||
Stock code (if listed) | 360028 | ||||||||||||||
Class of shares | |||||||||||||||
issuable (Note 1) | A Shares | ||||||||||||||
The initial conversion price | |||||||||||||||
is RMB19.02 per share, | |||||||||||||||
Subscription price | subject to adjustment | ||||||||||||||
EGM approval date | |||||||||||||||
(if applicable) | |||||||||||||||
(dd/mm/yyyy) | (26/05/2017) |
3. N/A
Stock code (if listed) | ||
Class of shares | ||
issuable (Note 1) | ||
Subscription price | ||
EGM approval date | ||
(if applicable) | ||
(dd/mm/yyyy) | ( / / | ) |
4. N/A |
Stock code (if listed) | ||
Class of shares | ||
issuable (Note 1) | ||
Subscription price | ||
EGM approval date | ||
(if applicable) | ||
(dd/mm/yyyy) | ( / / | ) |
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China Merchants Bank Co. Ltd. published this content on 03 May 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 03 May 2021 09:24:10 UTC.